Statement of Changes in Beneficial Ownership (4)
February 16 2022 - 5:31PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Howley W Nicholas |
2. Issuer Name and Ticker or Trading Symbol
TransDigm Group INC
[
TDG
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
1301 EAST NINTH STREET, SUITE 3000 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/15/2022 |
(Street)
CLEVELAND, OH 44114
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 2/15/2022 | | M | | 11500 | A | $130.09 | 33047.513 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
Common Stock | 2/15/2022 | | S | | 100 | D | $636.08 | 32947.513 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
Common Stock | 2/15/2022 | | S | | 100 | D | $638.855 | 32847.513 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
Common Stock | 2/15/2022 | | S | | 142 | D | $640.5132 (1) | 32705.513 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
Common Stock | 2/15/2022 | | S | | 364 | D | $642.1173 (2) | 32341.513 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
Common Stock | 2/15/2022 | | S | | 881 | D | $643.3198 (3) | 31460.513 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
Common Stock | 2/15/2022 | | S | | 1224 | D | $644.322 (4) | 30236.513 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
Common Stock | 2/15/2022 | | S | | 1523 | D | $645.1509 (5) | 28713.513 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
Common Stock | 2/15/2022 | | S | | 1622 | D | $646.4217 (6) | 27091.513 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
Common Stock | 2/15/2022 | | S | | 1997 | D | $647.4687 (7) | 25094.513 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
Common Stock | 2/15/2022 | | S | | 1785 | D | $648.6661 (8) | 23309.513 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
Common Stock | 2/15/2022 | | S | | 1749 | D | $649.4166 (9) | 21560.513 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
Common Stock | 2/15/2022 | | S | | 13 | D | $650.1265 (10) | 21547.513 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option | $130.09 | 2/15/2022 | | M | | | 11500 | 9/30/2016 | 11/19/2022 | Common Stock | 11500 | $0.00 | 92000 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
Explanation of Responses: |
(1) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $640.305 - $640.605. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(2) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $641.795 - $642.645. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(3) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $642.795 - $643.700. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(4) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $643.855 - $644.850. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(5) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $644.865 - $645.860. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(6) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $645.865 - $646.830. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(7) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $647.065 - $647.980. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(8) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $648.070 - $649.065. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(9) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $649.100 - $650.090. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(10) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $650.115 - $650.140. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
Remarks: All transactions reported hereunder were made pursuant to an established 10B5-1 plan. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Howley W Nicholas 1301 EAST NINTH STREET SUITE 3000 CLEVELAND, OH 44114 | X |
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Signatures
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Halle Martin as Attorney in fact for W Nicholas Howley. | | 2/16/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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