Sierra Bancorp - Initial Statement of Beneficial Ownership (3)
March 26 2008 - 1:22PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
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January 31, 2008
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Childress Patricia
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2. Date of Event Requiring Statement (MM/DD/YYYY)
3/14/2008
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3. Issuer Name
and
Ticker or Trading Symbol
SIERRA BANCORP [BSRR]
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(Last)
(First)
(Middle)
356 NORTH PORTER ROAD PMB #148
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
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X
___ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Street)
PORTERVILLE, CA 93257
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
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X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
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6000
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I
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By Childress, Bates, Childress, Inc. owned 50-50 by each Reporting Person
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Common Stock
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317153
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I
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By Patricia Childress as Trustee for Patricia Childress Revocable Trust
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Common Stock
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4710
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I
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By Patricia Childress IRA
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Common Stock
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16106
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I
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By Childress, Bates, Childress, Inc. Profit Sharing Plan (Patricia Childress)
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Common Stock
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10567
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I
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By Childress, Bates, Childress, Inc. Profit Sharing Plan (Carol Bates)
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Common Stock
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243691
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I
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By Carol Bates as Trustee for Bates Family Revocable Trust
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Common Stock
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272760
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I
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By Carol Anne Bates IRA Rollover
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Common Stock
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261639
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I
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By Patricia Childress IRA Rollover
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Common Stock
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49440
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I
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By Patricia Childress as Trustee for Childress Family Revocable Trust
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Childress Patricia
356 NORTH PORTER ROAD PMB #148
PORTERVILLE, CA 93257
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X
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Bates Carol Anne
30731 HIGHWAY 190
PORTERVILLE, CA 93257
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X
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Signatures
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/s/ Patricia Childress
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3/12/2008
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**
Signature of Reporting Person
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Date
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/s/ Carol Bates
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3/14/2008
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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