Macerich Co - Statement of Changes in Beneficial Ownership (4)
October 04 2007 - 4:13PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
ANDERSON DANA K
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2. Issuer Name
and
Ticker or Trading Symbol
MACERICH CO
[
MAC
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Vice Chairman of the Board
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(Last)
(First)
(Middle)
THE MACERICH COMPANY, 401 WILSHIRE BOULEVARD, SUITE 700
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3. Date of Earliest Transaction
(MM/DD/YYYY)
10/2/2007
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(Street)
SANTA MONICA, CA 90401
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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OP Units
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(1)
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10/2/2007
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J
(2)
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8682
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3/16/1995
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(3)
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Common Stock
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8682
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$0
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1167611
(4)
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I
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By Trust
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Explanation of Responses:
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(
1)
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Redeemable for an equal number of common stock, or at the election of Macerich, cash equal to the fair market value of such shares.
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(
2)
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These securities were transferred from a Grantor Retained Annuity Trust ("GRAT") to the Anderson Family Trust for the benefit of the reporting person and his wife. The reporting person's wife and children are the trustees of the GRAT, and the GRAT now holds 125,021 OP Units. In addition, the GRAT is the owner of 76,404 shares of common stock. The reporting person disclaims beneficial ownership of the securities and shares of common stock held in the GRAT, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities or shares of common stock for purposes of Section 16 or otherwise.
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(
3)
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None.
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(
4)
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In addition, the reporting person is the beneficial owner of 8,148 shares of common stock of which 6,693 shares are held by the Anderson Family Trust for the benefit of the reporting person and his wife. This amount also includes 1,455 shares which were acquired through the Macerich Employee Stock Purchase Plan and reinvestment program.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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ANDERSON DANA K
THE MACERICH COMPANY
401 WILSHIRE BOULEVARD, SUITE 700
SANTA MONICA, CA 90401
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X
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Vice Chairman of the Board
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Signatures
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Madonna R. Shannon for DANA K. ANDERSON
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10/4/2007
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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