Current Report Filing (8-k)
April 30 2021 - 8:51AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): April 28, 2021
CAPITAL PROPERTIES, INC.
(Exact name of registrant as specified in its charter)
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Rhode Island
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001-08499
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05-0386287
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification Number)
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5 Steeple Street, Unit 303
Providence, R.I. 02903
(401) 435-7171
(Registrants telephone number, including area code)
N/A
(Former name or
former address, if changed since last report)
Check the appropriate box below
if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17
CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading
Symbol(s)
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Name of each exchange
on which registered
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Class A Common Stock, $.01 par value
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CPTP
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OTCQX
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of
1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an
emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
Item 5.07.
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Submission of Matters to a Vote of Security Holders.
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On April 28, 2021, Capital Properties, Inc. (the Registrant) held its 2021 Annual Meeting of Shareholders (the Meeting) in
Providence, Rhode Island. Of the 6,599,912 shares of the Registrants Class A common stock outstanding as of the record date, 5,347,762 shares of Class A common stock were present or represented by proxy at the Meeting. At the
Meeting, the shareholders voted to elect three directors to serve for terms of one year and until their successors are elected and qualified. The voting results from the Meeting were as follows:
Election of Directors:
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For
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Withheld
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Robert H. Eder
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4,933,239
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414,523
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Daniel T. Noreck
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4,962,065
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385,697
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Steven G. Triedman
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4,950,303
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347,459
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Company has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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CAPITAL PROPERTIES, INC.
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Date: April 30, 2021
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By:
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/s/ Susan R. Johnson
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Susan R. Johnson
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Treasurer
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Capital Properties (QX) (USOTC:CPTP)
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