Holding in Company
January 14 2009 - 8:08AM
UK Regulatory
TIDMCMR
Holding in Company
TR-1(i): Notification of Major Interests In Shares
1. Identity of the issuer or the underlying issuer of existing
shares to which voting rights are attached(ii): Cambridge Mineral Resources plc
2. Reason for the notification (please tick the appropriate box or boxes)
An acquisition or disposal of voting rights -
An acquisition or disposal of financial instruments which may result in the acquisition of shares
already issued to which voting rights are attached -
An event changing the breakdown of voting rights -
Other (please specify): This notification is to reset the Allianz Group's reportable holdings X
to zero, following the sale of Dresdner Bank AG to the Commerzbank Group. A further notification
will be submitted shortly, if appropriate, by the Allianz Group and/or Commerzbank Group,
following a recalculation of the groups' interests.
3. Full name of person(s) subject to the notification Allianz SE
obligation(iii):
4. Full name of shareholder(s) (if different from 3.)(iv):
5. Date of the transaction (and date on which the threshold is 12 January 2009
crossed or reached if different)(v):
6. Date on which issuer notified: 13 January 2009
7. Threshold(s) that is/are crossed or reached: 13.375%
8. Notified details:
A: Voting rights attached to shares
Class/type of Situation previous to Resulting situation after the triggering transaction(vii)
shares the Triggering
transaction (vi)
if possible
using the ISIN
CODE
Number of Number of Number of Number of voting rights % of voting rights
Shares Voting shares (ix)
Rights
(viii)
Direct Direct (x) Indirect Direct Indirect
(xi)
GB00B0394F60 47,500,000 47,500,000 13.375
B: Financial Instruments
Resulting situation after the triggering transaction (xii)
Type of financial Expiration Exercise/ Conversion Number of voting rights % of voting
instrument date xiii Period/ Date xiv that may be acquired if rights
the instrument is
exercised/ converted.
Total (A+B)
Number of voting rights % of voting rights
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are
effectively held, if applicable (xv):
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease to hold:
12. Date on which proxy holder will cease to hold voting rights:
13. Additional information: This notification is to reset the Allianz Group's reportable
holdings to zero, following the sale of Dresdner Bank AG to
the Commerzbank Group. A further notification will be
submitted shortly, if appropriate, by the Allianz Group
and/or Commerzbank Group, following a recalculation of the
groups' interests.
14. Contact name: Dresdner Kleinwort Media Relations Team
15. Contact telephone number: 020 7623 8000
Annex Notification Of Major Interests In Shares (xvi)
A: Identity of the person or legal entity subject to the notification obligation
Full name (including legal form for legal entities) Allianz SE
Koniginastrasse 28
Contact address (registered office for legal entities)
80802 Munich
Germany
Phone number +49 89 38 00 00
Other useful information (at least legal representative for
legal persons)
B: Identity of the notifier, if applicable (xvii)
Full name Dresdner Kleinwort Group Limited
30 Gresham Street
Contact address
London EC2V 7PG
Phone number 020 7623 8000
Other useful information (e.g. functional relationship with Subsidiary
the person or legal entity subject to the notification
obligation)
C: Additional information
Notes
_______________________________
(i) This form is to be sent to the issuer or underlying issuer and to be filed with the competent
authority.
(ii) Either the full name of the legal entity or another method for identifying the issuer or
underlying issuer, provided it is reliable and accurate.
(iii) This should be the full name of (a) the shareholder; (b) the person acquiring, disposing of or
exercising voting rights in the cases provided for in DTR5.2.1 (b) to (h); (c) all the parties to the
agreement referred to in DTR5.2.1 (a), or (d) the direct or indirect holder of financial instruments
entitled to acquire shares already issued to which voting rights are attached, as appropriate.
In relation to the transactions referred to in points DTR5.2.1 (b) to (h), the following list is provided
as indication of the persons who should be mentioned:
- in the circumstances foreseen in DTR5.2.1 (b), the person that acquires the voting rights and is
entitled to exercise them under the agreement and the natural person or legal entity who is transferring
temporarily for consideration the voting rights;
- in the circumstances foreseen in DTR 5.2.1 (c), the person holding the collateral, provided the
person or entity controls the voting rights and declares its intention of exercising them, and person
lodging the collateral under these conditions;
- in the circumstances foreseen in DTR5.2.1(d), the person who has a life interest in shares if that
person is entitled to exercise the voting rights attached to the shares and the person who is disposing of
the voting rights when the life interest is created;
- in the circumstances foreseen in DTR5.2.1 (e), the parent undertaking and, provided it has a
notification duty at an individual level under DTR 5.1, under DTR5.2.1 (a) to (d) or under a combination of
any of those situations, the controlled undertaking;
- in the circumstances foreseen in DTR5.2.1 (f), the deposit taker of the shares, if he can exercise
the voting rights attached to the shares deposited with him at his discretion, and the depositor of the
shares allowing the deposit taker to exercise the voting rights at his discretion;
- in the circumstances foreseen in DTR5.2.1 (g), the person that controls the voting rights;
- in the circumstances foreseen in DTR5.2.1 (h), the proxy holder, if he can exercise the voting
rights at his discretion, and the shareholder who has given his proxy to the proxy holder allowing the
latter to exercise the voting rights at his discretion.
(iv) Applicable in the cases provided for in DTR 5.2.1 (b) to (h). This should be the full name of the
shareholder or holder of financial instruments who is the counterparty to the natural person or legal
entity referred to in DTR5.2.
(v) The date of the transaction should normally be, in the case of an on exchange transaction, the
date on which the matching of orders occurs; in the case of an off exchange transaction, date of the
entering into an agreement.
The date on which threshold is crossed should normally be the date on which the acquisition, disposal or
possibility to exercise voting rights takes effect (see DTR 5.1.1R (3)). For passive crossings, the date
when the corporate event took effect.
These dates will usually be the same unless the transaction is subject to a condition beyond the control of
the parties.
(vi) Please refer to the situation disclosed in the previous notification, In case the situation
previous to the triggering transaction was below 3%, please state 'below 3%'.
(vii) If the holding has fallen below the minimum threshold , the notifying party should not be obliged to
disclose the extent of the holding, only that the new holding is less than 3%.
For the case provided for in DTR5.2.1(a), there should be no disclosure of individual holdings per party to
the agreement unless a party individually crosses or reaches an Article 9 threshold. This applies upon
entering into, introducing changes to or terminating an agreement.
(viii) Direct and indirect
(ix) In case of combined holdings of shares with voting rights attached 'direct holding' and voting
rights 'indirect holdings', please split the voting rights number and percentage into the direct and
indirect columns-if there is no combined holdings, please leave the relevant box blank.
(x) Voting rights attached to shares in respect of which the notifying party is a direct shareholder
(DTR 5.1)
(xi) Voting rights held by the notifying party as an indirect shareholder (DTR 5.2.1)
(xii) If the holding has fallen below the minimum threshold, the notifying party should not be obliged
to disclose the extent of the holding, only that the new holding is below 3%.
(xiii) date of maturity / expiration of the finical instrument i.e. the date when the right to acquire
shares ends.
(xiv) If the financial instrument has such a period-please specify the period- for example once every
three months starting from the [date]
(xv) The notification should include the name(s) of the controlled undertakings through which the
voting rights are held. The notification should also include the amount of voting rights and the percentage
held by each controlled undertaking, insofar as individually the controlled undertaking holds 3% or more,
and insofar as the notification by the parent undertaking is intended to cover the notification obligations
of the controlled undertaking.
(xvi) This annex is only to be filed with the competent authority.
(xvii) Whenever another person makes the notification on behalf of the shareholder or the natural
person/legal entity referred to in DTR5.2 and DTR5.3.
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