Current Report Filing (8-k)
February 26 2021 - 5:37PM
Edgar (US Regulatory)
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0000873860
2021-02-26
2021-02-26
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of The Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): February 26, 2021
OCWEN
FINANCIAL CORPORATION
(Exact
name of registrant as specified in its charter)
Florida
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1-13219
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65-0039856
|
(State
or other jurisdiction
|
|
(Commission
|
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(IRS
Employer
|
of
incorporation)
|
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File
Number)
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Identification
No.)
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1661
Worthington Road, Suite 100
West
Palm Beach, Florida 33409
(Address
of principal executive offices)
Registrant’s
telephone number, including area code: (561) 682-8000
Not
applicable.
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
☐
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
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Trading
Symbol(s)
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Name
of each exchange on which registered
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Common
Stock, $0.01 Par Value
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OCN
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New
York Stock Exchange (NYSE)
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
On
February 26, 2021, Ocwen Financial Corporation (“Ocwen” or the “Company”) issued a press release announcing
that its subsidiary PHH Mortgage Corporation (“PMC”) priced its previously announced offering of $400 million aggregate
principal amount of Senior Secured Notes due 2026 (the “Notes”). A copy of the press release is attached hereto as
Exhibit 99.1 and is incorporated herein by reference.
The
press release shall not constitute an offer to sell or the solicitation of an offer to buy, nor shall there be any offer or sale
of, any notes in any jurisdiction in which such offer, solicitation or sale would be unlawful.
Item
9.01
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Financial
Statements and Exhibits.
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(d)
Exhibits
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed
on its behalf by the undersigned, hereunto duly authorized.
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OCWEN
FINANCIAL CORPORATION
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(Registrant)
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Date:
February 26, 2021
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By:
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/s/
June C. Campbell
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June
C. Campbell
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Chief
Financial Officer
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