Initial Statement of Beneficial Ownership (3)
August 12 2020 - 7:56PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Shoffner Jennifer |
2. Date of Event Requiring Statement (MM/DD/YYYY)
8/11/2020
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3. Issuer Name and Ticker or Trading Symbol
TopBuild Corp [BLD]
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(Last)
(First)
(Middle)
C/O TOPBUILD CORP., 475 NORTH WILLIAMSON BOULEVARD |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Vice president, CHRO / |
(Street)
DAYTONA BEACH, FL 32114
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 1175 (1) | D | |
Common Stock | 325 (1)(2) | D | |
Common Stock | 488 (1)(2) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The total reported in Column 2 includes 1,175 restricted stock shares from an award granted on August 1, 2020, that vests in three equal annual installments, commencing on October 1, 2021, includes 325 restricted stock shares from an award granted on February 17, 2020, that vests in three equal annual installments, commencing on February 15, 2021, and includes 488 restricted stock shares from an award granted on February 17, 2020, that fully vests on the third anniversary of the grant in a range of 0-200%, subject to the Issuer satisfying certain performance-based criteria. |
(2) | The restricted stock awards granted on February 17, 2020, were granted prior to the Reporting Person becoming a Section 16 officer. |
Remarks: Exhibit List: Exhibit 24 - Power of Attorney |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Shoffner Jennifer C/O TOPBUILD CORP. 475 NORTH WILLIAMSON BOULEVARD DAYTONA BEACH, FL 32114 |
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| Vice president, CHRO |
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Signatures
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/s/ Joe Jacumin, Attorney-in-fact | | 8/12/2020 |
**Signature of Reporting Person | Date |
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