Current Report Filing (8-k)
August 17 2021 - 8:37AM
Edgar (US Regulatory)
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2021-08-16
2021-08-16
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
v85
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
August 16, 2021
IDEANOMICS, INC.
(Exact name of registrant as specified
in its charter)
Nevada
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20-1778374
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(State or other jurisdiction
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(IRS Employer
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of incorporation)
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Identification No.)
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001-35561
(Commission File Number)
1441 Broadway, Suite 5116, New York, NY 10018
(Address of principal executive offices)
(Zip Code)
212-206-1216
(Registrant’s telephone number, including
area code)
(Former name or former address, if changed
since last report.)
Check the appropriate
box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (see General Instruction A.2. below):
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¨
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
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Trading symbol(s)
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Name of each exchange on which registered
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Common stock, par value $.001
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IDEX
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The
NASDAQ Stock Market
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Item 2.02.
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Results of Operations and Financial Condition.
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On August 16, 2021, Ideanomics, Inc. (the “Company”)
issued a press release announcing its financial results for the fiscal quarter ended June 30, 2021. A copy of the Company’s press
release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
The information furnished under Item 2.02 and
Item 9.01, including Exhibit 99.1 hereto, of this Current Report on Form 8-K shall not be deemed “filed” for purposes
of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to liabilities under that Section, nor shall
it be deemed incorporated by reference into any registration statement or other filings of the Company made under the Securities Act of
1933, as amended, except as expressly set forth by specific reference in such filing.
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Item 7.01.
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Regulation FD Disclosure
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On August 16, 2021, Ideanomics, Inc. (the “Company”)
held a conference call to discuss the Company's financial results for the fiscal quarter ended June 30, 2021. A copy of the conference
call transcript is attached hereto as Exhibit 99.2. An archived version of the conference call webcast is available on the Investor Relations
section of the Company's website.
Also, a copy of the presentation used for the
conference call is furnished as Exhibit 99.3 to this Current Report on Form 8-K.
The information furnished under Item 7.01 and
Item 9.01, including Exhibits 99.2 and 99.3 hereto, of this Current Report on Form 8-K shall not be deemed “filed” for
purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to liabilities under that Section,
nor shall it be deemed incorporated by reference into any registration statement or other filings of the Company made under the Securities
Act of 1933, as amended, except as expressly set forth by specific reference in such filing. The furnishing of the transcript is not intended
to constitute a representation that such furnishing is required by Regulation FD or that the transcript includes material investor information
that is not otherwise publicly available.
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Item 9.01.
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Financial Statements and Exhibits.
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(d) Exhibits
This Current Report on Form 8-K contains “forward-looking”
statements within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934. The
words “may,” “will,” “could,” “would,” “should,” “expect,” “intend,”
“plan,” “anticipate,” “believe,” “estimate,” “predict,” “project,”
“potential,” “continue,” “ongoing” and similar expressions are intended to identify forward-looking
statements, although not all forward-looking statements contain these identifying words. While the Company believes its plans, intentions
and expectations reflected in those forward-looking statements are reasonable, these plans, intentions or expectations may not be achieved.
The Company’s actual results, performance or achievements could differ materially from those contemplated, expressed or implied
by the forward-looking statements. For information about the factors that could cause such differences, please refer to the Company’s
Annual Report on Form 10-K for the year ended December 31, 2020, including the information discussed under the captions “Item 1
Business,” “Item 1A. Risk Factors” and “Item 7 Management’s Discussion and Analysis of Financial Condition
and Results of Operations,” as well as the Company’s various other filings with the SEC. Given these uncertainties, you should
not place undue reliance on these forward-looking statements. The Company assumes no obligation to update any forward-looking statement.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Ideanomics, Inc.
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Date: August 17, 2021
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By:
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/s/ Alfred Poor
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Alfred Poor
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Chief Executive Officer
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