April 14, 2022FALSE000178318000017831802022-04-142022-04-14


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): April 14, 2022

CARRIER GLOBAL CORPORATION
(Exact name of registrant as specified in its charter)
Delaware
001-39220
83-4051582
(State or other jurisdiction of incorporation)
(Commission File Number)
(I.R.S. Employer Identification No.)
13995 Pasteur Boulevard
Palm Beach Gardens
Florida
33418
(Address of principal executive offices, including zip code)
(561)
365-2000
(Registrant’s telephone number, including area code)
N/A
(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class Trading Symbol(s) Name of each exchange on which registered
Common Stock ($0.01 par value) CARR New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨





Section 5 - Corporate Governance and Management

Item 5.07 Submission of Matters to a Vote of Security Holders.

Carrier Global Corporation (the “Company”) held its 2022 Annual Meeting of Shareowners on April 14, 2022. As of February 22, 2022, the record date for the meeting, 853,006,593 shares of the Company’s common stock were issued and outstanding. A quorum of 764,909,769 shares of common stock was present or represented at the meeting.

Set forth below are the final voting results for each of the matters submitted to a vote of the shareowners.

1)    Election of Directors. The following individuals were elected to serve as directors for a term expiring at the 2023 Annual Meeting of Shareowners or upon the election and qualification of their successors. The voting results for each of the nominees are as follows:
Nominee Votes For Votes Against Abstentions Broker Non-Votes
Jean-Pierre Garnier 359,068,130 336,288,609 522,034 69,030,996
David Gitlin 663,229,668 29,053,194 3,359,911 69,030,996
John J. Greisch 672,555,901 22,769,506 553,366 69,030,996
Charles M. Holley, Jr. 684,582,193 10,735,665 560,915 69,030,996
Michael M. McNamara 675,059,932 20,272,482 546,359 69,030,996
Michael A. Todman 680,190,310 15,155,975 532,488 69,030,996
Virginia M. Wilson 682,419,766 12,927,523 531,484 69,030,996
Beth A. Wozniak 691,332,265 4,090,830 455,678 69,030,996

2)    A proposal that shareowners approve, on an advisory basis, the compensation of the Company’s named executive officers. The proposal was approved, and the voting results are as follows:

Votes For Votes Against Abstentions Broker Non-Votes
653,504,376 40,876,693 1,497,704 69,030,996

3)    A proposal to ratify the appointment of PricewaterhouseCoopers LLP, a firm of independent registered public accountants, to serve as the Company’s independent auditor for 2022 until the next Annual Meeting of Shareowners in 2023. The proposal was approved, and the voting results are as follows:

Votes For Votes Against Abstentions
757,181,221 3,319,563 4,408,985

Section 9—Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
Exhibit
Number
Exhibit Description
104
Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL.




SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
CARRIER GLOBAL CORPORATION
(Registrant)
Date: April 15, 2022
By:
/s/Mark G. Thompson
Mark G. Thompson
Vice President, Secretary & Deputy Legal Officer


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