- Current report filing (8-K)
April 28 2010 - 4:17PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act
of 1934
Date of Report (Date of earliest event reported):
April 28, 2010
AXT, INC.
(Exact name of
registrant as specified in its charter)
Delaware
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000-24085
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94-3031310
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(State or other
jurisdiction of
incorporation)
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(Commission File
Number)
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(IRS Employer
Identification No.)
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4281 Technology Drive
Fremont,
California 94538
(Address of
principal executive offices) (Zip Code)
Registrants
telephone number, including area code:
(510) 683-5900
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation of the
registrant under any of the following provisions (see General Instruction A.2.
below):
o
Written communications pursuant to Rule 425
under the Securities Act (17 CFR 230.425)
o
Soliciting material pursuant to Rule 14a-12
under the Exchange Act (17 CFR 240.14a-12)
o
Pre-commencement communications pursuant
to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o
Pre-commencement communications pursuant
to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item
2.02
Results of Operations and Financial Condition
On April 28, 2010,
AXT, Inc. issued a press release announcing its financial results for the
quarter ended March 31, 2010. A
copy of the Companys press release, announcing the results, is attached hereto
as Exhibit 99.1 and incorporated herein by reference.
The information in Exhibit 99.1
hereto discussing the Companys results of operations and financial condition
for the quarter ended March 31, 2010, is being furnished in accordance
with General Instruction B.2 of Form 8-K and shall not be deemed to be filed
for purposes of Section 18 of the Securities Exchange Act of 1934, as
amended (the Exchange Act), or otherwise subject to the liabilities of that
section, or Sections 11 and 12(a)(2) of the Securities Act of 1933, as
amended. The information contained
herein and in the accompanying exhibit shall not be incorporated by reference
into any filing of the Registrant, whether made before or after the date hereof,
regardless of any general incorporation language in such filing, unless
expressly incorporated by specific reference to such filing.
Item
9.01
Financial Statements and Exhibits
(d)
Exhibits
99.1
Press release dated April 28, 2010,
regarding the financial results of AXT, Inc. for the quarter ended March 31,
2010.
2
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed
on its behalf by the undersigned hereunto duly authorized.
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AXT, INC.
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Date: April 28,
2010
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By:
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/s/ Raymond A. Low
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Raymond A. Low
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Chief Financial Officer
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3
EXHIBIT
INDEX
Exhibit
Number
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Description
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99.1
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Press release dated
April 28, 2010, regarding the financial results of AXT, Inc. for
the quarter ended March 31, 2010.
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4
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