Smiths Group PLC Holding(s) in Company (7238H)
June 09 2017 - 11:11AM
UK Regulatory
TIDMSMIN
RNS Number : 7238H
Smiths Group PLC
09 June 2017
TR-1: Notifications of Major Interests in Shares
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1. Identity of the issuer or the underlying Smiths Group PLC
issuer of existing shares to which voting
rights are attached:
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2. Reason for notification (yes/no)
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Yes
An acquisition or disposal of voting rights
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No
An acquisition or disposal of financial instruments
which may result in the acquisition of shares already
issued to which voting rights are attached
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No
An acquisition or disposal of instruments with similar
economic effect to qualifying financial instruments
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No
An event changing the breakdown of voting rights
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No
Other (please specify)
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3. Full name of person(s) subject Ameriprise Financial, Inc. and
to notification obligation: its group
--------------------------------------------------------- -------------------------------------
4. Full name of shareholder(s) BNP Paribas Nominees Pty Limited
(if different from 3): Chase Nominees Ltd
HSBC Global Custody Nominees
(UK) Ltd
Nortrust Nominees LTD
Roy Nominees
State Street Nominees Limited
The Bank Of New York (Nominees)
Limited
Vidacos Nominees Ltd
--------------------------------------------------------- -------------------------------------
5. Date of transaction and date 6(th) June 2017
on which the threshold is crossed
or reached:
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6. Date on which issuer notified: 8(th) June 2017
--------------------------------------------------------- -------------------------------------
7. Threshold(s) that is/are crossed Below the threshold of 5%
or reached:
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8: Notified Details
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A: Voting rights attached to shares
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Class/type Situation previous Resulting situation after the triggering
of shares to the triggering transaction
If possible transaction
use ISIN
code
-------------- ------------------------ -----------------------------------------------------------
Number Number Number Number of voting Percentage
of shares of voting of shares rights of voting rights
rights
-------------- ----------- ----------- ----------- ---------------------- ----------------------
Direct Direct Indirect Direct Indirect
-------------- ----------- ----------- ----------- --------- ----------- --------- -----------
GB00B1WY2338 20,631,822 20,631,822 151,358 151,358 19,354,771 0.038% 4.894%
-------------- ----------- ----------- ----------- --------- ----------- --------- -----------
US83238P2039 11,093 11,093 0 0 7,137 0 0.002%
-------------- ----------- ----------- ----------- --------- ----------- --------- -----------
B: Qualifying Financial Instruments
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Resulting situation after the triggering transaction
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Type of financial Expiration Exercise/ No. of voting Percentage
instrument date conversion rights that of voting
period may be acquired rights
if the instrument
is exercised/converted.
------------------ ----------- ------------ ------------------------- -----------
C: Financial Instruments with similar economic effect to Qualifying
Financial Instruments
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Resulting situation after the triggering transaction
------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise No. of voting Percentage of
financial Price date / conversion rights instrument voting rights
instrument period refers to
------------- ---------- ------------ --------------- ------------------- -----------------
Nominal Delta
------------- ---------- ------------ --------------- ------------------- --------- ------
Equity Swap 2,544 0.001%
-------------------------------------------------------- ------------------- --------- ------
Total (A+B+C)
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Number of voting rights Percentage of voting rights
------------------------ ----------------------------
19,515,810 4.935%
------------------------ ----------------------------
9. Chain of controlled undertakings through which the voting
rights and /or the financial instruments are effectively held,
if applicable:
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Threadneedle Asset Management Limited (4.933%)
Columbia Management Investment Advisers, LLC (0.002%)
Ameriprise Financial Services, Inc. (0.000%)
Columbia Management Investment Advisers, LLC is wholly owned by Ameriprise Financial, Inc.
Threadneedle Asset Management Limited is wholly owned by TC Financing Limited, which is itself
wholly owned by Threadneedle Asset Management Holdings Limited, which is itself wholly owned
by TAM UK Holdings Limited, which is itself wholly owned by Threadneedle Holdings Limited,
which is itself wholly owned by Threadneedle Asset Management Holdings SARL, which is itself
wholly owned by Ameriprise International Holdings GmbH, which is itself wholly owned by Ameriprise
Financial, Inc.
Ameriprise Financial Services, Inc. - Ameriprise Financial Services, Inc. is wholly owned
by AMPF Holding Corporation, which is itself wholly owned by Ameriprise Financial, Inc.
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Proxy Voting:
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10. Name of proxy holder: N/A
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11. Number of voting rights proxy N/A
holder will cease to hold:
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12. Date on which proxy holder N/A
will cease to hold voting rights:
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13. Additional information: The Shares referred to in section
9 of this form are held in portfolios
and funds managed on a discretionary
basis by the entities set out
in section 9.
Please note that the Shares are
held through certain nominee
companies.
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14 Contact name: Mark Powney, Threadneedle Asset
Management Ltd.
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15. Contact telephone name: +44 (0) 1793 363 135
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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