Statement of Changes in Beneficial Ownership (4)
February 18 2021 - 3:50PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Stein Kevin M |
2. Issuer Name and Ticker or Trading Symbol
TransDigm Group INC
[
TDG
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) President & CEO |
(Last)
(First)
(Middle)
1301 E. 9TH ST., SUITE 3000 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/17/2021 |
(Street)
CLEVELAND, OH 44114
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 2/17/2021 | | M | | 9900 | A | $191.79 | 11247 | D | |
Common Stock | 2/17/2021 | | S | | 1995 | D | $564.9421 (1) | 9252 | D | |
Common Stock | 2/17/2021 | | S | | 1477 | D | $566.1036 (2) | 7775 | D | |
Common Stock | 2/17/2021 | | S | | 928 | D | $597.1903 (3) | 6847 | D | |
Common Stock | 2/17/2021 | | S | | 1265 | D | $568.6061 (4) | 5582 | D | |
Common Stock | 2/17/2021 | | S | | 1830 | D | $569.6543 (5) | 3752 | D | |
Common Stock | 2/17/2021 | | S | | 895 | D | $570.5545 (6) | 2857 | D | |
Common Stock | 2/17/2021 | | S | | 600 | D | $571.4842 (7) | 2257 | D | |
Common Stock | 2/17/2021 | | S | | 510 | D | $572.4991 (8) | 1747 | D | |
Common Stock | 2/17/2021 | | S | | 300 | D | $573.6633 (9) | 1447 | D | |
Common Stock | 2/17/2021 | | S | | 100 | D | $574.56 | 1347 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option | $191.79 | 2/17/2021 | | M | | | 9900 | 9/30/2015 | 11/13/2024 | Common Stock | 9900 | $0.00 | 128700 | D | |
Explanation of Responses: |
(1) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $564.60 - $565.50. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(2) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $565.80 - $566.66. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(3) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $566.81 - $567.72. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(4) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $568.07 - $569.00. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(5) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $569.06 - $567.00. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(6) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $570.09 - $571.00. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(7) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $571.34 - $571.68. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(8) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $572.35 - $573.18. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(9) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $573.39 - $574.22. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
Remarks: All transactions reported hereunder were made pursuant to an established 10b5-1 plan. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Stein Kevin M 1301 E. 9TH ST. SUITE 3000 CLEVELAND, OH 44114 |
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| President & CEO |
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Signatures
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Halle Fine Terrion as attorney in fact for Kevin M. Stein. | | 2/18/2021 |
**Signature of Reporting Person | Date |
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