Statement of Changes in Beneficial Ownership (4)
September 17 2020 - 4:20PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Kelroy Jason J. |
2. Issuer Name and Ticker or Trading Symbol
KOHLS Corp
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KSS
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Sr.EVP,Gen. Counsel,Secretary |
(Last)
(First)
(Middle)
N56 W17000 RIDGEWOOD DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
9/15/2020 |
(Street)
MENOMONEE FALLS, WI 53051
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 9/15/2020 | | F | | 2085 (1) | D | $23.37 | 48482 | D | |
Common Stock | 9/15/2020 | | A | | 86468 (2) | A | $0 | 134950 (3) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Represents shares used to satisfy tax withholding obligation upon vesting of restricted stock issued in 2015 pursuant to the Company's Long Term Compensation Plan and awarded to Mr. Kelroy prior to his August 16, 2020 promotion to Senior Executive Vice President, General Counsel & Corporate Secretary. |
(2) | Award of restricted stock pursuant to the Company's 2017 Long-Term Compensation Plan. These time-vested restricted shares vest in five equal annual installments on the first through fifth anniversaries of the grant date. Consistent with past practices, the Company granted these shares effective September 15, 2020, upon Mr. Kelroy's promotion to Senior Executive Vice President, General Counsel & Corporate Secretary on August 16, 2020. |
(3) | Includes 109,915 unvested shares of restricted stock. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Kelroy Jason J. N56 W17000 RIDGEWOOD DRIVE MENOMONEE FALLS, WI 53051 |
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| Sr.EVP,Gen. Counsel,Secretary |
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Signatures
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By Elizabeth McCright, P.O.A. | | 9/17/2020 |
**Signature of Reporting Person | Date |
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