Initial Statement of Beneficial Ownership (3)
May 22 2020 - 5:02PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Neher Kurt E. |
2. Date of Event Requiring Statement (MM/DD/YYYY)
5/5/2020
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3. Issuer Name and Ticker or Trading Symbol
Berry Corp (bry) [BRY]
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(Last)
(First)
(Middle)
16000 N. DALLAS PARKWAY, SUITE 500 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) EVP, Business Development / |
(Street)
DALLAS, TX 75248
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 74741.00 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units 2017 | (1) | (1) | Common Stock | 11666.00 | (1) | D | |
Performance-Based Restricted Stock Units 2017 | (2) | (2) | Common Stock | 11666.00 | (2) | D | |
Restricted Stock Units 2018 | (3) | (3) | Common Stock | 4861.00 | (3) | D | |
Performance-Based Restricted Stock Units 2018 | (4) | (4) | Common Stock | 9723.00 | (4) | D | |
Restricted Stock Units 2019 | (5) | (5) | Common Stock | 26980.00 | (5) | D | |
Restricted Stock Units 2020 | (6) | (6) | Common Stock | 81005.00 | (6) | D | |
Explanation of Responses: |
(1) | Each Restricted Stock Unit represents a contingent right to receive one share of common stock, par value $0.001 per share, of Berry Corporation (bry). One-third of the Restricted Stock Units vest on each of the first three anniversaries of August 16, 2017, subject to the continued employment of the Reporting Person. |
(2) | Each Performance-Based Restricted Stock Unit represents a contingent right to receive one share of common stock, par value $0.001 per share, of Berry Corporation (bry) depending on the performance of bry's common stock during the three-year performance period ending August 16, 2020. |
(3) | Each Restricted Stock Unit represents a contingent right to receive one share of common stock, par value $0.001 per share, of Berry Corporation (bry). One-third of the Restricted Stock Units vest on each of the first three anniversaries of March 15, 2018, subject to the continued employment of the Reporting Person. |
(4) | Each Performance-Based Restricted Stock Unit represents a contingent right to receive one share of common stock, par value $0.001 per share, of Berry Corporation (bry) depending on the performance of bry's common stock during the three-year performance period ending March 15, 2021. |
(5) | Each Restricted Stock Unit represents a contingent right to receive one share of common stock, par value $0.001 per share, of Berry Corporation (bry). One-third of the Restricted Stock Units vest on each of the first three anniversaries of March 1, 2019, subject to the continued employment of the Reporting Person. |
(6) | Each Restricted Stock Unit represents a contingent right to receive one share of common stock, par value $0.001 per share, of Berry Corporation (bry). One-third of the Restricted Stock Units vest on each of the first three anniversaries of March 1, 2020, subject to the continued employment of the Reporting Person. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Neher Kurt E. 16000 N. DALLAS PARKWAY, SUITE 500 DALLAS, TX 75248 |
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| EVP, Business Development |
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Signatures
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Kurt E. Neher, by Jordan D. Scott, as attorney-in-fact | | 5/22/2020 |
**Signature of Reporting Person | Date |
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