TIDMREDX
RNS Number : 4644S
Redx Pharma plc
09 March 2023
FORM 8 (OPD)
PUBLIC OPENING POSITION DISCLOSURE BY A PARTY TO AN OFFER
Rules 8.1 and 8.2 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Redx Pharma plc
(b) Owner or controller of interests and short positions disclosed, if different N/A
from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the
trustee(s),
settlor and beneficiaries must be named.
--------------------------------
(c) Name of offeror/offeree in relation to whose relevant securities this form Redx Pharma plc
relates:
Use a separate form for each offeror/offeree
--------------------------------
(d) Is the discloser the offeror or the offeree? Offeree
--------------------------------
(e) Date position held: 7 March 2023
The latest practicable date prior to the disclosure
--------------------------------
(f) In addition to the company in 1(c) above, is the discloser making disclosures Yes - Jounce Therapeutics, Inc.
in respect
of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
--------------------------------
2. POSITIONS OF THE PARTY TO THE OFFER MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates
Class of relevant security: Redx Ordinary shares of GBP0.01 each
Interests Short positions
---------------------- -------------------
Number % Number %
---------------- ---- -------------- ---
(1) Relevant securities owned and/or controlled: 0 - 0 -
---------------- ---- -------------- ---
(2) Cash-settled derivatives: 0 - 0 -
---------------- ---- -------------- ---
(3) Stock-settled derivatives (including options) and agreements to
purchase/sell: 0 - 0 -
---------------- ---- -------------- ---
TOTAL: 0 - 0 -
---------------- ---- -------------- ---
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or
financial collateral arrangements should be disclosed on a
Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities
Class of relevant security in relation to which subscription right exists: N/A
Details, including nature of the rights concerned and relevant percentages: N/A
----
3. POSITIONS OF PERSONS ACTING IN CONCERT WITH THE PARTY TO THE OFFER MAKING THE DISCLOSURE
Details of any interests, short positions and rights to subscribe (including directors' and
other employee options) of any person acting in concert with the party to the offer making
the disclosure:
(a) Interests held by the directors of Redx Pharma plc, their close relatives and related
trusts
Name Class Number of Percentage
Shares shareholding
(%)
Lisa Mary Whewell
Anson Ordinary 163,183 0.04872
---------- ---------- --------------
Jane Griffiths Ordinary 84,746 0.02530
---------- ---------- --------------
Sarah Lucinda Gordon
Wild Ordinary 1,316,587 0.39311
---------- ---------- --------------
Peter Eric Presland Ordinary 146,225 0.04366
---------- ---------- --------------
(b) Interests held as options or awards under the share plans of Redx Pharma plc by the directors
of Redx Pharma plc and their close relatives and related trusts who are not exempt principal
traders for the purposes of Rule 8 of the Code
Name Share Plan No. of Date Vesting Expiry Exercise
ordinary of grant date date price
shares per share
under (p)
option
2020 all
employee
Lisa Mary share
Whewell option
Anson scheme 1,000,000 1-Jul-20 1-Jul-21 1-Jul-30 15.5
------------- ---------- ---------- ---------- ---------- -----------
2020 all
employee
Lisa Mary share
Whewell option
Anson scheme 1,000,000 1-Jul-20 1-Jul-22 1-Jul-30 15.5
------------- ---------- ---------- ---------- ---------- -----------
2020 all
employee
Lisa Mary share
Whewell option
Anson scheme 1,000,000 1-Jul-20 1-Jul-23 1-Jul-30 15.5
------------- ---------- ---------- ---------- ---------- -----------
2020 all
employee
Lisa Mary share
Whewell option
Anson scheme 5,300,000 1-Jul-20 1-Jul-23 1-Jul-30 15.5
------------- ---------- ---------- ---------- ---------- -----------
2020 all
employee
Lisa Mary share
Whewell option
Anson scheme 451,145 2-Dec-20 2-Dec-21 2-Dec-30 56.0
------------- ---------- ---------- ---------- ---------- -----------
2020 all
employee
Lisa Mary share
Whewell option
Anson scheme 451,145 2-Dec-20 2-Dec-22 2-Dec-30 56.0
------------- ---------- ---------- ---------- ---------- -----------
2020 all
employee
Lisa Mary share
Whewell option
Anson scheme 451,144 2-Dec-20 2-Dec-23 2-Dec-30 56.0
------------- ---------- ---------- ---------- ---------- -----------
2020 all
employee
Lisa Mary share
Whewell option
Anson scheme 2,030,152 2-Dec-20 2-Dec-23 2-Dec-30 56.0
------------- ---------- ---------- ---------- ---------- -----------
2020 all
employee
Lisa Mary share
Whewell option
Anson scheme 1,000,000 19-May-22 19-May-25 19-May-32 59.0
------------- ---------- ---------- ---------- ---------- -----------
2020 all
employee
Lisa Mary share
Whewell option
Anson scheme 1,700,000 21-Dec-22 21-Dec-25 21-Dec-32 56.5
------------- ---------- ---------- ---------- ---------- -----------
2021
Director
share
Peter Eric option
Presland plan 66,666 1-Jul-21 1-Jul-22 1-Jul-31 61.5
------------- ---------- ---------- ---------- ---------- -----------
2021
Director
share
Peter Eric option
Presland plan 66,667 1-Jul-21 1-Jul-23 1-Jul-31 61.5
------------- ---------- ---------- ---------- ---------- -----------
2021
Director
share
Peter Eric option
Presland plan 66,667 1-Jul-21 1-Jul-24 1-Jul-31 61.5
------------- ---------- ---------- ---------- ---------- -----------
2021
Director
share
Bernhard option
Kirschbaum plan 66,666 1-Jul-21 1-Jul-22 1-Jul-31 61.5
------------- ---------- ---------- ---------- ---------- -----------
2021
Director
share
Bernhard option
Kirschbaum plan 66,667 1-Jul-21 1-Jul-23 1-Jul-31 61.5
------------- ---------- ---------- ---------- ---------- -----------
2021
Director
share
Bernhard option
Kirschbaum plan 66,667 1-Jul-21 1-Jul-24 1-Jul-31 61.5
------------- ---------- ---------- ---------- ---------- -----------
2021
Sarah Director
Lucinda share
Gordon option
Wild plan 66,666 1-Jul-21 1-Jul-22 1-Jul-31 61.5
------------- ---------- ---------- ---------- ---------- -----------
2021
Sarah Director
Lucinda share
Gordon option
Wild plan 66,667 1-Jul-21 1-Jul-23 1-Jul-31 61.5
------------- ---------- ---------- ---------- ---------- -----------
2021
Sarah Director
Lucinda share
Gordon option
Wild plan 66,667 1-Jul-21 1-Jul-24 1-Jul-31 61.5
------------- ---------- ---------- ---------- ---------- -----------
2021
Director
Dr. Jane share
Veronica option
Griffiths plan 133,333 28-Jan-22 28-Jan-23 28-Jan-32 81.0
------------- ---------- ---------- ---------- ---------- -----------
2021
Director
Dr. Jane share
Veronica option
Griffiths plan 133,333 28-Jan-22 28-Jan-24 28-Jan-32 81.0
------------- ---------- ---------- ---------- ---------- -----------
2021
Director
Dr. Jane share
Veronica option
Griffiths plan 133,334 28-Jan-22 28-Jan-25 28-Jan-32 81.0
------------- ---------- ---------- ---------- ---------- -----------
2021
Dr. Robert Director
Andrew share
Donald option
Scott plan 66,666 28-Jan-22 28-Jan-23 28-Jan-32 81.0
------------- ---------- ---------- ---------- ---------- -----------
2021
Dr. Robert Director
Andrew share
Donald option
Scott plan 66,667 28-Jan-22 28-Jan-24 28-Jan-32 81.0
------------- ---------- ---------- ---------- ---------- -----------
2021
Dr. Robert Director
Andrew share
Donald option
Scott plan 66,667 28-Jan-22 28-Jan-25 28-Jan-32 81.0
------------- ---------- ---------- ---------- ---------- -----------
(c) Interests and short positions held by investment managers, investment advisers and connected
advisors of Redx Pharma plc
Registered holder Class Number of Shares Percentage
shareholding
(%)
WG Partners LLP Ordinary 114,593 0.03422
---------- ----------------- --------------
(d) Interests held by other presumed concert parties of Redx Pharma plc
Registered holder Class Number of Shares Percentage
shareholding
(%)
RM Special Holdings
3, LLC Ordinary 217,880,610 65.05618
---------- ----------------- --------------
RedCo II Master Fund,
L.P. Ordinary 27,461,017 8.199486
---------- ----------------- --------------
Redmile Group, LLC (" Redmile ") is the investment manager of RedCo II Master Fund, L.P.
Redmile is also the investment manager of the funds that own RM Special Holdings 3, LLC.
(e) Rights to subscribe for new securities held by other presumed concert parties of Redx
Pharma plc
Registered Class Product Due Principal Conversion Number
holder of description date amount price of
relevant outstanding Ordinary
security Shares
on
conversion
Convertible
loan notes
issued
by Redx
Pharma
plc
pursuant
to the
terms of
the note
purchase
agreement
dated 29
June 2020 4 August
(" NPA 2023
"), (unless
convertible extended
into in
Ordinary accordance
Shares with GBP0.155
RM Special of Redx the terms per
Holdings Ordinary Pharma of the Ordinary
3, LLC Shares plc NPA) GBP11,200,026.81 Share 72,258,237
---------- ------------- ------------ ------------------ ------------ -----------
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or
financial collateral arrangements should be disclosed on a
Supplemental Form 8 (SBL).
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the party to the offer making the disclosure or any person acting
in concert with it:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party
to the offer making the disclosure, or any person acting in concert with it, and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) No
Supplemental Form 8 (SBL) No
---
Date of disclosure: 9 March 2023
Contact name: Claire Solk, Group Company Secretary
-------------------------------------
Telephone number: +44(0)1625 469900
-------------------------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk .
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END
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