Oxford Tech 3 VCT Holding(s) In Company
December 02 2021 - 2:00AM
UK Regulatory
TIDMOTT
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB0031420390
Issuer Name
OXFORD TECHNOLOGY 3 VENTURE CAPITAL TRUST PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights; Other
Comments
As a result of a share buyback and subsequent cancellation of
those shares
3. Details of person subject to the notification obligation
Name
Shivani Parikh
City of registered office (if applicable)
Coulsdon
Country of registered office (if applicable)
United Kingdom
4. Details of the shareholder
Full name of shareholder(s) if different from the person(s)
subject to the notification obligation, above
City of registered office (if applicable)
Country of registered office (if applicable)
5. Date on which the threshold was crossed or reached
30-Nov-2021
6. Date on which Issuer notified
01-Dec-2021
7. Total positions of person(s) subject to the notification
obligation
Total
number
of
% of voting voting
rights rights
attached to held
shares (total % of voting rights through financial instruments (total Total of both in in
. of 8.A) of 8.B 1 + 8.B 2) % (8.A + 8.B) issuer
---------------- --------------------------------------------------------- ------------------ --------
Resulting situation on the date on which threshold
was crossed or reached 3.410000 0.000000 3.410000 215848
--------------------------------------------------- ---------------- --------------------------------------------------------- ------------------ --------
Position of previous notification (if applicable) 7.230000 0.000000 7.230000
--------------------------------------------------- ---------------- --------------------------------------------------------- ------------------ --------
8. Notified details of the resulting situation on the date on
which the threshold was crossed or reached
8A. Voting rights attached to shares
Number of Number of
Class/Type of direct voting indirect % of direct % of indirect
shares ISIN rights voting rights voting rights voting rights
code(if possible) (DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
------------------ ------------- ------------- ------------- -------------
GB0031420390 215848 0 3.410000 0.000000
------------------ ------------- ------------- ------------- -------------
Sub Total 8.A 215848 3.410000%
------------------ ---------------------------- ----------------------------
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of Expiration Exercise/conversion Number of voting rights that may be acquired if the % of
financial date period instrument is exercised/converted voting
instrument rights
---------- ---------- ------------------- --------------------------------------------------- ------
Sub Total
8.B1
---------- ------------------------------- --------------------------------------------------- ------
8B2. Financial Instruments with similar economic effect
according to (DTR5.3.1R.(1) (b))
Type of Expiration Exercise/conversion Physical Number of % of
financial date period or cash voting voting
instrument settlement rights rights
---------- ---------- ------------------- ---------- --------- ----------
Sub Total
8.B2
---------- ------------------------------------------- --------- ----------
9. Information in relation to the person subject to the
notification obligation
1. Person subject to the notification obligation is not
controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an
interest in the (underlying) issuer.
Ultimate Name of % of voting rights if it equals or is higher than % of voting rights through financial instruments if Total of both if it equals or is higher than the notifiable
controlling controlled the notifiable threshold it equals or is higher than the notifiable threshold threshold
person undertaking
----------- ----------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Voting rights are held via Redmayne Bentley Nominees Limited and
Hargreaves Lansdown Nominees Limited.
12. Date of Completion
01-Dec-2021
13. Place Of Completion
Surrey
(END) Dow Jones Newswires
December 02, 2021 02:00 ET (07:00 GMT)
Copyright (c) 2021 Dow Jones & Company, Inc.
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