Annual Statement of Changes in Beneficial Ownership (5)
February 08 2021 - 4:08PM
Edgar (US Regulatory)
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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Form 3 Holdings Reported
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Form 4 Transactions Reported
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0362
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
HALL J FRANKLIN | 2. Issuer Name and Ticker or Trading SymbolRADIAN GROUP INC [RDN] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Sr.EVP, CFO |
(Last)
(First)
(Middle)
RADIAN GROUP INC., 1500 MARKET ST. | 3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY) 12/31/2020 |
(Street)
PHILADELPHIA, PA 19102
(City)
(State)
(Zip)
| 4. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any | 3. Trans. Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) |
Amount | (A) or (D) | Price |
Common Stock | 5/15/2020 | | M | 4151 (1) | A | $0.0 (2) | 66345 | D | |
Common Stock | 5/15/2020 | | F | 1925 (3) | D | $13.92 | 65418 (4) | D | |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (MM/DD/YYYY) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Unit - Time-based Award | $0.0 (2) | 5/15/2020 | | M | | 4151 (1) | 5/15/2020 (1) | (5) | Common Stock | 4151 (1) | (5) | 8429 | D | |
Explanation of Responses: |
(1) | Vesting of one-third of the shares granted on May 15, 2019 occurred on the first anniversary of the grant date. |
(2) | Each RSU represents a contingent right to receive one share of common stock. |
(3) | Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 4,151 RSUs granted May 15, 2019. |
(4) | Includes an aggregate 998 shares of common stock acquired through the Radian Group Inc. Employee Stock Purchase Plan on June 30, 2020 and December 31, 2020. |
(5) | Not Applicable. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
HALL J FRANKLIN RADIAN GROUP INC. 1500 MARKET ST. PHILADELPHIA, PA 19102 |
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| Sr.EVP, CFO |
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Signatures
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Edward J. Hoffman /s/, Edward J. Hoffman (POA) Atty-in-fact | | 2/8/2021 |
**Signature of Reporting Person | Date |
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