Annual Statement of Changes in Beneficial Ownership (5)
January 10 2022 - 4:12PM
Edgar (US Regulatory)
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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Form 3 Holdings Reported
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Form 4 Transactions Reported
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
STUMBO KEVIN J | 2. Issuer Name and Ticker or Trading SymbolCOMMUNITY TRUST BANCORP INC /KY/ [CTBI] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) EVP, CFO, & Treasurer |
(Last)
(First)
(Middle)
C/O COMMUNITY TRUST BANK, INC., PO BOX 2947 | 3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY) 12/31/2021 |
(Street)
PIKEVILLE, KY 41502-2947
(City)
(State)
(Zip)
| 4. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any | 3. Trans. Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) |
Amount | (A) or (D) | Price |
Common Stock | 1/4/2021 | | J (1) | 5.481 | A | $36.67 | 2067.5272 | D | |
Common Stock | 4/1/2021 | | J (1) | 9.3543 | A | $44.76 | 2324.8815 | D | |
Common Stock | 7/1/2021 | | J (1) | 10.3252 | A | $40.9 | 2335.2067 | D | |
Common Stock | 7/7/2021 | | G | 50 | D | $0 | 2285.2067 | D | |
Common Stock | 10/1/2021 | | J (1) | 9.8619 | A | $42.88 | 2295.0686 | D | |
Common Stock | 12/28/2021 | | G | 50 | A | $0 | 2245.0686 | D | |
Common Stock | 12/31/2021 | | J (2) | 674.9258 | A | $0 (2) | 10622.9797 | I | By ESOP |
Common Stock | 12/31/2021 | | J (3) | 454.7405 | A | $0 (3) | 12324.9206 | I | By 401(k) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (MM/DD/YYYY) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Community Trust Bancorp, Inc. Dividend Reinvestment Plan Shares. |
(2) | These shares were acquired during the fiscal year under the Community Trust Bancorp, Inc. Employee Stock Ownership Plan at a price range of $44.76 - $36.67 per share in transactions that were exempt from Section 16(b) by virtue of old rule 16a-8(b). The information reported herein is based on plan statement dated December 31, 2021. |
(3) | These shares were acquired during the fiscal year under the Community Trust Bancorp, Inc. 401(k) Plan at a price range of $44.76 - $36.67 per share in transactions that were exempt from Section 16(b) by virtue of old rule 16a-8(b). The information reported herein is based on plan statement dated December 31, 2021. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
STUMBO KEVIN J C/O COMMUNITY TRUST BANK, INC. PO BOX 2947 PIKEVILLE, KY 41502-2947 |
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| EVP, CFO, & Treasurer |
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Signatures
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Kevin J. Stumbo By: Marilyn T. Justice, Attorney-in-Fact | | 1/10/2022 |
**Signature of Reporting Person | Date |
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