RM plc: Holdings(s) in Company (1420495)
August 15 2022 - 7:38AM
UK Regulatory
RM plc (RM.) RM plc: Holdings(s) in Company 15-Aug-2022 / 12:38
GMT/BST Dissemination of a Regulatory Announcement, transmitted by
EQS Group. The issuer is solely responsible for the content of this
announcement.
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TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting RM Plc
rights are attachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name Sanford DeLand Asset
Management Limited
City and country of registered office (if applicable) Leeds, UK
4. Full name of shareholder(s) (if different from 3.)v
Name Nortrust Nominees
City and country of registered office (if applicable) London, UK
5. Date on which the threshold was crossed or reachedvi: 12 August 2022
6. Date on which issuer notified (DD/MM/YYYY): 15 August 2022
7. Total positions of person(s) subject to the notification obligation
% of voting rights Total
through financial of Total number of
% of voting rights attached instruments both voting rights of
to shares (total of 8. A) (total of 8.B 1 + 8.B in % issuervii
2) (8.A +
8.B)
Resulting situation on the date on 13.85% 13.85% 83,875,016
which threshold was crossed or reached
Position of previous notification (if
14.97% 14.97%
applicable)
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Number of voting rightsix % of voting rights
Class/type of
shares Direct Indirect Direct Indirect
ISIN code (if (Art 9 of Directive (Art 10 of Directive (Art 9 of Directive 2004/109/ (Art 10 of Directive
possible) 2004/109/EC) (DTR5.1) 2004/109/EC) (DTR5.2.1) EC) (DTR5.1) 2004/109/EC)
(DTR5.2.1)
GB00BJT0FF39 11,620,000 13.85%
SUBTOTAL 8. A 11,620,000 13.85%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of Number of voting rights that may be
financial Expiration Exercise/ acquired if the instrument is % of voting rights
instrument datex Conversion Periodxi
exercised/converted.
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1
(b))
Type of Expiration Exercise/ Physical or cash
financial datex Conversion Number of voting rights % of voting rights
instrument Period xi settlementxii
SUBTOTAL 8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and
does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying)
issuerxiii
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal X
entityxiv (please add additional rows as necessary)
% of voting rights if it equals % of voting rights through financial Total of both if it equals or
Namexv or is higher than the instruments if it equals or is higher than is higher than the notifiable
notifiable threshold the notifiable threshold threshold
CFP SDL UK
BUFETTOLOGY 13.85% 13.85%
FUND
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will
be held
11. Additional informationxvi
Place of completion Sanford DeLand Asset Management Limited, Leeds, UK
Date of completion 15 August 2022
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ISIN: GB00BJT0FF39
Category Code: HOL
TIDM: RM.
LEI Code: 2138005RKUCIEKLXWM61
OAM Categories: 2.3. Major shareholding notifications
Sequence No.: 181363
EQS News ID: 1420495
End of Announcement EQS News Service
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