Statement of Changes in Beneficial Ownership (4)
March 13 2015 - 4:02PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
KOCH C JAMES
|
2. Issuer Name
and
Ticker or Trading Symbol
BOSTON BEER CO INC
[
SAM
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
__
X
__ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Chairman
|
(Last)
(First)
(Middle)
C/O THE BOSTON BEER COMPANY, ONE DESIGN CENTER PLACE, SUITE 850
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/12/2015
|
(Street)
BOSTON, MA 02210
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Class A Common
|
3/12/2015
|
|
S
|
|
100
|
D
|
$262.01
|
101032
|
D
|
|
Class A Common
|
3/12/2015
|
|
S
|
|
1800
|
D
|
$263.39
(1)
|
99232
|
D
|
|
Class A Common
|
3/12/2015
|
|
S
|
|
1092
|
D
|
$265.79
(2)
|
98140
|
D
|
|
Class A Common
|
3/12/2015
|
|
S
|
|
1445
|
D
|
$266.77
(3)
|
96695
|
D
|
|
Class A Common
|
3/12/2015
|
|
S
|
|
500
|
D
|
$268
|
96195
|
D
|
|
Class A Common
|
3/12/2015
|
|
S
|
|
967
|
D
|
$269.33
(4)
|
95228
|
D
|
|
Class A Common
|
3/12/2015
|
|
S
|
|
197
|
D
|
$270.15
(5)
|
95031
|
D
|
|
Class A Common
|
3/12/2015
|
|
S
|
|
723
|
D
|
$271.71
(6)
|
94308
|
D
|
|
Class A Common
|
3/12/2015
|
|
S
|
|
746
|
D
|
$272.94
(7)
|
93562
|
D
|
|
Class A Common
|
3/12/2015
|
|
S
|
|
73
|
D
|
$274.48
(8)
|
93489
|
D
|
|
Class A Common
|
3/12/2015
|
|
S
|
|
1022
|
D
|
$275.73
(9)
|
92467
|
D
|
|
Class A Common
|
3/12/2015
|
|
S
|
|
335
|
D
|
$276.66
(10)
|
92132
|
D
|
|
Class A Common
|
|
|
|
|
|
|
|
44248
|
I
|
By LLC managed by spouse
|
Class A Common
|
|
|
|
|
|
|
|
23486
|
I
|
Custodian for children under UGTMA
|
Class A Common
|
|
|
|
|
|
|
|
2532
|
I
|
By spouse in trust for children
|
Class A Common
|
|
|
|
|
|
|
|
5000
|
I
|
By Trust as Trustee
|
Class A Common
|
|
|
|
|
|
|
|
3656
|
I
|
By spouse as custodian for children under UGTMA
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Explanation of Responses:
|
(
1)
|
The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,800 shares is from $263.25 to $2563.50. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
|
(
2)
|
The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,092 shares is from $265.52 to $266.40. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
|
(
3)
|
The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,445 shares is from $266.55 to $267.00. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
|
(
4)
|
The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 967 shares is from $269.00 to $269.99. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
|
(
5)
|
The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 197 shares is from $270.05 to $270.28. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
|
(
6)
|
The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 723 shares is from $271.50 to $272.45. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
|
(
7)
|
The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 746 shares is from $272.67 to $273.37. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
|
(
8)
|
The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 73 shares is from $274.00 to $274.65. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
|
(
9)
|
The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,022 shares is from $275.30 to $276.17. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
|
(
10)
|
The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 335 shares is from $276.30 to $277.11. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
KOCH C JAMES
C/O THE BOSTON BEER COMPANY
ONE DESIGN CENTER PLACE, SUITE 850
BOSTON, MA 02210
|
X
|
X
|
Chairman
|
|
Signatures
|
Kathleen Wade under POA for the benefit of C. James Koch
|
|
3/13/2015
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Boston Beer (NYSE:SAM)
Historical Stock Chart
From Jun 2024 to Jul 2024
Boston Beer (NYSE:SAM)
Historical Stock Chart
From Jul 2023 to Jul 2024