Securities Registration: Employee Benefit Plan (s-8)
May 03 2023 - 4:38PM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission on May 3, 2023
Registration No. 333-
____________________________________________________________________________________________________________________________________________________________________
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
_____________________________________
FORM S-8
REGISTRATION STATEMENT
UNDER THE SECURITIES ACT OF 1933
_____________________________________
ANYWHERE REAL ESTATE INC.
(Exact name of registrant as specified in its charter)
| | | | | | | | |
Delaware | | 20-8050955 |
(State or other jurisdiction of incorporation or organization) | | (I.R.S. Employer Identification No.) |
| | |
175 Park Avenue | | 07940 |
Madison, NJ | | (Zip Code) |
(Address of Principal Executive Offices) | | |
Anywhere Real Estate Inc. Second Amended and Restated 2018 Long-Term Incentive Plan
(Full title of the plan)
____________________________________
Marilyn J. Wasser, Esq.
Anywhere Real Estate Inc.
175 Park Avenue
Madison, New Jersey 07940
(Name and address of agent for service)
(973) 407-2000
(Telephone Number, Including Area Code, of Agent for Service)
____________________________________
Copies to:
Sophia Hudson, Esq.
Kirkland & Ellis LLP
601 Lexington Avenue
New York, New York 10022
(212) 446-4800
____________________________________
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
| | | | | | | | | | | | | | | | | | | | |
Large accelerated filer | | ☑ | | Accelerated filer | | ☐ |
Non-accelerated filer | | ☐ (Do not check if a smaller reporting company) | | Smaller reporting company | | ☐ |
| | | | Emerging growth company | | ☐ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
___________________________________________________________________________________________________________________________________________________________________
EXPLANATORY NOTE
Previously the Registrant registered shares of common stock, $0.01 par value per share (the "Common Stock") under the Anywhere Real Estate Inc. Amended and Restated 2018 Long-Term Incentive Plan (the “Plan”) pursuant to a Registration Statement on Form S-8 (File No. 333-224609) filed on May 2, 2018 (the “2018 Registration Statement”) and a Registration Statement on Form S-8 (File No. 333-255779) filed on May 5, 2021 (the “2021 Registration Statement”). This Registration Statement on Form S-8 (this "Registration Statement") is being filed solely to register an additional 5,000,000 shares of Common Stock that may be issued under the Plan listed herein which were added to the Plan when the second amendment and restatement of the Plan was approved by a vote of the Registrant’s stockholders on May 3, 2023. Pursuant to General Instruction E to Form S-8, the contents of the 2018 Registration Statement and the 2021 Registration Statement are incorporated into this Registration Statement by reference, except that the provisions contained in Part II of the 2018 Registration Statement and Part II of the 2021 Registration Statement are modified as set forth below. PART II.
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
Item 3. Incorporation of Documents by Reference.
The following documents previously filed with the SEC are incorporated by reference in this Registration Statement:
In addition, all documents subsequently filed by the Registrant with the SEC pursuant to Sections 13(a), 13(c), 14 and 15(d) of the Exchange Act, prior to the filing of a post-effective amendment to this registration statement that indicates that all securities offered hereby have been sold or that deregisters all such securities then remaining unsold, shall be deemed to be incorporated by reference in this registration statement and to be part hereof from the date of filing of such documents with the SEC.
Any statement contained in a document incorporated or deemed to be incorporated by reference in this registration statement shall be deemed to be modified or superseded for purposes of this registration statement to the extent that a statement contained in this registration statement, or in any other subsequently filed document that also is or is deemed to be incorporated by reference in this registration statement, modifies or supersedes such prior statement. Any statement contained in this registration statement shall be deemed to be modified or superseded to the extent that a statement contained in a subsequently filed document that is or is deemed to be incorporated by reference in this registration statement modifies or supersedes such prior statement. Any statement so modified or superseded shall not be deemed, except as so modified or superseded, to constitute a part of this registration statement.
Under no circumstances will any information furnished under Items 2.02 or 7.01 of Current Report on Form 8-K be deemed incorporated herein by reference unless such Form 8-K expressly provides to the contrary.
Item 6. Indemnification of Directors and Officers.
Our amended and restated certificate of incorporation limits the liability of our directors to the maximum extent permitted by Delaware law. Delaware law provides that directors and certain officers will not be personally liable for monetary damages for breach of their fiduciary duties as directors or Officers, except with respect to liability of:
•a director or Officer for any breach of the director’s or Officer’s duty of loyalty to us or our stockholders;
•a director or Officer for acts or omissions not in good faith or that involve intentional misconduct or a knowing violation of law;
•a director for any unlawful payments of dividends or unlawful stock repurchases or redemptions as provided in Section 174 of the Delaware General Corporation Law (the “DGCL”); or
•a director or Officer for any transaction from which the director derived any improper personal benefit, or
•an Officer in any action by or in the right of the Registrant.
However, if the DGCL is amended to authorize corporate action further eliminating or limiting the personal liability of directors or officers, then the liability of our directors or Officers will be eliminated or limited to the fullest extent permitted by the DGCL, as so amended. The modification or repeal of this provision of our amended and restated certificate of incorporation will not adversely affect any right or protection of a director or Officer existing at the time of such modification or repeal.
All references to an "Officer" referenced above shall mean only a person who, at the time of an act or omission as to which liability is asserted, falls within the meaning of the term “officer,” as defined in Section 102(b)(7) of the DGCL.
Our amended and restated certificate of incorporation provides that we will, to the fullest extent from time to time permitted by law, indemnify our directors and officers against all liabilities and expenses in any suit or proceeding, arising out of their status as an officer or director or their activities in these capacities. We also indemnify any person who, at our request, is or was serving as a director, officer, trustee, employee or agent of another corporation, partnership, joint venture, trust or other enterprise. We may, by action of our Board of Directors, provide indemnification to our employees and agents within the same scope and effect as the foregoing indemnification of directors and officers. In addition, we have entered into separate indemnification agreements with each of our directors and executive officers, which may be deemed to be broader than the specific indemnification provisions contained in the DGCL. These indemnification agreements require us, among other things, to indemnify our directors and officers to the fullest extent permitted by the DGCL against liabilities that may arise by reason of their status or service as directors or officers.
The right to be indemnified includes the right of an officer or a director to be paid expenses, including attorneys’ fees, in advance of the final disposition of any proceeding, provided that, if required by law, we receive an undertaking to repay such amount if it will be determined that he or she is not entitled to be indemnified.
Our Board of Directors may take such action as it deems necessary to carry out these indemnification provisions, including adopting procedures for determining and enforcing indemnification rights and purchasing insurance policies. Our Board of Directors may also adopt bylaws, resolutions or contracts implementing indemnification arrangements as may be permitted by law. Neither the amendment nor the repeal of these indemnification provisions, nor the adoption of any provision of our amended and restated certificate of incorporation inconsistent with these indemnification provisions, will eliminate or reduce any rights to indemnification relating to such person’s status or any activities prior to such amendment, repeal or adoption.
Item 8. Exhibits.
Exhibit No. Description
_______________
* Filed herewith.
** Compensatory plan or arrangement.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Madison, State of New Jersey, on this 3rd day of May 2023.
ANYWHERE REAL ESTATE INC.
By: /s/ CHARLOTTE C. SIMONELLI
Name: Charlotte C. Simonelli
Title: Executive Vice President,
Chief Financial Officer and Treasurer
POWER OF ATTORNEY
Each person whose individual signature appears below hereby authorizes and appoints Ryan M. Schneider, Charlotte C. Simonelli and Marilyn J. Wasser, or any of them, with full power of substitution and resubstitution and full power to act without the other, as his or her true and lawful attorney-in-fact and agent to act in his or her name, place and stead and to execute in the name and on behalf of each person, individually and in each capacity stated below, and to file any and all amendments to this Registration Statement, including any and all amendments thereto, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing, ratifying and confirming all that said attorneys-in-fact and agents or any of them or their or his or her substitute or substitutes may lawfully do or cause to be done by virtue thereof.
Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed by the following persons in the capacities indicated and on the dates indicated.
| | | | | | | | | | | | | | |
Name | | Title | | Date |
| | | | |
/s/ RYAN M. SCHNEIDER | | Chief Executive Officer and President (Principal Executive Officer) and Director | | May 3, 2023 |
Ryan M. Schneider | | | | |
| | | | |
/s/ CHARLOTTE C. SIMONELLI | | Executive Vice President, Chief Financial Officer and Treasurer (Principal Financial Officer) | | May 3, 2023 |
Charlotte C. Simonelli | | | | |
| | | | |
/s/ TIMOTHY B. GUSTAVSON | | Senior Vice President, Chief Accounting Officer and Controller (Principal Accounting Officer) | | May 3, 2023 |
Timothy B. Gustavson | | | | |
| | | | |
/s/ MICHAEL J. WILLIAMS | | Chairman of the Board of Directors | | May 3, 2023 |
Michael J. Williams | | | | |
| | | | |
/s/ FIONA P. DIAS | | Director | | May 3, 2023 |
Fiona P. Dias | | | | |
| | | | |
/s/ MATTHEW J. ESPE | | Director | | May 3, 2023 |
Matthew J. Espe | | | | |
| | | | |
/s/ V. ANN HAILEY | | Director | | May 3, 2023 |
V. Ann Hailey | | | | |
| | | | |
| /s/ BRYSON R. KOEHLER | | Director | | May 3, 2023 |
| Bryson R. Koehler | | | | |
| | | | |
/s/ DUNCAN L. NIEDERAUER | | Director | | May 3, 2023 |
Duncan L. Niederauer | | | | |
| | | | |
/s/ EGBERT L.J. PERRY | | Director | | May 3, 2023 |
Egbert L.J. Perry | | | | |
| | | | |
/s/ ENRIQUE SILVA | | Director | | May 3, 2023 |
| Enrique Silva | | | | |
| | | | |
/s/ SHERRY M. SMITH | | Director | | May 3, 2023 |
Sherry M. Smith | | | | |
| | | | |
/s/ CHRISTOPHER S. TERRILL | | Director | | May 3, 2023 |
Christopher S. Terrill | | | | |
| | | | |
| /s/ FELICIA WILLIAMS | | Director | | May 3, 2023 |
| Felicia Williams | | | | |
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