Statement of Changes in Beneficial Ownership (4)
August 08 2017 - 11:23AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Gilles Jean H
|
2. Issuer Name
and
Ticker or Trading Symbol
DEERE & CO
[
DE
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Senior Vice President
|
(Last)
(First)
(Middle)
ONE JOHN DEERE PLACE
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
8/7/2017
|
(Street)
MOLINE, IL 61265
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
$1 Par Common Stock
(1)
|
8/7/2017
|
|
M
|
|
8015
|
A
|
$80.61
|
70635
|
D
|
|
$1 Par Common Stock
(1)
|
8/7/2017
|
|
S
|
|
8015
|
D
|
$129.9940
(2)
|
62620
(3)
|
D
|
|
$1 Par Common Stock
|
|
|
|
|
|
|
|
12
|
I
|
By Son
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Market Priced Options
(1)
(4)
|
$80.61
|
8/7/2017
|
|
M
|
|
|
8015
|
(5)
|
12/8/2020
|
Common Stock
|
8015
|
$0.00
|
0
|
D
|
|
Explanation of Responses:
|
(1)
|
Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted December 6, 2017.
|
(2)
|
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.90 to $130.18, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
|
(3)
|
Includes 29,686 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.
|
(4)
|
All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
|
(5)
|
The options became exercisable in three approximately equal installments on December 8, 2011, 2012 and 2013.
|
Remarks:
See attached "FOOTNOTES" page.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
Gilles Jean H
ONE JOHN DEERE PLACE
MOLINE, IL 61265
|
|
|
Senior Vice President
|
|
Signatures
|
/s/ Todd E. Davies, Secretary, Deere & Company, Under Power of Attorney
|
|
8/8/2017
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Deere (NYSE:DE)
Historical Stock Chart
From Aug 2024 to Sep 2024
Deere (NYSE:DE)
Historical Stock Chart
From Sep 2023 to Sep 2024