DJ CFA SOURCE: SEC 13F-HR
FILER: Highbridge Capital Management LLC
QUARTER ENDED: 09/30/2013
SEC RECEIVED: 11/14/2013
Up to 200 of the largest sales of Highbridge Capital Management
LLC are listed below, ordered by the number of shares sold during
the three months ended Sep. 30.
Company Name Value Holdings Change
HERTZ GLOBAL HOLDINGS INC COM $9,228,488 416,448 (4,539,639)
AES CORP COM $4,626,688 348,133 (2,910,823)
CTRIP.COM INTERNATIONAL LTD A $58,075,203 995,120 (2,645,465)
INTERPUBLIC GROUP OF COS COM $6,719,098 391,100 (2,169,900)
PENNYMAC MORTGAGE INVESTMENT T $1,296,343 57,158 (2,009,842)
RF MICRO DEVICES INC COM $1,359,640 241,071 (1,996,792)
DISH NETWORK CORP CL A $206,936,221 4,597,561 (1,853,327)
CITRIX SYSTEMS INC COM $6,934,891 98,214 (1,526,226)
PEABODY ENERGY CORP COM $9,455,639 548,153 (1,515,467)
EATON CORP PLC COM $29,767,655 432,418 (1,232,230)
IMAX CORP COM $1,349,067 44,612 (973,692)
HUNTINGTON BANCSHARES INC COM $1,281,118 155,099 (944,520)
ECHOSTAR CORP COM $37,996,060 864,726 (922,479)
CITIGROUP INC COM $1,014,296 20,909 (836,086)
SEI INVESTMENTS CO COM $43,838,046 1,418,248 (778,991)
VMWARE INC CL A $87,535,418 1,082,020 (775,014)
BEAZER HOMES USA INC UNIT 07/ $4,749,216 162,200 (770,000)
LOUISIANA PACIFIC CORP COM $1,958,734 111,355 (732,683)
FRANKLIN RESOURCES INC COM $452,675 8,955 (727,806)
ARRIS GROUP INC COM $15,625,933 916,477 (717,023)
XCEL ENERGY INC COM $3,820,699 138,381 (712,624)
ALLSCRIPTS HEALTHCARE SOLUTION $5,401,349 363,238 (712,203)
TRW AUTOMOTIVE HOLDINGS CORP $1,915,886 26,867 (712,140)
STONE ENERGY CORP COM $5,448,662 168,013 (700,910)
ACTIVISION BLIZZARD INC COM $1,802,908 108,088 (689,346)
H&R BLOCK INC COM $2,434,058 91,300 (679,416)
ON SEMICONDUCTOR CORP COM $541,224 74,049 (632,290)
AMERICAN EAGLE OUTFITTERS INC $2,108,013 150,680 (608,711)
COGNIZANT TECHNOLOGY SOLUTIONS $563,754 6,865 (578,208)
WARREN RESOURCES INC COM $1,626,655 558,988 (558,189)
MICROSOFT CORP COM $15,083,028 453,216 (546,499)
LYONDELLBASELL INDUSTRIES ORD $831,087 11,349 (544,903)
IRON MOUNTAIN INC/PA COM $1,826,660 67,604 (544,656)
ALON USA ENERGY INC COM $2,306,756 225,931 (523,584)
VALE SA ADR PFD $1,039,632 73,162 (506,852)
ADT CORP COM $4,012,939 98,695 (487,802)
COPART INC COM $331,252 10,420 (450,796)
FOOT LOCKER INC COM $12,652,085 372,778 (446,061)
QUANTA SERVICES INC COM $4,366,112 158,710 (422,130)
POLYCOM INC COM $6,964,088 637,737 (413,796)
EXPEDIA INC COM $319,046 6,158 (413,007)
STARWOOD HOTELS & RESORTS COM $339,028 5,102 (402,197)
TIBCO SOFTWARE INC COM $4,135,830 161,619 (396,579)
CME GROUP INC CL A $1,756,423 23,774 (383,226)
DOLLAR TREE INC COM $7,090,184 124,041 (363,305)
ION GEOPHYSICAL CORP COM $2,204,592 423,960 (355,286)
INTEL CORP COM $4,192,251 182,900 (333,688)
WET SEAL INC CL A $1,995,116 507,663 (330,678)
BANK OF AMERICA CORP COM $401,718 29,110 (321,367)
GRAN TIERRA ENERGY INC COM $14,736,253 2,078,456 (319,480)
BGC PARTNERS INC CL A $1,540,642 273,115 (311,604)
MOSAIC CO COM $343,085 7,975 (310,149)
KROGER CO COM $3,578,158 88,700 (302,463)
DOMINION RESOURCES INC/VA UN $5,340,000 100,000 (300,000)
FINISAR CORP COM $6,770,557 299,185 (297,104)
WALGREEN CO COM $8,954,902 166,448 (269,081)
FIRST SOLAR INC COM $3,875,922 96,392 (253,037)
HILLTOP HOLDINGS INC COM $1,955,284 105,691 (252,608)
VERISIGN INC COM $1,735,960 34,112 (251,275)
APOLLO GROUP CL A NON-VTG $6,953,516 334,143 (250,072)
W&T OFFSHORE INC COM $3,359,464 189,586 (236,905)
CELGENE CORP COM $22,857,130 148,291 (233,562)
SPIRIT AEROSYSTEMS HOLDINGS C $7,309,160 301,533 (222,545)
HERCULES OFFSHORE INC COM $5,701,912 774,611 (217,332)
CELANESE CORP COM SER A $801,035 15,174 (206,614)
FIRSTENERGY CORP COM $567,053 15,557 (202,773)
PIONEER ENERGY SERVICES CORP $2,290,347 304,973 (200,957)
SKYWORKS SOLUTIONS INC COM $1,846,854 74,350 (198,758)
MARATHON PETROLEUM CORP COM $2,903,533 45,142 (197,240)
AGILENT TECHNOLOGIES INC COM $346,758 6,766 (195,888)
MONSTER WORLDWIDE INC COM $81,978 18,547 (194,646)
GLOBAL CASH ACCESS HOLDINGS C $1,226,170 157,000 (185,423)
CORELOGIC INC COM $26,749,691 988,898 (181,292)
PACIFIC SUNWEAR CALIFORNIA INC $32,478 10,790 (177,287)
HAIN CELESTIAL GROUP INC COM $36,400,100 471,993 (167,152)
AMEREN CORP COM $16,355,917 469,458 (166,730)
SM ENERGY CO COM $6,967,015 90,258 (165,512)
ALTRIA GROUP INC COM $7,257,502 211,281 (162,258)
CONSOL ENERGY INC COM $928,101 27,581 (159,439)
SIMON PROPERTY GROUP INC COM $12,429,382 83,852 (157,042)
BRUKER CORP COM $1,634,055 79,131 (150,696)
INFORMATICA CORP COM $993,306 25,489 (145,028)
SALIX PHARMACEUTICALS LTD COM $842,889 12,603 (141,887)
ALBANY MOLECULAR RESEARCH INC $407,608 31,622 (137,540)
FLIR SYSTEMS INC COM $8,440,446 268,804 (136,751)
ACTUATE CORP COM $658,854 89,640 (135,764)
BIOGEN IDEC INC COM $10,699,615 44,441 (135,458)
CIENA CORP COM $502,556 20,095 (133,442)
CHESAPEAKE ENERGY CORP COM $1,726,791 66,723 (125,575)
ACTAVIS PLC ORD $0 24,830 (122,036)
MOLYCORP INC COM $342,544 52,217 (121,950)
RED HAT INC COM $7,167,157 155,335 (121,557)
INFINITY PHARMACEUTICALS INC $177,124 10,162 (117,321)
COLGATE PALMOLIVE CO COM $206,601 3,484 (115,190)
AUXILIUM PHARMACEUTICALS INC $270,871 14,883 (114,030)
LAS VEGAS SANDS CORP COM $5,380,020 81,000 (110,294)
PPL CORP UNIT $12,895,200 240,000 (110,000)
THOMPSON CREEK METALS CO INC $13,819,593 747,005 (108,613)
PENN VIRGINIA CORP COM $140,774 21,169 (107,485)
PETROQUEST ENERGY INC COM $1,407,715 351,051 (104,905)
DUKE ENERGY CORP COM $9,104,051 136,329 (102,725)
OCWEN FINANCIAL CORP COM $1,038,159 18,615 (102,460)
MEDIVATION INC COM $809,550 13,506 (101,176)
INTELIQUENT INC COM $1,288,943 133,431 (99,795)
PHARMACYCLICS INC COM $10,500,570 75,948 (99,505)
VERISK ANALYTICS INC CL A $13,534,091 208,345 (98,976)
LATTICE SEMICONDUCTOR CORP CO $4,965,710 1,113,388 (98,575)
ROYAL GOLD INC COM $1,604,174 32,967 (97,337)
WALTER INVESTMENT MANAGEMENT $335,695 8,490 (95,908)
ASHLAND INC COM $232,032 2,509 (95,503)
COMPUTER SCIENCES CORP COM $16,168,957 312,504 (95,082)
SWIFT TRANSPORTATION CO CL A $596,897 29,564 (93,256)
ENERGY XXI BERMUDA LTD COM $1,734,145 57,403 (92,298)
PIER 1 IMPORTS INC COM $217,707 11,153 (91,709)
PRICELINE COM INC COM $58,955,571 58,317 (88,731)
ALLIANT TECHSYSTEMS INC COM $863,406 8,850 (84,821)
ENERNOC INC COM $481,746 32,155 (82,268)
SELECT MEDICAL HOLDINGS INC $3,208,099 397,534 (81,936)
SUPPORT COM INC COM $67,357 12,359 (81,563)
UGI CORP COM $690,371 17,643 (81,246)
REGAL BELOIT CORP COM $6,237,672 91,825 (79,650)
CBEYOND INC COM $70,516 11,001 (78,542)
GREAT PLAINS ENERGY INC COM $645,398 29,072 (78,452)
HANOVER INSURANCE GROUP INC C $2,356,743 42,602 (78,091)
CIBER INC COM $716,153 217,016 (78,009)
NATUS MEDICAL INC COM BABY (28,553)
GEOSPACE TECHNOLOGIES CORP CO GEOS (28,217)
CORPORATE EXECUTIVE BOARD CO CEB (28,217)
BEAM INC COM BEAM (27,828)
INTEGRATED DEVICE TECHNOLOGY IDTI (27,715)
CINCINNATI FINANCIAL CORP COM CINF (27,676)
ACCO BRANDS CORP COM ACCO (27,360)
DARLING INTERNATIONAL INC COM DAR (26,668)
NISOURCE INC COM NI (26,546)
WHITING PETROLEUM CORP COM WLL (25,731)
CGI GROUP INC CL A SUB-VTG GIB (25,600)
WESTERN REFINING INC COM WNR (25,340)
TELEFLEX INC COM TFX (25,075)
UNIVERSAL TECHNICAL INSTITUTE UTI (25,031)
WILLIAMS COMPANIES INC COM WMB (24,867)
PENSKE AUTOMOTIVE GROUP INC C PAG (24,282)
SMITH & WESSON HOLDING CORP C SWHC (23,960)
NATIONAL RETAIL PROPERTIES INC NNN (23,768)
OIL STATES INTERNATIONAL INC OIS (23,497)
ROCKWELL MEDICAL INC COM RMTI (23,254)
NORTHERN TRUST CORP COM NTRS (22,936)
HEALTHSOUTH CORP COM HLS (22,885)
MEDASSETS INC COM MDAS (22,277)
INTRALINKS HOLDINGS INC COM IL (22,106)
TEREX CORP COM TEX (21,680)
PERFICIENT INC COM PRFT (21,477)
GRUPO AEROPORTUARIO PACIFICO A PAC (21,456)
DIODES INC COM DIOD (21,199)
NAUTILUS INC COM NLS (21,069)
TARGACEPT INC COM TRGT (21,066)
AKORN INC COM AKRX (20,877)
CADENCE PHARMACEUTICALS INC C CADX (20,869)
13F data provided by: FactSet Research Systems Inc.; Please send
questions to lionsharesinfo@factset.com. Copyright, FactSet
Research Systems, 2013. All Rights Reserved.
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