Initial Statement of Beneficial Ownership (3)
August 08 2014 - 4:03PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
PEARSON GREGORY R
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2. Date of Event Requiring Statement (MM/DD/YYYY)
7/30/2014
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3. Issuer Name
and
Ticker or Trading Symbol
INTEL CORP [INTC]
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(Last)
(First)
(Middle)
C/O INTEL CORPORATION, 2200 MISSION COLLEGE BLVD.
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
___
X
___ Officer (give title below)
_____ Other (specify below)
SR , VP SMG /
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(Street)
SANTA CLARA, CA 95054
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
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66942
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D
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Common Stock
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92.123
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I
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By Employee Benefit Plan Trust
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Employee Stock Option (Right to Buy)
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10/30/2010
(1)
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10/30/2016
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Common Stock
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10917
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$19.0418
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D
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Employee Stock Option (Right to Buy)
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4/15/2011
(1)
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4/15/2017
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Common Stock
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13255
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$24.0834
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D
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Employee Stock Option (Right to Buy)
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4/16/2010
(1)
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4/16/2016
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Common Stock
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8835
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$15.665
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D
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Employee Stock Option (Right to Buy)
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4/16/2010
(1)
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4/16/2016
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Common Stock
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8835
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$15.665
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D
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Employee Stock Option (Right to Buy)
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4/21/2012
(1)
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4/21/2018
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Common Stock
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62820
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$21.34
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D
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Employee Stock Option (Right to Buy)
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4/24/2013
(1)
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4/24/2019
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Common Stock
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74490
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$27.42
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D
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Employee Stock Option (Right to Buy)
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4/25/2014
(1)
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4/25/2020
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Common Stock
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118280
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$23.595
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D
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Employee Stock Option (Right to Buy)
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7/17/2010
(2)
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7/17/2015
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Common Stock
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23560
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$21.72
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D
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Performance-based Restricted Stock Units
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4/22/2017
(3)
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(3)
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Common Stock
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9041
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$0
(4)
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D
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Restricted Stock Units
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4/21/2012
(5)
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(5)
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Common Stock
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15650
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$0
(6)
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D
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Restricted Stock Units
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7/22/2014
(7)
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(7)
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Common Stock
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48239
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$0
(6)
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D
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Restricted Stock Units
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4/24/2013
(5)
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(5)
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Common Stock
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24630
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$0
(6)
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D
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Restricted Stock Units
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4/25/2014
(5)
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(5)
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Common Stock
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47018
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$0
(6)
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D
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Explanation of Responses:
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(
1)
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The option vests in four equal annual installments beginning on the first anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply.
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(
2)
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The option vests in four equal annual installments beginning on the second anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply.
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(
3)
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Unless earlier forfeited under the terms of the performance-based RSU, each performance-based RSU vests and converts into no more than 200% of one share of Intel common stock three years after the grant date (together with dividend equivalent shares thereon), unless that date falls on a non-business date, in which case the next business date shall apply.
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(
4)
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Each performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of Intel common stock, together with dividend equivalent shares on the vested number of shares. The resulting number of shares of Intel common stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on January 23, 2014 and ending on January 23, 2017, unless that date falls on a date that the NASDAQ Stock Market is closed, in which case the next business date that the NASDAQ Stock Market is open shall apply.
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(
5)
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Unless earlier forfeited under the terms of the RSU, 25% of the awards vest and convert into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply.
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(
6)
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Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock.
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(
7)
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Unless earlier forfeited under the terms of the RSU, 1/16th of the awards vest and convert into common stock in sixteen substantially equal quarterly tranches, beginning on July 22, 2014. If the quarterly vesting date falls on a non-business date, the next business date shall apply.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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PEARSON GREGORY R
C/O INTEL CORPORATION
2200 MISSION COLLEGE BLVD.
SANTA CLARA, CA 95054
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SR , VP SMG
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Signatures
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/s/ Gregory R. Pearson
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8/8/2014
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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