Current Report Filing (8-k)
March 15 2022 - 9:16AM
Edgar (US Regulatory)
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2022-03-15
2022-03-15
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UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): March 15, 2022
LEGACY
EDUCATION ALLIANCE, INC.
(Exact
name of registrant as specified in its charter)
Nevada |
|
000-55790 |
|
39-2079974 |
(State
or other jurisdiction
of
incorporation) |
|
(Commission
File Number) |
|
(IRS
Employer
Identification
No.) |
1490
N.E. Pine Island Road, Suite 5D
Cape
Coral, Florida |
|
33909 |
(Address
of principal executive offices) |
|
(Zip
Code) |
Registrant’s
telephone number, including area code: (239) 542-0643
N/A
(Former
name or former address, if changed since last report.)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instruction A.2. below):
☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|
|
☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a -12) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d -2(b)) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e -4(c)) |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities
registered pursuant to Section 12(b) of the Act:
Title of each class | |
Trading Symbol(s) | |
Name of each exchange on which registered |
N/A | |
N/A | |
N/A |
Item
7.01 |
Regulation
FD Disclosure. |
On
March 15, 2022, Legacy Education Alliance, Inc. (the “Company”) issued a press release announcing its strategic initiatives
for the next 12 months, including to effect a Nasdaq uplisting. In connection with this initiative, Legacy Education is releasing a presentation
outlining its business and Nasdaq uplisting strategy.
The
Company is also releasing a presentation that management intends to make in Dubai, as well as a transcript of video presentations the
Company intends to release over social media and other forums.
The
foregoing summary of the press release does not purport to be complete and is qualified in its entirety by reference to the full text
of the press release. The press release, strategy presentation, management presentation and video transcript, which are furnished as
Exhibits 99.1, 99.2, 99.3 and 99.4, respectively, to this Current Report on Form 8-K, are incorporated herein by reference. The information
in this report (including Exhibits 99.1, 99.2, 99.3 and 99.4) is being furnished pursuant to Item 7.01 and shall not be deemed to be
“filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities
of that section. This report will not be deemed an admission as to the materiality of any information herein (including Exhibits 99.1,
99.2, 99.3 and 99.4).
Item
9.01 |
Financial
Statements and Exhibits. |
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
|
LEGACY
EDUCATION ALLIANCE, INC. |
|
|
|
Date:
March 15, 2022 |
By: |
/s/
Barry Kostiner |
|
Name: |
Barry
Kostiner |
|
Title: |
Interim
Chief Executive Officer |
Legacy Education Alliance (CE) (USOTC:LEAI)
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