Statement of Changes in Beneficial Ownership (4)
August 09 2019 - 4:32PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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CRP IV AIV GP, L.L.C.
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2. Issuer Name
and
Ticker or Trading Symbol
CoreSite Realty Corp
[
COR
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
__
X
__ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Last)
(First)
(Middle)
C/O THE CARLYLE GROUP,, 1001 PENNSYLVANIA AVE., N.W. SUITE 220 S
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3. Date of Earliest Transaction
(MM/DD/YYYY)
8/7/2019
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(Street)
WASHINGTON, DC 20004
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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8/7/2019
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M
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800000
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A
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(1)
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800000
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I
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See footnotes
(2)
(3)
(4)
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Common Stock
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8/7/2019
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S
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800000
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D
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$110.74
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0
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I
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See footnotes
(2)
(3)
(4)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Operating Partnership Units
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(1)
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8/7/2019
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M
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800000
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(1)
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(1)
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Common Stock
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800000
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(1)
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10725390
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I
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See footnotes
(2)
(3)
(4)
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Explanation of Responses:
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(1)
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The operating partnership units are redeemable at any time for cash or, at the election of the Issuer, exchangeable for shares of common stock on a one-for-one basis, and have no expiration date.
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(2)
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Following the transactions reported herein, consists of (i) 2,082,097 common units held by CoreSite CRP III Holdings, LLC; (ii) 421,780 common units held by CoreSite CRP III Holdings (VCOC), LLC; (iii) 1,459,136 common units held by CoreSite CRP IV Holdings, LLC; (iv) 248,488 common units held by CoreSite CRP IV Holdings (VCOC I), LLC; (v) 638,671 common units held by CoreSite CRP IV Holdings (VCOC II), LLC; and (vi) 5,875,218 common units held by CoreSite CRP V Holdings, LLC.
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(3)
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Carlyle Group Management L.L.C. is the general partner of The Carlyle Group L.P., which is a publicly traded entity listed on NASDAQ. The Carlyle Group L.P. is the sole shareholder of Carlyle Holdings I GP Inc., which is the managing member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of each of Carlyle Realty III GP, L.L.C., CRP III AIV GP, L.L.C., Carlyle Realty IV GP, L.L.C., CRP IV AIV GP, L.L.C. and Carlyle Realty V GP, L.L.C.
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(4)
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Carlyle Realty III GP, L.L.C. is the general partner of Carlyle Realty III, L.P. which is the manager of CoreSite CRP III Holdings, LLC. CRP III AIV GP, L.L.C. is the general partner of CRP III AIV GP, L.P., which is the general partner of CRQP III AIV, L.P., which is the managing member of CoreSite CRP III Holdings (VCOC), LLC. Carlyle Realty IV GP, L.L.C. is the general partner of Carlyle Realty IV, L.P., which is the manager of CoreSite CRP IV Holdings, LLC. CRP IV AIV GP, L.L.C. is the general partner of CRP IV AIV GP, L.P., which is the general partner of each of CRP IV-A AIV, L.P. and CRQP IV AIV, L.P., which are the managing members of CoreSite CRP IV Holdings (VCOC I), LLC and CoreSite CRP IV Holdings (VCOC II), LLC, respectively. Carlyle Realty V GP, L.L.C. is the general partner of Carlyle Realty V, L.P., which is the manager of CoreSite CRP V Holdings, LLC.
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Remarks:
Due to the limitations of the electronic filing system Carlyle Group Management L.L.C., The Carlyle Group L.P., Carlyle Holdings I GP Inc., Carlyle Holdings I GP Sub L.L.C., Carlyle Holdings I L.P., TC Group, L.L.C., TC Group Sub L.P., Carlyle Realty III GP, L.L.C., Carlyle Realty III, L.P., CoreSite CRP III Holdings, LLC, CRP III AIV GP, L.L.C., CRP III AIV GP, L.P., CRQP III AIV, L.P., CoreSite CRP III Holdings (VCOC), LLC, Carlyle Realty IV GP, L.L.C., Carlyle Realty IV, L.P., and CoreSite CRP IV Holdings, LLC are filing a separate Form 4.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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CRP IV AIV GP, L.L.C.
C/O THE CARLYLE GROUP,
1001 PENNSYLVANIA AVE., N.W. SUITE 220 S
WASHINGTON, DC 20004
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X
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CRP IV AIV GP, L.P.
C/O THE CARLYLE GROUP,
1001 PENNSYLVANIA AVE., N.W. SUITE 220 S
WASHINGTON, DC 20004
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X
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CRP IV-A AIV, L.P.
C/O THE CARLYLE GROUP,
1001 PENNSYLVANIA AVE., N.W. SUITE 220 S
WASHINGTON, DC 20004
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X
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CRQP IV AIV, L.P.
C/O THE CARLYLE GROUP,
1001 PENNSYLVANIA AVE., N.W. SUITE 220 S
WASHINGTON, DC 20004
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X
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CoreSite CRP IV Holdings (VCOC I), LLC
C/O THE CARLYLE GROUP,
1001 PENNSYLVANIA AVE., N.W. SUITE 220 S
WASHINGTON, DC 20004
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X
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CoreSite CRP IV Holdings (VCOC II), LLC
C/O THE CARLYLE GROUP,
1001 PENNSYLVANIA AVE., N.W. SUITE 220 S
WASHINGTON, DC 20004
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X
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Carlyle Realty V GP, L.L.C.
C/O THE CARLYLE GROUP,
1001 PENNSYLVANIA AVE., N.W. SUITE 220 S
WASHINGTON, DC 20004
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X
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Carlyle Realty V, L.P.
C/O THE CARLYLE GROUP,
1001 PENNSYLVANIA AVE., N.W. SUITE 220 S
WASHINGTON, DC 20004
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X
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CoreSite CRP V Holdings, LLC
C/O THE CARLYLE GROUP,
1001 PENNSYLVANIA AVE., N.W. SUITE 220 S
WASHINGTON, DC 20004
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X
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Signatures
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CRP IV AIV GP, L.L.C.,
By: /s/ Kevin Gasque, Authorized Person
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8/9/2019
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**
Signature of Reporting Person
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Date
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CRP IV AIV GP, L.P.,
By: /s/ Kevin Gasque, Authorized Person
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8/9/2019
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**
Signature of Reporting Person
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Date
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CRP IV-A AIV, L.P.,
By: CRP IV AIV GP, L.P., its general partner,
By: /s/ Kevin Gasque, Authorized Person
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8/9/2019
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**
Signature of Reporting Person
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Date
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CRQP IV AIV, L.P.,
By: CRP IV AIV GP, L.P., its general partner,
By: /s/ Kevin Gasque, Authorized Person
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8/9/2019
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**
Signature of Reporting Person
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Date
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CoreSite CRP IV Holdings (VCOC I), LLC,
By: CRQP IV AIV, L.P., its managing member,
By: CRP III AIV GP, L.P., its general partner,
By: /s/ Kevin Gasque, Authorized Person
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8/9/2019
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**
Signature of Reporting Person
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Date
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CoreSite CRP IV Holdings (VCOC II), LLC,
By: CRQP IV AIV, L.P., its managing member,
By: CRP III AIV GP, L.P., its general partner,
By: /s/ Kevin Gasque, Authorized Person
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8/9/2019
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**
Signature of Reporting Person
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Date
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Carlyle Realty V GP, L.L.C.,
By: /s/ Kevin Gasque, Authorized Person
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8/9/2019
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**
Signature of Reporting Person
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Date
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Carlyle Realty V, L.P.,
By: /s/ Kevin Gasque, Authorized Person
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8/9/2019
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**
Signature of Reporting Person
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Date
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CoreSite CRP V Holdings, LLC,
By: Carlyle Realty V, L.P.,
By: /s/ Kevin Gasque, Authorized Person
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8/9/2019
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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