Statement of Changes in Beneficial Ownership (4)
September 17 2021 - 10:13AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Howley W Nicholas |
2. Issuer Name and Ticker or Trading Symbol
TransDigm Group INC
[
TDG
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
1301 EAST NINTH STREET, SUITE 3000 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
9/15/2021 |
(Street)
CLEVELAND, OH 44114
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 9/15/2021 | | M | | 11500 | A | $130.09 | 33047.513 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
Common Stock | 9/15/2021 | | S | | 227 | D | $602.2374 (1) | 32820.513 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
Common Stock | 9/15/2021 | | S | | 343 | D | $603.2386 (2) | 32477.513 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
Common Stock | 9/15/2021 | | S | | 478 | D | $604.9922 (3) | 31999.513 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
Common Stock | 9/15/2021 | | S | | 1255 | D | $605.8449 (4) | 30744.513 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
Common Stock | 9/15/2021 | | S | | 1515 | D | $606.9085 (5) | 29229.513 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
Common Stock | 9/15/2021 | | S | | 2392 | D | $608.0666 (6) | 26837.513 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
Common Stock | 9/15/2021 | | S | | 2906 | D | $609.1741 (7) | 23931.513 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
Common Stock | 9/15/2021 | | S | | 1272 | D | $609.9618 (8) | 22659.513 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
Common Stock | 9/15/2021 | | S | | 140 | D | $610.7817 (9) | 22519.513 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
Common Stock | 9/15/2021 | | S | | 500 | D | $612.6265 (10) | 22019.513 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
Common Stock | 9/15/2021 | | S | | 380 | D | $613.4971 (11) | 21639.513 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
Common Stock | 9/15/2021 | | S | | 92 | D | $614.7661 (12) | 21547.513 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option | $130.09 | 9/15/2021 | | M | | | 11500 | 9/30/2016 | 11/19/2022 | Common Stock | 11500 | $0.00 | 149500 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
Explanation of Responses: |
(1) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $601.90 - $602.89. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(2) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $602.90 - $603.67. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(3) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $604.45 - $605.44. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(4) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $605.48 - $606.39. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(5) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $606.51 - $607.48. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(6) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $607.53 - $608.50. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(7) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $608.53 - $609.52. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(8) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $609.57 - $610.525. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(9) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $610.60 - $610.865. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(10) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $612.18 - $613.12. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(11) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $613.26 - $614.02. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(12) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $614.59 - $614.94. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
Remarks: All transactions reported hereunder were made pursuant to an established 10B5-1 plan. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Howley W Nicholas 1301 EAST NINTH STREET SUITE 3000 CLEVELAND, OH 44114 | X |
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Signatures
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Halle Martin as Attorney in fact for W Nicholas Howley. | | 9/17/2021 |
**Signature of Reporting Person | Date |
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