Initial Statement of Beneficial Ownership (3)
February 28 2022 - 5:07PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Srivisal John |
2. Date of Event Requiring Statement (MM/DD/YYYY)
2/23/2022
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3. Issuer Name and Ticker or Trading Symbol
Tronox Holdings plc [TROX]
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(Last)
(First)
(Middle)
263 TRESSER BOULEVARD |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) SVP, Business Dev. and Finance / |
(Street)
STAMFORD, CT 06901
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 77998 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Includes (i) 12,208 Restricted Shares Units ("RSUs") granted on February 7, 2019 of which 12,208 shall vest on March 5, 2022; (ii) 26,921 RSUs granted on February 6, 2020 of which 13,460 shall vest on March 5, 2022 and 13,461 shall vest on March 5, 2023; (iii) 19,054 RSUs granted on February 4, 2021 which shall vest in equal annual portions on each of March 5, 2022, March 5, 2023 and March 5, 2024; and (iv) 15,065 RSUs granted on February 3, 2022 which shall vest in equal annual portions on each of March 5, 2023, March 5, 2024 and March 5, 2025, in each case, provided that the Participant is then providing services to the Company on each such vest date. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Srivisal John 263 TRESSER BOULEVARD STAMFORD, CT 06901 |
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| SVP, Business Dev. and Finance |
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Signatures
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/s/ Jeffrey Neuman, as attorney-in-fact | | 2/28/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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