Initial Statement of Beneficial Ownership (3)
June 05 2020 - 6:01PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Roitman Jonathan |
2. Date of Event Requiring Statement (MM/DD/YYYY)
6/1/2020
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3. Issuer Name and Ticker or Trading Symbol
United Airlines Holdings, Inc. [UAL]
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(Last)
(First)
(Middle)
P.O. BOX 66100- HDQLD |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) SVP and COO / |
(Street)
CHICAGO, IL 60666
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 5716 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | (1) | (1) | Common Stock | 1433 | (4) | D | |
Restricted Stock Units | (2) | (2) | Common Stock | 2610 | (4) | D | |
Restricted Stock Units | (3) | (3) | Common Stock | 13515 | (4) | D | |
Explanation of Responses: |
(1) | The restricted stock units ("RSUs") vest on February 28, 2021. |
(2) | The RSUs vest in two installments of 1,305 RSUs on February 28, 2021 and 1,305 RSUs on February 28, 2022. |
(3) | The RSUs vest in three installments of 4,504 RSUs on February 28, 2021, 4,505 RSUs on February 28, 2022 and 4,506 RSUs on February 28, 2023. |
(4) | Each RSU represents the economic equivalent of one share of UAL common stock and shall be settled in shares of UAL common stock upon vesting. |
Remarks: Exhibit List: Exhibit 24 - Authorization and Designation. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Roitman Jonathan P.O. BOX 66100- HDQLD CHICAGO, IL 60666 |
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| SVP and COO |
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Signatures
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/s/ Sarah Hagy for Jonathan Roitman | | 6/5/2020 |
**Signature of Reporting Person | Date |
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