Statement of Ownership (sc 13g)
February 02 2022 - 5:11PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
INFORMATION TO BE INCLUDED IN STATEMENTS
FILED PURSUANT
TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS
THERETO FILED
PURSUANT TO RULE 13d-2(b)
(AMENDMENT NO. 0)*
Tortoise
Pipeline & Energy Fund, Inc.
(Name of Issuer)
Common
Stock, par value $0.001 per share
(Title of Class of Securities)
89148H207
(CUSIP Number)
Marcus Collins
RiverNorth Capital Management, LLC
325 N. LaSalle Street, Ste. 645
Chicago, Illinois 60654
312-445-2251
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
December
31, 2021
(Date of Event which Requires Filing of
this Statement)
Check the appropriate box to designate the rule pursuant to
which this Schedule is filed:
[X] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
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*
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The remainder of this cover page shall be filled out for
a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment
containing information which would alter disclosures provided in a prior cover page.
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The information required on the remainder
of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions
of the Act (however, see the Notes).
CUSIP No. 89148H207
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13G
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Page 2 of 5 Pages
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1.
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
RIVERNORTH CAPITAL MANAGEMENT, LLC
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
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(a) [ ]
(b) [ ]
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
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5.
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SOLE VOTING POWER
259,395
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6.
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SHARED VOTING POWER
None
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7.
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SOLE DISPOSITIVE POWER
259,395
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8.
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SHARED DISPOSITIVE POWER
None
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
259,395
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10.
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see instructions) [ ]
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11.38%
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12.
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TYPE OF REPORTING PERSON (see instructions)
IA
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CUSIP No. 89148H207
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13G
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Page 3 of 5 Pages
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Item 1.
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(a)
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Name of Issuer
Tortoise Pipeline & Energy Fund, Inc.
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(b)
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Address of Issuer’s Principal Executive Offices
5100 W. 115th Place
Leawood, Kansas 66211
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Item 2.
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(a)
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Name of Person Filing
RiverNorth Capital Management, LLC
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(b)
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Address of the Principal Office or, if none, residence
325 N. LaSalle Street, Ste. 645
Chicago, Illinois 60654
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(c)
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Citizenship
Delaware
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(d)
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Title of Class of Securities
Common Stock, par value $0.001 per share
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(e)
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CUSIP Number
89148H207
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Item 3. If this statement is filed pursuant to §§240.13d-1(b)
or 240.13d-2(b) or (c), check whether the person filing is a:
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(a)
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[ ]
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
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(b)
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[ ]
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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[ ]
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d)
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[ ]
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
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(e)
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[X]
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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[ ]
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An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
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(g)
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[ ]
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A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
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(h)
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[ ]
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A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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[ ]
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A church plan that is excluded from the definition of an investment
company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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CUSIP No. 89148H207
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13G
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Page 4 of 5 Pages
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(j)
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[ ]
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Group, in accordance with §240.13d-1(b)(1)(ii)(J).
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Item 4. Ownership.
Provide the following information regarding the aggregate number
and percentage of the class of securities of the issuer identified in Item 1.
(a)
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Amount beneficially owned:
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259,395
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(b)
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Percent of class:
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11.38%
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(c)
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Number of shares as to which the person has:
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(i)
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Sole power to vote or to direct the vote:
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259,395
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(ii)
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Shared power to vote or to direct the vote:
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None
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(iii)
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Sole power to dispose or to direct the disposition of:
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259,395
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(iv)
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Shared power to dispose or to direct the disposition of:
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None
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Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as
of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities,
check the following [ ].
Instruction. Dissolution of a group requires a response
to this item.
Item 6. Ownership of More than Five Percent on Behalf of
Another Person.
Other persons have the right to receive the proceeds from the
sale of the securities reported herein.
Item 7. Identification and Classification of the Subsidiary
Which Acquired the Security Being Reported on By the Parent Holding Company.
Not applicable.
Item 8. Identification and Classification of Members of the
Group.
Not applicable.
Item 9. Notice of Dissolution of Group.
Not applicable.
CUSIP No. 89148H207
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13G
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Page 5 of 5 Pages
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Item 10. Certification.
By signing below I
certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the
purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and
are not held in connection with or as a participant in any transaction having that purpose or effect.
Signature
After reasonable inquiry and to the best
of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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RiverNorth Capital Management, LLC
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By:
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/s/ Marcus Collins
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Name:
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Marcus Collins
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Title:
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General Counsel and Chief Compliance Officer
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Date:
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January 24, 2022
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