Initial Statement of Beneficial Ownership (3)
October 15 2020 - 6:06PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Kawaja Joey M |
2. Date of Event Requiring Statement (MM/DD/YYYY)
10/7/2020
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3. Issuer Name and Ticker or Trading Symbol
Noble Corp plc [NEBLQ]
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(Last)
(First)
(Middle)
13135 S. DAIRY ASHFORD, STE. 800 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) VP-Operations / |
(Street)
SUGAR LAND, TX 77478
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Shares | 22195 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units (1) | (2) | (2) | Shares | 13024 | $0.00 | D | |
Restricted Stock Units (1) | (3) | (3) | Shares | 25832 | $0.00 | D | |
Performance Vested Restricted Stock Units (1) | (4) | (4) | Shares | 77496 | $0.00 | D | |
Explanation of Responses: |
(1) | Each restricted stock unit represents a contingent right to receive one share. |
(2) | The restricted stock units vest as follows: 13,024 vest on February 2, 2021 |
(3) | The restricted stock units vest as follows: 12,916 vest on February 21, 2021 and 12,916 vest on February 21, 2022 |
(4) | The number of units shown represents the maximum number of shares that could be earned, which is equal to 200% of the number of units granted. Vesting occurs upon the company achieving total shareholder return and contract drilling margin goals over a three-year performance cycle (2019-2021) relative to a specified peer group. |
Remarks: Exhibit Index: Exhibit 24 - Power of Attorney |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Kawaja Joey M 13135 S. DAIRY ASHFORD, STE. 800 SUGAR LAND, TX 77478 |
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| VP-Operations |
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Signatures
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/s/ Melissa M. McEllin by Power of Attorney dated October 12, 2020 | | 10/15/2020 |
**Signature of Reporting Person | Date |
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