Pursuant to Rule 13d-1
promulgated under the Securities Exchange Act of 1934, as amended,
Joseph F. Army, the President and Chief Executive Officer of
Vapotherm, Inc., is required to file a statement containing the
information required by Schedule 13D with the United States
Securities and Exchange Commission (the “SEC”) due to his recent
acquisition and beneficial ownership of shares of common stock of
Vapotherm, Inc. resulting in his beneficial ownership of greater
than five percent of the common stock of Vapotherm, Inc.
Security and Issuer.
This Statement on Schedule 13D (this “Schedule 13D”) relates to the
common stock, par value $0.001 per share, of Vapotherm, Inc., a
Delaware corporation (“VAPO”). The address of the principal
executive offices of VAPO is 100 Domain Drive, Exeter, New
Identity and Background.
(a) The name of the reporting person is Joseph F. Army (the
(b) The business address of the Reporting Person is 100 Domain
Drive, Exeter, New Hampshire 03833.
(c) The principal occupation of the Reporting Person is President
and Chief Executive Officer of VAPO at VAPO’s principal executive
office located at 100 Domain Drive, Exeter, New Hampshire 03833.
The Reporting Person also serves as a director of VAPO.
(d) During the last five years, the Reporting Person has not been
convicted in a criminal proceeding (excluding traffic violations or
(e) During the last five years, the Reporting Person was not a
party to a civil proceeding of a judicial or administrative body of
competent jurisdiction and as a result was not or is not subject to
a judgment, decree or final order enjoining future violations of,
or prohibiting or mandating activities subject to, federal or state
securities laws or finding any violation with respect to such
(f) The Reporting Person is a citizen of the United States of
Source and Amount of Funds or Other
On November 28, 2022, the Reporting Person purchased 425,000
shares of VAPO common stock in at the market transactions and an
additional 325,000 shares of VAPO common stock were purchased in at
the market transactions by the Kimberly D. Army Revocable Trust, of
which the Reporting Person is deemed to beneficially own by virtue
of his relationship with Kimberly D. Army. The purchase price of
these transactions was approximately $0.76 per share and the source
and amount of funds used by the Reporting Person and the Kimberly
D. Army Revocable Trust to acquire these additional shares were
personal funds in the amount of approximately $570,000.
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