Statement of Changes in Beneficial Ownership (4)
August 16 2022 - 7:55PM
Edgar (US Regulatory)
FORM 4
[X]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
A/NPC Holdings LLC |
2. Issuer Name and Ticker or Trading Symbol
Astra Space, Inc.
[
ASTR
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner _____ Officer (give title below) __X__ Other (specify below) former 10% owner |
(Last)
(First)
(Middle)
6350 COURT STREET, |
3. Date of Earliest Transaction
(MM/DD/YYYY)
8/12/2022 |
(Street)
EAST SYRACUSE, NY 13057
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Class A Common Stock | 8/12/2022 | | S | | 2000000 | D | $1.59 (1) | 23155093 | D | |
Class A Common Stock | 8/15/2022 | | S | | 867040 | D | $1.46 (2) | 22288053 | D | |
Class A Common Stock | 8/16/2022 | | S | | 1400000 | D | $1.39 (3) | 20888053 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The price reported is a weighted average price. Shares were sold in multiple transactions at prices ranging from $1.55 to $1.76, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer or SEC staff, upon request, full information regarding the number of shares sold at each price within this range. |
(2) | The price reported is a weighted average price. Shares were sold in multiple transactions at prices ranging from $1.41 to $1.64, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer or SEC staff, upon request, full information regarding the number of shares sold at each price within this range. |
(3) | The price reported is a weighted average price. Shares were sold in multiple transactions at prices ranging from $1.36 to $1.44, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer or SEC staff, upon request, full information regarding the number of shares sold at each price within this range. |
Remarks: 61.24% of the interests of A/NPC are held by held by Newhouse Cable Holdings LLC, a New York limited liability company ("Newhouse Cable"). The remaining 38.76% of the interests of A/NPC are held by Advance Communications Company LLC, a New York limited liability company ("Advance Communications Co.") which is also the managing member of A/NPC. Newhouse Cable is a wholly-owned subsidiary of Newhouse Broadcasting Corporation, a New York corporation. Advance Communications Co. is an indirect wholly-owned subsidiary of Advance Publications, Inc., a New York corporation ("API"). All of the common shares of API are owned by Newhouse Family Holdings, L.P., a Delaware limited partnership ("NFH"). As a result of its ownership of all of the outstanding common shares of API, NFH has the power to elect the board of directors of API. Advance Long-Term Management Trust, a New Jersey trust, is the sole general partner of NFH. Each of the Reporting Persons disclaims beneficial ownership of the shares reported on this Form 4 except to the extent of its pecuniary interest therein. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
A/NPC Holdings LLC 6350 COURT STREET EAST SYRACUSE, NY 13057 |
|
|
| former 10% owner |
ADVANCE PUBLICATIONS, INC ONE WORLD TRADE CENTER NEW YORK, NY 10007 |
|
|
| former 10% owner |
NEWHOUSE BROADCASTING CORP ONE WORLD TRADE CENTER NEW YORK, NY 10007 |
|
|
| former 10% owner |
NEWHOUSE FAMILY HOLDINGS, L.P. ONE WORLD TRADE CENTER NEW YORK, NY 10007 |
|
|
| former 10% owner |
ADVANCE LONG-TERM MANAGEMENT TRUST C/O ROBINSON MILLER LLC 110 EDISON PLACE, SUITE 302 NEWARK, NJ 07102 |
|
|
| former 10% owner |
Signatures
|
A/NPC Holdings LLC, By: /s/ Oren Klein, Chief Financial Officer | | 8/16/2022 |
**Signature of Reporting Person | Date |
Advance Publications, Inc., By: /s/ Oren Klein, Chief Financial Officer | | 8/16/2022 |
**Signature of Reporting Person | Date |
Newhouse Broadcasting Corp, By: /s/ Oren Klein, Chief Financial Officer | | 8/16/2022 |
**Signature of Reporting Person | Date |
Newhouse Family Holdings, L.P., By: Advance Long-Term Management Trust, as General Partner, By: /s/ Michael A. Newhouse, Trustee | | 8/16/2022 |
**Signature of Reporting Person | Date |
Advance Long-Term Management Trust, By: /s/ Michael A. Newhouse, Trustee | | 8/16/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
Astra Space (NASDAQ:ASTR)
Historical Stock Chart
From Aug 2024 to Sep 2024
Astra Space (NASDAQ:ASTR)
Historical Stock Chart
From Sep 2023 to Sep 2024