The following sets forth the name and present principal occupation of each executive officer and director of Bank of America Corporation. The business address of each of the executive officers and directors of Bank of
America Corporation is Bank of America Corporate Center, 100 North Tryon Street, Charlotte, North Carolina 28255.
Name
|
|
Position with Bank of America Corporation
|
|
Principal Occupation
|
Brian T. Moynihan
|
|
Chairman of the Board, Chief Executive Officer and Director
|
|
Chairman of the Board and Chief Executive Officer of Bank of America Corporation
|
Paul M. Donofrio
|
|
Vice Chair
|
|
Vice Chair of Bank of America Corporation
|
Thong M. Nguyen
|
|
Vice Chair, Head of Global Strategy & Enterprise Platforms
|
|
Vice Chair, Head of Global Strategy & Enterprise Platforms of Bank of America Corporation
|
Bruce R. Thompson
|
|
Vice Chair, Head of Enterprise Credit
|
|
Vice Chair, Head of Enterprise Credit of Bank of America Corporation
|
Dean C. Athanasia
|
|
President, Regional Banking
|
|
President, Regional Banking of Bank of America Corporation
|
James P. DeMare
|
|
President, Global Markets
|
|
President, Global Markets of Bank of America Corporation
|
Kathleen A. Knox
|
|
President, The Private Bank
|
|
President, The Private Bank of Bank of America Corporation
|
Matthew M. Koder
|
|
President, Global Corporate and Investment Banking
|
|
President, Global Corporate and Investment Banking of Bank of America Corporation
|
Bernard A. Mensah
|
|
President, International; CEO, Merrill Lynch International
|
|
President, International of Bank of America Corporation and CEO, Merrill Lynch International
|
Lindsay DeNardo Hans
|
|
President, Co-Head Merrill Wealth Management
|
|
President, Co-Head Merrill Wealth Management of Bank of America Corporation
|
Eric Schimpf
|
|
President, Co-Head Merrill Wealth Management
|
|
President, Co-Head Merrill Wealth Management of Bank of America Corporation
|
Aditya Bhasin
|
|
Chief Technology and Information Officer
|
|
Chief Technology and Information Officer of Bank of America Corporation
|
D. Steve Boland
|
|
Chief Administrative Officer
|
|
Chief Administrative Officer of Bank of America Corporation
|
Alastair Borthwick
|
|
Chief Financial Officer
|
|
Chief Financial Officer of Bank of America Corporation
|
Sheri Bronstein
|
|
Chief Human Resources Officer
|
|
Chief Human Resources Officer of Bank of America Corporation
|
Geoffrey Greener
|
|
Chief Risk Officer
|
|
Chief Risk Officer of Bank of America Corporation
|
Thomas M. Scrivener
|
|
Chief Operations Executive
|
|
Chief Operations Executive of Bank of America Corporation
|
Lauren A. Mogensen
|
|
Global General Counsel
|
|
Global General Counsel of Bank of America Corporation
|
Lionel L. Nowell, III
|
|
Lead Independent Director
|
|
Lead Independent Director, Bank of America Corporation; Former Senior Vice President and Treasurer, PepsiCo, Inc.
|
Sharon L. Allen
|
|
Director
|
|
Former Chairman, Deloitte LLP
|
Jose E. Almeida
|
|
Director
|
|
Chairman, President and Chief Executive Officer of Baxter International Inc.
|
Pierre J.P. de Weck1
|
|
Director
|
|
Former Chairman and Global Head of Private Wealth Management, Deutsche Bank AG
|
Arnold W. Donald
|
|
Director
|
|
Former President and Chief Executive Officer, Carnival Corporation & Carnival plc
|
Linda P. Hudson
|
|
Director
|
|
Former Executive Officer, The Cardea Group, LLC and Former President and Chief Executive Officer of BAE Systems, Inc.
|
Monica C. Lozano
|
|
Director
|
|
Lead Independent Director, Target Corporation; Former Chief Executive Officer, Former College Futures Foundation and Former Chairman, US Hispanic Media Inc.
|
Denise L. Ramos
|
|
Director
|
|
Former Chief Executive Officer and President of ITT Inc.
|
Clayton S. Rose
|
|
Director
|
|
Baker Foundation Professor of Management Practice at Harvard Business School
|
Michael D. White
|
|
Director
|
|
Former Chairman, President, and Chief Executive Officer of DIRECTV
|
Thomas D. Woods2
|
|
Director
|
|
Former Vice Chairman and Senior Executive Vice President of Canadian Imperial Bank of Commerce; Former Chairman, Hydro One Limited
|
Maria T. Zuber
|
|
Director
|
|
Vice President for Research and E.A., Griswold Professor of Geophysics, MIT
|
The following sets forth the name and present principal occupation of each executive officer and director of Bank of America, National Association. The business address of each of the executive officers and directors
of Bank of America, National Association is 100 North Tryon Street, Suite 170, Charlotte, North Carolina 28202.
Name
|
|
Position with Bank of America, National Association
|
|
Principal Occupation
|
Brian T. Moynihan
|
|
Chief Executive Officer, President and Director
|
|
Chief Executive Officer of Bank of America Corporation
|
Paul M. Donofrio
|
|
Vice Chair
|
|
Vice Chair of Bank of America Corporation
|
Bruce R. Thompson
|
|
Vice Chair, Head of Enterprise Credit
|
|
Vice Chair, Head of Enterprise Credit of Bank of America Corporation
|
Thong M. Nguyen
|
|
Vice Chair, Head of Global Strategy & Enterprise Platforms
|
|
Vice Chair, Head of Global Strategy & Enterprise Platforms of Bank of America Corporation
|
Aditya Bhasin
|
|
Chief Technology and Information Officer
|
|
Chief Technology and Information Officer of Bank of America Corporation
|
Sheri Bronstein
|
|
Chief Human Resources Officer
|
|
Chief Human Resources Officer of Bank of America Corporation
|
Alastair Borthwick
|
|
Chief Financial Officer
|
|
Chief Financial Officer of Bank of America Corporation
|
Geoffrey Greener
|
|
Chief Risk Officer
|
|
Chief Risk Officer of Bank of America Corporation
|
Tom M. Scrivener
|
|
Chief Operations Executive
|
|
Chief Operations Executive of Bank of America Corporation
|
D. Steve Boland
|
|
Chief Administrative Officer
|
|
Chief Administrative Officer of Bank of America Corporation
|
James P. DeMare
|
|
President, Global Markets
|
|
President, Global Markets of Bank of America Corporation
|
Kathleen A. Knox
|
|
President, The Private Bank
|
|
President, The Private Bank of Bank of America Corporation
|
Matthew M. Koder
|
|
President, Global Corporate and Investment Banking
|
|
President, Global Corporate and Investment Banking of Bank of America Corporation
|
Dean C. Athanasia
|
|
President, Regional Banking
|
|
President, Regional Banking of Bank of America Corporation
|
Bernard A. Mensah
|
|
President, International; CEO, Merrill Lynch International
|
|
President, International of Bank of America Corporation and CEO, Merrill Lynch International
|
Lindsay DeNardo Hans
|
|
President, Co-Head Merrill Wealth Management
|
|
President, Co-Head Merrill Wealth Management of Bank of America Corporation
|
Eric Schimpf
|
|
President, Co-Head Merrill Wealth Management
|
|
President, Co-Head Merrill Wealth Management of Bank of America Corporation
|
Lauren A. Mogensen
|
|
Global General Counsel
|
|
Global General Counsel of Bank of America Corporation
|
Sharon L. Allen
|
|
Director
|
|
Former Chairman of Deloitte LLP
|
Jose E. Almeida
|
|
Director
|
|
Chairman, President and Chief Executive Officer of Baxter International Inc.
|
Pierre J.P. de Weck3
|
|
Director
|
|
Former Chairman and Global Head of Private Wealth Management, Deutsche Bank AG
|
Arnold W. Donald
|
|
Director
|
|
Former President and Chief Executive Officer, Carnival Corporation & Carnival plc
|
Linda P. Hudson
|
|
Director
|
|
Former Executive Officer, The Cardea Group, LLC and Former President and Chief Executive Officer of BAE Systems, Inc.
|
Monica C. Lozano
|
|
Director
|
|
Lead Independent Director, Target Corporation; Former Chief Executive Officer, Former College Futures Foundation and Former Chairman, US Hispanic Media Inc.
|
Lionel L. Nowell, III
|
|
Director
|
|
Lead Independent Direct of Bank of America Corporation; Former Senior Vice President and Treasurer, PepsiCo Inc.
|
Denise L. Ramos
|
|
Director
|
|
Former Chief Executive Officer and President of ITT Inc.
|
Clayton S. Rose
|
|
Director
|
|
Baker Foundation Professor of Management Practice at Harvard Business School
|
Michael D. White
|
|
Director
|
|
Former Chairman, President, and Chief Executive Officer of DIRECTV
|
Thomas D. Woods4
|
|
Director
|
|
Former Vice Chairman and Senior Executive Vice President of Canadian Imperial Bank of Commerce; Former Chairman, Hydro One Limited
|
Maria T. Zuber
|
|
Director
|
|
Vice President for Research and E.A., Griswold Professor of Geophysics, MIT
|
The following sets forth the name and present principal occupation of each executive officer and director of Merrill Lynch, Pierce, Fenner & Smith Incorporated. The business address of each of the executive officers and directors of Merrill
Lynch, Pierce, Fenner & Smith Incorporated is One Bryant Park, New York, NY 10036.
Name
|
|
Position with Merrill Lynch, Pierce, Fenner & Smith Incorporated
|
|
Principal Occupation
|
Eric Schimpf
|
|
Chief Executive Officer and Director
|
|
President, Co-Head Merrill Wealth Management of Bank of America Corporation
|
Lorna R. Sabbia
|
|
Director
|
|
Managing Director; Head of Workplace Benefits: Consumer and Small Business
|
Nancy Fahmy
|
|
Director
|
|
Managing Director; Head of Investment Solutions Group: Merrill Wealth Management
|
Lindsay DeNardo Hans
|
|
Director
|
|
President, Co-Head Merrill Wealth Management of Bank of America Corporation
|
Matthew T. Gellene
|
|
Director
|
|
Managing Director; Head of Consumer Investments: Consumer and Small Business
|
Faruqe Alam
|
|
Chief Financial Officer and Managing Director
|
|
Managing Director; BofA Securities, Inc. and Merrill Lynch, Pierce, Fenner & Smith CFO, Broker Dealer Legal Entity Controller
|
David C. Heaton
|
|
Chief Legal Officer and Managing Director
|
|
Deputy General Counsel & Managing Director; Legal Executive
|
Joseph A. Guardino
|
|
Chief Operations Officer and Managing Director
|
|
Managing Director; Equities Ops, Client Service, EMEA & AMRS Branch Ops and LATAM & Canada Ops: Global Operations
|
Michael Karam
|
|
Chief Compliance Officer
|
|
Managing Director; Compliance and Operational Risk Executive – Registered: Global Risk Management
|
Susan Axelrod
|
|
Managing Director
|
|
Managing Director; Merrill, Private Bank, & Wealth Mgmt CRO/Compliance & Op Risk, Electronic Comms: Global Risk Management
|
Manami Ishii
|
|
Treasurer and Managing Director
|
|
Director; Sr Asset Liability Manager, The CFO Group
|
Samantha J. Leventhal
|
|
Anti-Money Laundering Compliance Officer
|
|
Managing Director; Global Financial Crimes Executive I
|