Numis Corporation PLC TR1 - Notification of major interest in shares (7124Z)
March 11 2013 - 9:03AM
UK Regulatory
TIDMNUM
RNS Number : 7124Z
Numis Corporation PLC
11 March 2013
NUMIS CORPORATION PLC ("NUMIS")
11 March 2013
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
-----------------------------------------------------------------------------------------
1. Identity of the issuer or the underlying NUMIS CORPORATION PLC
issuer
of existing shares to which voting rights
are
attached: (ii)
--------------------------------------------------- ------------------------------------
2 Reason for the notification (please tick the appropriate box or boxes):
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An acquisition or disposal of voting rights x
-------------------------------------------------------------------------------- -------
An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
-------------------------------------------------------------------------------- -------
An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
-------------------------------------------------------------------------------- -------
An event changing the breakdown of voting rights
-------------------------------------------------------------------------------- -------
Other (please
specify):
------------------ ------------------------------------------------------------ -------
3. Full name of person(s) subject Numis Corporation Plc Employee Benefit
to the Trust No.2 ("EBT No.2")
notification obligation: (iii)
------------------------------------------ ---------------------------------------------
4. Full name of Shareholder(s) N/A
(If different from 3): iv
------------------------------------------ ---------------------------------------------
5. Date of the transaction and date Monday 11(th) March 2013
on
which the threshold is crossed
or
reached: (v)
------------------------------------------ ---------------------------------------------
6. Date on which issuer notified: Monday 11(th) March 2013
------------------------------------------ ---------------------------------------------
7. Threshold(s) that is/are crossed Threshold crossed - holding reduced
or to 12.80%
reached: (vi, vii)
------------------------------------------ ---------------------------------------------
8. Notified details:
--------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
--------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN CODE
-------------- ------------------------------------ --------------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of shares rights (x)
Shares Voting
Rights
-------------- --------------- ------------------- ------------- ---------------------- -----------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
-------------- ---- ------- ------ ----- ---- ------------- ----------- --------- -------------- -------------
N/A 14,689,035 N/A N/A N/A N/A
GB00B05M6465
------------------- ------------- ----------- --------- -------------- -------------
15,549,354
-------------- --------------- ------ ----- ---- ------- ---- ---- ----- --------- ---- ---- -----------
B: Qualifying Financial Instruments
--------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
--------------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (xiii) Conversion Period rights that may rights
(xiv) be
acquired if the
instrument is
exercised/ converted.
---------------------- --------------- -------------------------------- -------------------------- -------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
--------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
--------------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date (xvii) Conversion rights instrument (xix, xx)
instrument period refers to
(xviii)
---------------- ------------- ------------- ------------- -------------------------------- -------------------------
Nominal Delta
---------------- ------------- ------------- ------------- -------------------------------- ------------ -----------
Total (A+B+C)
--------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------------------- -----------------------------------------------------------
14,689,035 12.80%
------------------------------------------------------------- -----------------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable: (xxi)
----------------------------------------------------------------------------------
Proxy Voting:
----------------------------------------------------------------------------------
10. Name of the proxy holder:
---------------------------------------------------- ----------------------------
11. Number of voting rights proxy holder will
cease
to hold:
---------------------------------------------------- ----------------------------
12. Date on which proxy holder will cease to
hold
voting rights:
---------------------------------------------------- ----------------------------
13. Additional information:
---------------------------------------- ----------------------------------------
14. Contact name: Simon Denyer (Group Finance Director)
---------------------------------------- ----------------------------------------
15. Contact telephone number: 0207 260 1225
---------------------------------------- ----------------------------------------
The total number of Numis ordinary shares of 5p each in issue is
114,728,057 with each ordinary share carrying the right to one
vote. There are no shares held in treasury.
The total number of voting rights in Numis is 114,728,057.
11 March 2013
END
Contacts
Numis Corporation:
Oliver Hemsley, Chief Executive 020 7260 1256
Simon Denyer, Group Finance Director 020 7260 1225
Brunswick:
Gill Ackers 020 7404 5959
Simone Selzer 020 7404 5959
PricewaterhouseCoopers LLP (Nominated Adviser):
Simon Boadle 020 7583 5000
Jon Raggett 020 7583 5000
Notes for Editors
Numis is a leading independent merchant banking and stockbroking
group offering a full range of research, execution, corporate
broking and corporate finance services to companies quoted in the
UK and their investors.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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