Current Report Filing (8-k)
April 08 2013 - 4:56PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM
8-K
CURRENT
REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date
of Report (Date of Earliest Event Reported): April 8, 2013
NORTHWEST BIOTHERAPEUTICS, INC. |
(Exact Name of Registrant as Specified in Its Charter) |
Delaware |
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001-35737 |
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94-3306718 |
(State Or Other Jurisdiction Of Incorporation) |
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(Commission File Number) |
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(I.R.S. Employer Identification No.) |
4800 Montgomery Lane, Suite 800, Bethesda,
MD 20814
(Address Of Principal Executive Offices) (Zip Code)
Registrant’s Telephone Number, Including
Area Code (240) 497-9024
Check the appropriate box below if the Form 8-K is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| Item 2.02 | Results of Operations and Financial Condition |
On April 8, 2013,
Northwest Biotherapeutics, Inc. (the “Company”) issued a press release announcing financial results for the year
ended December 31, 2012, and the Company’s progress in all areas of its operations during 2012. A copy of
the Company’s press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K.
The information disclosed
under this Item 2.02, including Exhibit 99.1 hereto, is being furnished and shall not be deemed “filed” for
purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall it be incorporated by reference into
any registration statement or other document pursuant to the Securities Act of 1933, as amended, except as expressly set forth
in such filing.
| Item 9.01 | Financial Statements and Exhibits |
| 99.1 | Press Release of Northwest Biotherapeutics, Inc. dated April 8, 2013. |
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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NORTHWEST BIOTHERAPEUTICS, INC |
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Dated: April 8, 2013 |
By: |
/s/ Linda Powers |
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Name: Linda Powers |
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Title: Chief Executive Officer and Chairman |
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