Statement of Changes in Beneficial Ownership (4)
April 03 2020 - 5:51PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Blanchard John Paul |
2. Issuer Name and Ticker or Trading Symbol
U.S. SILICA HOLDINGS, INC.
[
SLCA
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) President Performance Material |
(Last)
(First)
(Middle)
C/O US SILICA HOLDINGS INC., 24275 KATY FREEWAY SUITE 600 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
4/1/2020 |
(Street)
HOUSTON, TX 77494
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 4/1/2020 | | M(1) | | 1564 | A | $0.00 | 108478 | D | |
Common Stock | 4/1/2020 | | F(2) | | 449 | D | $1.55 | 108029 | D | |
Common Stock | 4/1/2020 | | M(3) | | 2750 | A | $0.00 | 110779 | D | |
Common Stock | 4/1/2020 | | F(2) | | 790 | D | $1.55 | 109989 (4) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock | (5) | 4/1/2020 | | M | | | 1564 | (6) | (6) | Common Stock | 1564 | $0.00 | 0 | D | |
Restricted Stock | (5) | 4/1/2020 | | M | | | 2750 | (7) | (7) | Common Stock | 2750 | $0.00 | 2750 | D | |
Explanation of Responses: |
(1) | Scheduled vesting of restricted stock units granted on April 1, 2017. |
(2) | Represents tax withholding on vested restricted stock units. |
(3) | Scheduled vesting of restricted stock units granted on April 1, 2018. |
(4) | Includes (i) 13,942 restricted stock units granted on February 12, 2019 which will vest in equal installments on February 12, 2021 and 2022 and (ii) 48,387 restricted stock units granted on February 6, 2020 which will vest in three equal installments on the anniversary of the grant date. |
(5) | Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the unit. |
(6) | Restricted Stock Units granted on April 1, 2017 and vesting in three equal installments on the anniversaries of the grant date. |
(7) | Restricted Stock Units granted on April 1, 2018 and vesting in three equal installments on the anniversaries of the grant date. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Blanchard John Paul C/O US SILICA HOLDINGS INC. 24275 KATY FREEWAY SUITE 600 HOUSTON, TX 77494 |
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| President Performance Material |
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Signatures
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/s/ Matthew Rinegar, Attorney-In-Fact | | 4/3/2020 |
**Signature of Reporting Person | Date |
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