Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
February 13 2024 - 6:40PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE
13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED
PURSUANT TO RULES 13d-1 (b), (c) AND (d)
AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2
(Amendment No. 2)
Oportun Financial Corporation
(Name of Issuer)
Common Stock, $0.0001 par value per share
(Title of Class of
Securities)
68376D 10 4
(CUSIP Number)
December 31,
2023
(Date of Event Which Requires Filing of This Statement)
Check the appropriate box to designate the rule pursuant to which
this Schedule is filed:
*The remainder of this cover page shall be
filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent
amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this
cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934
(“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of
the Act (however, see the Notes).
| CUSIP NO. 68376D 10 4 |
13 G |
|
| |
|
|
| |
|
|
| 1 |
NAMES OF REPORTING PERSONS.
Institutional Venture Partners XIV, L.P. |
| 2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ¨ (b) x
(1) |
| 3 |
SEC
USE ONLY |
| 4 |
CITIZENSHIP
OR PLACE OF ORGANIZATION
Delaware |
NUMBER
OF
SHARES BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH |
5 |
SOLE
VOTING POWER
0 shares |
| |
6 |
SHARED
VOTING POWER
2,921,267 shares (2) |
| |
7 |
SOLE DISPOSITIVE POWER
0 shares
|
| |
8 |
SHARED
DISPOSITIVE POWER
2,921,267 shares (2) |
| 9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,921,267 shares (2) |
| 10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
¨ |
| 11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
8.5% (3) |
| 12 |
TYPE OF REPORTING PERSON*
PN |
| |
|
|
|
|
|
|
|
| (1) | This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as
a “group” for purposes of this Schedule 13G. |
| (2) | The shares are held by IVP XIV. IVM XIV serves as the sole general partner of IVP XIV and has sole voting
and investment control over the shares owned by IVP XIV and may be deemed to own beneficially the shares held by IVP XIV. IVM XIV owns
no securities of the Issuer directly. Chaffee, Fogelsong, Harrick, Miller, Maltz and Phelps are Managing Directors of IVM XIV and share
voting and dispositive power over the shares held by IVP XIV, and may be deemed to own beneficially the shares held by IVP XIV. The Managing
Directors own no securities of the Issuer directly. |
| (3) | The percentage is based on 34,230,172 shares of Common Stock reported to be outstanding as of November 2,
2023 in the Issuer’s Form 10-Q for the quarterly period ended September 30, 2023 as filed with the Securities and Exchange
Commission on November 9, 2023. |
| CUSIP NO. 68376D 10 4 |
13 G |
|
| |
|
|
| |
|
|
| 1 |
NAMES OF REPORTING PERSONS
Institutional Venture Management XIV, LLC |
| 2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ¨ (b) x
(1) |
| 3 |
SEC
USE ONLY |
| 4 |
CITIZENSHIP
OR PLACE OF ORGANIZATION
Delaware |
NUMBER
OF
SHARES BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH |
5 |
SOLE
VOTING POWER
0 shares |
| |
6 |
SHARED
VOTING POWER
2,921,267 shares (2) |
| |
7 |
SOLE DISPOSITIVE POWER
0 shares
|
| |
8 |
SHARED
DISPOSITIVE POWER
2,921,267 shares (2) |
| 9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,921,267 shares (2) |
| 10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
¨ |
| 11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
8.5% (3) |
| 12 |
TYPE OF REPORTING PERSON*
OO |
| |
|
|
|
|
|
|
|
| (1) | This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as
a “group” for purposes of this Schedule 13G. |
| (2) | The shares are held by IVP XIV. IVM XIV serves as the sole general partner of IVP XIV and has sole voting
and investment control over the shares owned by IVP XIV and may be deemed to own beneficially the shares held by IVP XIV. IVM XIV owns
no securities of the Issuer directly. Chaffee, Fogelsong, Harrick, Miller, Maltz and Phelps are Managing Directors of IVM XIV and share
voting and dispositive power over the shares held by IVP XIV, and may be deemed to own beneficially the shares held by IVP XIV. The Managing
Directors own no securities of the Issuer directly. |
| (3) | The percentage is based on 34,230,172 shares of Common Stock reported to be outstanding as of November 2,
2023 in the Issuer’s Form 10-Q for the quarterly period ended September 30, 2023 as filed with the Securities and Exchange
Commission on November 9, 2023. |
| CUSIP NO. 68376D 10 4 |
13 G |
|
| |
|
|
| |
|
|
| 1 |
NAMES OF REPORTING PERSONS
Todd C. Chaffee |
| 2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ¨ (b) x
(1) |
| 3 |
SEC
USE ONLY |
| 4 |
CITIZENSHIP
OR PLACE OF ORGANIZATION
United States of America |
NUMBER
OF
SHARES BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH |
5 |
SOLE
VOTING POWER
0 shares |
| |
6 |
SHARED
VOTING POWER
2,921,267 shares (2) |
| |
7 |
SOLE DISPOSITIVE POWER
0 shares
|
| |
8 |
SHARED
DISPOSITIVE POWER
2,921,267 shares (2) |
| 9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,921,267 shares (2) |
| 10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
¨ |
| 11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
8.5% (3) |
| 12 |
TYPE OF REPORTING PERSON*
IN |
| |
|
|
|
|
|
|
|
| (1) | This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as
a “group” for purposes of this Schedule 13G. |
| (2) | The shares are held by IVP XIV. IVM XIV serves as the sole general partner of IVP XIV and has sole voting
and investment control over the shares owned by IVP XIV and may be deemed to own beneficially the shares held by IVP XIV. IVM XIV owns
no securities of the Issuer directly. Chaffee, Fogelsong, Harrick, Miller, Maltz and Phelps are Managing Directors of IVM XIV and share
voting and dispositive power over the shares held by IVP XIV, and may be deemed to own beneficially the shares held by IVP XIV. The Managing
Directors own no securities of the Issuer directly. |
| (3) | The percentage is based on 34,230,172 shares of Common Stock reported to be outstanding as of November 2,
2023 in the Issuer’s Form 10-Q for the quarterly period ended September 30, 2023 as filed with the Securities and Exchange
Commission on November 9, 2023. |
| CUSIP NO. 68376D 10 4 |
13 G |
|
| |
|
|
| |
|
|
| 1 |
NAMES OF REPORTING PERSONS
Norman A. Fogelsong |
| 2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ¨ (b) x
(1) |
| 3 |
SEC
USE ONLY |
| 4 |
CITIZENSHIP
OR PLACE OF ORGANIZATION
United States of America |
NUMBER
OF
SHARES BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH |
5 |
SOLE
VOTING POWER
0 shares |
| |
6 |
SHARED
VOTING POWER
2,921,267 shares (2) |
| |
7 |
SOLE DISPOSITIVE POWER
0 shares
|
| |
8 |
SHARED
DISPOSITIVE POWER
2,921,267 shares (2) |
| 9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,921,267 shares (2) |
| 10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
¨ |
| 11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
8.5% (3) |
| 12 |
TYPE OF REPORTING PERSON*
IN |
| |
|
|
|
|
|
|
|
| (1) | This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as
a “group” for purposes of this Schedule 13G. |
| (2) | The shares are held by IVP XIV. IVM XIV serves as the sole general partner of IVP XIV and has sole voting
and investment control over the shares owned by IVP XIV and may be deemed to own beneficially the shares held by IVP XIV. IVM XIV owns
no securities of the Issuer directly. Chaffee, Fogelsong, Harrick, Miller, Maltz and Phelps are Managing Directors of IVM XIV and share
voting and dispositive power over the shares held by IVP XIV, and may be deemed to own beneficially the shares held by IVP XIV. The Managing
Directors own no securities of the Issuer directly. |
| (3) | The percentage is based on 34,230,172 shares of Common Stock reported to be outstanding as of November 2,
2023 in the Issuer’s Form 10-Q for the quarterly period ended September 30, 2023 as filed with the Securities and Exchange
Commission on November 9, 2023. |
| CUSIP NO. 68376D 10 4 |
13 G |
|
| |
|
|
| |
|
|
| 1 |
NAMES OF REPORTING PERSONS
Stephen J. Harrick |
| 2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ¨ (b) x
(1) |
| 3 |
SEC
USE ONLY |
| 4 |
CITIZENSHIP
OR PLACE OF ORGANIZATION
United States of America |
NUMBER
OF
SHARES BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH |
5 |
SOLE
VOTING POWER
0 shares |
| |
6 |
SHARED
VOTING POWER
2,921,267 shares (2) |
| |
7 |
SOLE DISPOSITIVE POWER
0 shares
|
| |
8 |
SHARED
DISPOSITIVE POWER
2,921,267 shares (2) |
| 9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,921,267
shares (2) |
| 10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
¨ |
| 11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
8.5% (3) |
| 12 |
TYPE OF REPORTING PERSON*
IN |
| |
|
|
|
|
|
|
|
| (1) | This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as
a “group” for purposes of this Schedule 13G. |
| (2) | The shares are held by IVP XIV. IVM XIV serves as the sole general partner of IVP XIV and has sole voting
and investment control over the shares owned by IVP XIV and may be deemed to own beneficially the shares held by IVP XIV. IVM XIV owns
no securities of the Issuer directly. Chaffee, Fogelsong, Harrick, Miller, Maltz and Phelps are Managing Directors of IVM XIV and share
voting and dispositive power over the shares held by IVP XIV, and may be deemed to own beneficially the shares held by IVP XIV. The Managing
Directors own no securities of the Issuer directly. |
| (3) | The percentage is based on 34,230,172 shares of Common Stock reported to be outstanding as of November 2,
2023 in the Issuer’s Form 10-Q for the quarterly period ended September 30, 2023 as filed with the Securities and Exchange
Commission on November 9, 2023. |
| CUSIP NO. 68376D 10 4 |
13 G |
|
| |
|
|
| |
|
|
| 1 |
NAMES OF REPORTING PERSONS
J. Sanford Miller |
| 2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ¨ (b) x
(1) |
| 3 |
SEC
USE ONLY |
| 4 |
CITIZENSHIP
OR PLACE OF ORGANIZATION
United States of America |
NUMBER
OF
SHARES BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH |
5 |
SOLE
VOTING POWER
0 shares |
| |
6 |
SHARED
VOTING POWER
2,921,267 shares (2) |
| |
7 |
SOLE DISPOSITIVE POWER
0 shares
|
| |
8 |
SHARED
DISPOSITIVE POWER
2,921,267 shares (2) |
| 9 |
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,921,267
shares (2) |
| 10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
¨ |
| 11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
8.5% (3) |
| 12 |
TYPE OF REPORTING PERSON*
IN |
| |
|
|
|
|
|
|
|
| (1) | This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as
a “group” for purposes of this Schedule 13G. |
| (2) | The shares are held by IVP XIV. IVM XIV serves as the sole general partner of IVP XIV and has sole voting
and investment control over the shares owned by IVP XIV and may be deemed to own beneficially the shares held by IVP XIV. IVM XIV owns
no securities of the Issuer directly. Chaffee, Fogelsong, Harrick, Miller, Maltz and Phelps are Managing Directors of IVM XIV and share
voting and dispositive power over the shares held by IVP XIV, and may be deemed to own beneficially the shares held by IVP XIV. The Managing
Directors own no securities of the Issuer directly. |
| (3) | The percentage is based on 34,230,172 shares of Common Stock reported to be outstanding as of November 2,
2023 in the Issuer’s Form 10-Q for the quarterly period ended September 30, 2023 as filed with the Securities and Exchange
Commission on November 9, 2023. |
| CUSIP NO. 68376D 10 4 |
13 G |
|
| |
|
|
| |
|
|
| 1 |
NAMES OF REPORTING PERSONS
Jules A. Maltz |
| 2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ¨ (b) x
(1) |
| 3 |
SEC
USE ONLY |
| 4 |
CITIZENSHIP
OR PLACE OF ORGANIZATION
United States of America |
NUMBER
OF
SHARES BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH |
5 |
SOLE
VOTING POWER
0 shares |
| |
6 |
SHARED
VOTING POWER
2,921,267 shares (2) |
| |
7 |
SOLE DISPOSITIVE POWER
0 shares
|
| |
8 |
SHARED
DISPOSITIVE POWER
2,921,267 shares (2) |
| 9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,921,267
shares (2) |
| 10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
¨ |
| 11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
8.5% (3) |
| 12 |
TYPE OF REPORTING PERSON*
IN |
| |
|
|
|
|
|
|
|
| (1) | This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as
a “group” for purposes of this Schedule 13G. |
| (2) | The shares are held by IVP XIV. IVM XIV serves as the sole general partner of IVP XIV and has sole voting
and investment control over the shares owned by IVP XIV and may be deemed to own beneficially the shares held by IVP XIV. IVM XIV owns
no securities of the Issuer directly. Chaffee, Fogelsong, Harrick, Miller, Maltz and Phelps are Managing Directors of IVM XIV and share
voting and dispositive power over the shares held by IVP XIV, and may be deemed to own beneficially the shares held by IVP XIV. The Managing
Directors own no securities of the Issuer directly. |
| (3) | The percentage is based on 34,230,172 shares of Common Stock reported to be outstanding as of November 2,
2023 in the Issuer’s Form 10-Q for the quarterly period ended September 30, 2023 as filed with the Securities and Exchange
Commission on November 9, 2023. |
| CUSIP NO. 68376D 10 4 |
13 G |
|
| |
|
|
| |
|
|
| 1 |
NAMES OF REPORTING PERSONS
Dennis B. Phelps |
| 2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ¨ (b) x
(1) |
| 3 |
SEC
USE ONLY |
| 4 |
CITIZENSHIP
OR PLACE OF ORGANIZATION
United States of America |
NUMBER
OF
SHARES BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH |
5 |
SOLE
VOTING POWER
0 shares |
| |
6 |
SHARED
VOTING POWER
2,921,267 shares (2) |
| |
7 |
SOLE DISPOSITIVE POWER
0 shares
|
| |
8 |
SHARED
DISPOSITIVE POWER
2,921,267 shares (2) |
| 9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,921,267
shares (2) |
| 10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
¨ |
| 11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
8.5% (3) |
| 12 |
TYPE OF REPORTING PERSON*
IN |
| |
|
|
|
|
|
|
|
| (1) | This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as
a “group” for purposes of this Schedule 13G. |
| (2) | The shares are held by IVP XIV. IVM XIV serves as the sole general partner of IVP XIV and has sole voting
and investment control over the shares owned by IVP XIV and may be deemed to own beneficially the shares held by IVP XIV. IVM XIV owns
no securities of the Issuer directly. Chaffee, Fogelsong, Harrick, Miller, Maltz and Phelps are Managing Directors of IVM XIV and share
voting and dispositive power over the shares held by IVP XIV, and may be deemed to own beneficially the shares held by IVP XIV. The Managing
Directors own no securities of the Issuer directly. |
| (3) | The percentage is based on 34,230,172 shares of Common Stock reported to be outstanding as of November 2,
2023 in the Issuer’s Form 10-Q for the quarterly period ended September 30, 2023 as filed with the Securities and Exchange
Commission on November 9, 2023. |
Introductory Note: This statement on Schedule
13G is filed by the Reporting Persons with the Commission in respect of shares of Common Stock, par value $0.0001 per share (“Common
Stock”), of Oportun Financial Corporation, a Delaware corporation (the “Issuer”).
Item 1
| (a) |
Name of Issuer: |
Oportun Financial
Corporation |
| |
|
|
| (b) |
Address of Issuer’s Principal |
|
| |
Executive Offices: |
2 Circle Star Way |
| |
|
San Carlos, California 94070 |
Item 2
| (a) | Name of Reporting Persons Filing: |
| 1. | Institutional Venture Partners XIV, L.P. (“IVP XIV”) |
| 2. | Institutional Venture Management XIV, LLC (“IVM XIV”) |
| 3. | Todd C. Chaffee (“Chaffee”) |
| 4. | Norman A. Fogelsong (“Fogelsong”) |
| 5. | Stephen J. Harrick (“Harrick”) |
| 6. | J. Sanford Miller (“Miller”) |
| 7. | Dennis B. Phelps (“Phelps”) |
| 8. | Jules A. Maltz (“Maltz”) |
| (b) | Address of Principal Business Office: |
c/o Institutional Venture Partners |
| | |
3000 Sand Hill Road, Building 2, Suite 250 |
| | |
Menlo Park, California 94025 |
| |
IVP XIV |
Delaware |
| |
IVM XIV |
Delaware |
| |
Chaffee |
United States of America |
| |
Fogelsong |
United States of America |
| |
Harrick |
United States of America |
| |
Miller |
United States of America |
| |
Phelps |
United States of America |
| |
Maltz |
United States of America |
| (d) | Title of Class of Securities: |
Common Stock |
| (e) | CUSIP Number: |
68376D 10 4 |
| Item 3 | If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing
is a: |
Not applicable.
The following information with respect to the
ownership of the Common Stock by the Reporting Persons filing this statement on Schedule 13G is provided as of December 31, 2023:
| Reporting Persons | |
Shares Held
Directly (1) | | |
Shared
Voting
Power (1) | | |
Shared
Dispositive
Power (1) | | |
Beneficial
Ownership (1) | | |
Percentage of
Class (1, 3) | |
| IVP XIV | |
| 2,921,267 | | |
| 2,921,267 | | |
| 2,921,267 | | |
| 2,921,267 | | |
| 8.5 | % |
| IVM XIV (2) | |
| 0 | | |
| 2,921,267 | | |
| 2,921,267 | | |
| 2,921,267 | | |
| 8.5 | % |
| Chaffee (2) | |
| 0 | | |
| 2,921,267 | | |
| 2,921,267 | | |
| 2,921,267 | | |
| 8.5 | % |
| Fogelsong (2) | |
| 0 | | |
| 2,921,267 | | |
| 2,921,267 | | |
| 2,921,267 | | |
| 8.5 | % |
| Harrick (2) | |
| 0 | | |
| 2,921,267 | | |
| 2,921,267 | | |
| 2,921,267 | | |
| 8.5 | % |
| Miller (2) | |
| 0 | | |
| 2,921,267 | | |
| 2,921,267 | | |
| 2,921,267 | | |
| 8.5 | % |
| Phelps (2) | |
| 0 | | |
| 2,921,267 | | |
| 2,921,267 | | |
| 2,921,267 | | |
| 8.5 | % |
| Maltz (2) | |
| 0 | | |
| 2,921,267 | | |
| 2,921,267 | | |
| 2,921,267 | | |
| 8.5 | % |
| (1) | Represents shares of Common Stock held directly by IVP XIV. |
| (2) | IVM XIV serves as the sole general partner of IVP XIV and has sole voting and investment control over
the shares owned by IVP XIV and may be deemed to own beneficially the shares held by IVP XIV. IVM XIV owns no securities of the Issuer
directly. Chaffee, Fogelsong, Harrick, Miller, Maltz and Phelps are Managing Directors of IVM XIV and share voting and dispositive power
over the shares held by IVP XIV, and may be deemed to own beneficially the shares held by IVP XIV. The Managing Directors own no securities
of the Issuer directly. |
| (3) | The percentage is based on 34,230,172 shares of Common Stock reported to be outstanding as of November 2,
2023 in the Issuer’s Form 10-Q for the quarterly period ended September 30, 2023 as filed with the Securities and Exchange
Commission on November 9, 2023. |
| Item 5 | Ownership of Five Percent or Less of a Class. |
If
this statement is being filed to report the fact that as of the date hereof, the reporting person has ceased to be the beneficial owner
of more than five percent of the class of securities, check the following: ¨
| Item 6 | Ownership of More Than Five Percent on Behalf of Another Person. |
Not applicable.
| Item 7 | Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company. |
Not applicable.
| Item 8 | Identification and Classification of Members of the Group. |
Not applicable.
| Item 9 | Notice of Dissolution of Group. |
Not applicable.
Not applicable.
SIGNATURE
After reasonable inquiry and to the best of my
knowledge and belief, I certify that the information set forth in the attached statement on Schedule 13G is true, complete and correct.
Dated: February 13, 2024
| INSTITUTIONAL VENTURE PARTNERS XIV, L.P. |
|
| |
|
| By: Institutional Venture Management XIV, LLC |
|
| Its: General Partner |
|
| |
|
| By: |
|
/s/ Tracy Hogan |
|
| |
|
Tracy Hogan, Attorney-in-Fact |
|
| |
|
| INSTITUTIONAL VENTURE MANAGEMENT XIV, LLC |
|
| |
|
| By: |
|
/s/ Tracy Hogan |
|
| |
|
Tracy Hogan, Attorney-in-Fact |
|
| |
|
| |
|
/s/ Tracy Hogan |
|
| Tracy Hogan, Attorney-in-Fact for Todd C. Chaffee |
|
| |
|
| |
|
/s/ Tracy Hogan |
|
| Tracy Hogan, Attorney-in-Fact for Norman A. Fogelsong |
|
| |
|
| |
|
/s/ Tracy Hogan |
|
| Tracy Hogan, Attorney-in-Fact for Stephen J. Harrick |
|
| |
|
| |
|
/s/ Tracy Hogan |
|
| Tracy Hogan, Attorney-in-Fact for J. Sanford Miller |
|
| |
|
| |
|
/s/ Tracy Hogan |
|
| Tracy Hogan, Attorney-in-Fact for Dennis B. Phelps |
|
| |
|
| |
|
/s/ Tracy Hogan |
|
| Tracy Hogan, Attorney-in-Fact for Jules A. Maltz |
|
Exhibit(s):
| CUSIP No. 68376D
10 4 |
13G |
Exhibit 99.1 |
EXHIBIT A
JOINT FILING STATEMENT
We, the undersigned, hereby express our agreement
that the attached statement on Schedule 13G relating to the Common Stock of Oportun Financial Corporation is filed on behalf of each of
us.
Dated: February 13, 2024
| INSTITUTIONAL VENTURE PARTNERS XIV, L.P. |
|
| |
|
| By: Institutional Venture Management XIV, LLC |
|
| Its: General Partner |
|
| |
|
| By: |
|
/s/ Tracy Hogan |
|
| |
|
Tracy Hogan, Attorney-in-Fact |
|
| |
|
| INSTITUTIONAL VENTURE MANAGEMENT XIV, LLC |
|
| |
|
| By: |
|
/s/ Tracy Hogan |
|
| |
|
Tracy Hogan, Attorney-in-Fact |
|
| |
|
| |
|
/s/ Tracy Hogan |
|
| Tracy Hogan, Attorney-in-Fact for Todd C. Chaffee |
|
| |
|
| |
|
/s/ Tracy Hogan |
|
| Tracy Hogan, Attorney-in-Fact for Norman A. Fogelsong |
|
| |
|
| |
|
/s/ Tracy Hogan |
|
| Tracy Hogan, Attorney-in-Fact for Stephen J. Harrick |
|
| |
|
| |
|
/s/ Tracy Hogan |
|
| Tracy Hogan, Attorney-in-Fact for J. Sanford Miller |
|
| |
|
| |
|
/s/ Tracy Hogan |
|
| Tracy Hogan, Attorney-in-Fact for Dennis B. Phelps |
|
| |
|
| |
|
/s/ Tracy Hogan |
|
| Tracy Hogan, Attorney-in-Fact for Jules A. Maltz |
|
Oportun Financial (NASDAQ:OPRT)
Historical Stock Chart
From Oct 2024 to Nov 2024
Oportun Financial (NASDAQ:OPRT)
Historical Stock Chart
From Nov 2023 to Nov 2024
