As filed with the Securities and Exchange Commission on February 27, 2025

Registration No. 333-   

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM S-8

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

 

MOELIS & COMPANY

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   46-4500216
(State or other jurisdiction of
incorporation or organization)
 

(I.R.S. Employer

Identification No.)

399 Park Avenue, 5th Floor

New York, New York

  10022
(Address of Principal Executive Offices)   (Zip Code)

MOELIS & COMPANY 2024 OMNIBUS INCENTIVE PLAN

(Full title of the plan)

Osamu R. Watanabe Esq.

General Counsel and Secretary

Moelis & Company

399 Park Avenue, 5th Floor

New York, New York 10022

(Name and address of agent for service)

(212) 883-3800

(Telephone number, including area code, of agent for service)

 

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer      Accelerated filer  
Non-accelerated filer      Smaller reporting company  
     Emerging growth company  

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐

 

 

 


EXPLANATORY NOTE

This Registration Statement on Form S-8 (the “Registration Statement”) is being filed for the purpose of registering an additional 518,306 shares of Class A common stock, par value $0.01 per share (the “Class A Common Stock”), of Moelis & Company (the “Company” or the “Registrant”) reserved for issuance under the Moelis & Company 2024 Omnibus Incentive Plan (the “Plan”). These shares of Class A Common Stock are additional securities of the same class as other securities for which a registration statement (File No. 333-280314) on Form S-8 was filed with the Securities and Exchange Commission (the “SEC”) on June 18, 2024. These additional shares of Class A Common Stock are reserved for issuance as a result of awards granted under the Plan or awards granted under the Moelis & Company 2014 Omnibus Incentive Plan having been forfeited, canceled, exchanged, surrendered, terminated or expired without a distribution of Class A Common Stock to the holder thereof, or settled in cash, in each case following the effective date of the Plan.

Pursuant to General Instruction E to Form S-8, the contents of such earlier registration statement are incorporated by reference into this Registration Statement, except that the provisions contained in Part II of such earlier registration statement are modified as set forth in this Registration Statement.

PART II

INFORMATION REQUIRED IN THE REGISTRATION STATEMENT

 

Item 3.

Incorporation of Documents by Reference.

The following documents previously filed by the Company with the SEC pursuant to the Securities Act or the Securities Exchange Act of 1934, as amended (the “Exchange Act”), are incorporated by reference in this Registration Statement:

(a) The Company’s Annual Report on Form 10-K, filed on February 27, 2025;

(b) The Company’s Current Reports on Form 8-K, filed on January 17, 2025, February  10, 2025 and February 27, 2025; and

(c) The description of the Class  A Common Stock contained in the registration statement on Form 8-A, dated April 11, 2014, filed to register such securities under the Exchange Act, including any amendment or report filed for the purpose of updating such description.

All documents subsequently filed by the Company pursuant to Sections 13(a), 13(c), 14 and 15(d) of the Exchange Act, prior to the filing of a post-effective amendment to this Registration Statement which indicates that all securities offered have been sold or which deregisters all securities then remaining unsold, shall be deemed to be incorporated by reference in this Registration Statement and to be part hereof from the date of filing of such documents with the SEC.

Unless expressly incorporated into this Registration Statement, a report furnished but not filed on Form 8-K under the Exchange Act shall not be incorporated by reference into this Registration Statement. Any statement contained in a document incorporated or deemed to be incorporated by reference in this Registration Statement shall be deemed to be modified or superseded for purposes of this Registration Statement to the extent that a statement contained in this Registration Statement, or in any other subsequently filed document that also is or is deemed to be incorporated by reference in this Registration Statement, modifies or supersedes such prior statement. Any statement contained in this Registration Statement shall be deemed to be modified or superseded to the extent that a statement contained in a subsequently filed document that is or is deemed to be incorporated by reference in this Registration Statement modifies or supersedes such prior statement. Any statement so modified or superseded shall not be deemed, except as so modified or superseded, to constitute a part of this Registration Statement.


Item 5.

Interests of Named Experts and Counsel.

The legality of the shares of Class A Common Stock offered hereby has been passed upon for the Company by Osamu Watanabe, General Counsel and Secretary of the Company. As of February 25, 2025, Mr. Watanabe beneficially owned (i) 6,471 shares of Class A Common Stock, (ii) 24,323 restricted stock units (representing the right to receive Class A Common Stock upon settlement), and (iii) 28,543 Class A partnership units of Moelis & Company Group LP, a subsidiary of the Company.

 

Item 8.

Exhibits.

The list of exhibits is set forth under “Exhibit Index” at the end of this Registration Statement and is incorporated herein by reference.

INDEX OF EXHIBITS

 

Exhibit
No.
   Description
4.1    Amended and Restated Certificate of Incorporation of the Registrant (incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K filed with the SEC on April 22, 2014)
4.2    Amended and Restated Bylaws of Moelis  & Company (incorporated by reference to Exhibit 3.2 to the Registrant’s Annual Report on Form 10-K filed with the SEC on February 23, 2022)
5.1*    Opinion of Osamu Watanabe, General Counsel & Secretary
23.1*    Consent of Deloitte & Touche LLP, Independent Registered Public Accountants
24.1*    Power of Attorney (included on signature page)
99.1    Moelis  & Company 2024 Omnibus Incentive Plan (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K filed with the SEC on June 7, 2024)
107*    Filing Fee Table

 

*

Filed herewith


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, State of New York, on this day of February 27, 2025.

 

MOELIS & COMPANY
By:  

/s/ Kenneth Moelis

  Name: Kenneth Moelis
  Title: Chairman and Chief Executive Officer

POWER OF ATTORNEY

Each person whose signature appears below constitutes and appoints Kenneth Moelis, Katherine Pilcher Ciafone, Joseph Simon and Osamu Watanabe, and each of them, his or her true and lawful attorneys-in-fact and agents, each with full power of substitution and resubstitution, severally, for him or her and in his or her name, place and stead, in any and all capacities, to sign any and all amendments (including post-effective amendments) to this Registration Statement, and to file the same, with all exhibits thereto and other documents in connection therewith, with the SEC, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them or their or his or her substitute or substitutes, may lawfully do or cause to be done by virtue hereof.

Pursuant to the requirements of the Securities Act, this Registration Statement has been signed below by the following persons in the capacities and on the dates indicated below.

 

Signature    Title    Date

/s/ Kenneth Moelis

Kenneth Moelis

   Chairman and Chief Executive Officer
(Principal Executive Officer)
   February 27, 2025

/s/ Joseph Simon

Joseph Simon

   Chief Financial Officer
(Principal Financial Officer)
   February 27, 2025

/s/ Chris Callesano

Chris Callesano

   Principal Accounting Officer    February 27, 2025

/s/ Eric Cantor

Eric Cantor

   Director    February 27, 2025

/s/ Kenneth L. Shropshire

Kenneth L. Shropshire

   Director    February 27, 2025

/s/ Laila J. Worrell

Laila J. Worrell

   Director    February 27, 2025

/s/ Louise Mirrer

Louise Mirrer

   Director    February 27, 2025

Exhibit 5.1

 

LOGO

February 27, 2025

Moelis & Company

399 Park Avenue, 5th Floor

New York, New York 10022

 

Re:

Moelis & Company Registration Statement on Form S-8

Ladies and Gentlemen:

I am the General Counsel and Secretary of Moelis & Company, a Delaware corporation (the “Company”). This opinion is being provided in connection with the Registration Statement on Form S-8 of the Company (the “Registration Statement”) to be filed with the Securities and Exchange Commission (the “Commission”) under the Securities Act of 1933, as amended (the “Securities Act”), on the date hereof, relating to the registration of up to 518,306 additional shares of Class A common stock, par value $0.01 per share, of the Company (the “Shares”) that may be issued under the Moelis & Company 2024 Omnibus Incentive Plan (the “Plan”). The Company filed with the Commission a Registration Statement on Form S-8 to register 15,000,000 shares under the Plan on June 18, 2024 (the “2024 Registration Statement”).

This opinion is being furnished in accordance with the requirements of Item 601(b)(5) of Regulation S-K of the General Rules and Regulations under the Securities Act.

In rendering the opinion set forth herein, I have examined originals or copies, certified or otherwise identified to my satisfaction, of the following: (i) the Registration Statement in the form to be filed with the Commission on the date hereof; (ii) the 2024 Registration Statement (iii) the Plan; (iv) the Amended and Restated Certificate of Incorporation of the Company, as amended to date and currently in effect; (v) the Amended and Restated Bylaws of the Company, as amended to date and currently in effect; (vi) certain resolutions of the Board of Directors of the Company relating to the approval of the Plan and certain related matters; and (vii) certain voting results of the 2024 Annual Meeting of Stockholders of the Company relating to the approval of the Plan. I also have examined originals or copies, certified or otherwise identified to my satisfaction, of such records of the Company and such agreements, certificates and receipts of public officials, certificates of officers or other representatives of the Company and others, and such other documents as I have deemed necessary or appropriate as a basis for the opinion set forth below.

In my examination, I have assumed the legal capacity of all natural persons, the genuineness of all signatures, the authenticity of all documents submitted to us as originals, the conformity to original documents of all documents submitted to us as facsimile, electronic, certified or photostatic copies, and the authenticity of the originals of such copies. In making my examination of executed documents, I have assumed that the parties thereto, other than the Company, had the power, corporate or other, to enter into and perform all obligations thereunder and have also assumed the due authorization by all requisite action, corporate or other, and the execution and delivery by such parties of such documents and the validity and binding effect thereof on such parties. As to any facts material to the opinions expressed herein that I did not independently establish or verify, I have relied upon statements and representations of officers and other representatives of the Company and others and of public officials.

In rendering the opinion stated herein, I have also assumed that (i) the issuance of the Shares will be properly recorded in the books and records of the Company and (ii) each award agreement under which options, restricted stock, restricted stock units or other awards are granted pursuant to the Plan will be consistent with the Plan and will be duly authorized, executed and delivered by the parties thereto.

I do not express any opinion with respect to the law of any jurisdiction other than Delaware corporate law (including, to the extent applicable, the Delaware constitution and judicial decisions).

Based upon the foregoing and subject to the foregoing, I am of the opinion that the Shares have been duly authorized by the Company and, when the Shares are issued to the participants in accordance with the terms and conditions of the Plan and the applicable award agreement for consideration in an amount at least equal to the par value of such Shares, the Shares will be validly issued, fully paid and nonassessable.


I hereby consent to the filing of this opinion with the Commission as an exhibit to the Registration Statement. In giving this consent, I do not thereby admit that I am included in the category of persons whose consent is required under Section 7 of the Securities Act or the rules and regulations of the Commission promulgated thereunder.

 

Very truly yours,

/s/ Osamu Watanabe

Osamu Watanabe
General Counsel and Secretary
Moelis & Company

Exhibit 23.1

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

We consent to the incorporation by reference in this Registration Statement on Form S-8 of our reports dated February 27, 2025 relating to the financial statements of Moelis & Company and subsidiaries (“the Company”) and the effectiveness of the Company’s internal control over financial reporting, appearing in the Annual Report on Form 10-K of the Company for the year ended December 31, 2024.

 

/s/DELOITTE & TOUCHE LLP
New York, New York
February 27, 2025
0001596967EX-FILING FEESfalse00 0001596967 2025-01-27 2025-01-27 0001596967 1 2025-01-27 2025-01-27 iso4217:USD xbrli:pure xbrli:shares
Exhibit 107
Calculation of Filing Fee Table
Form
S-8
(Form Type)
Moelis & Company
(Exact Name of Registrant as Specified in its Charter)
Table 1: Newly Registered Securities
 
               
Security Type  
Security
Class
Title
  Fee
Calculation
Rule
  Amount
Registered
(1)
  Proposed
Maximum
Offering
Price Per
Unit (2)
 
Maximum
Aggregate
Offering
Price (3)
 
Fee
Rate
 
Amount of
Registration
Fees
               
Equity   Class A Common Stock, par value $0.01 per share (“Class A Common Stock”)   457(a)   518,306   $70.74   $36,664,966.44   0.00015310   $5,613.41
         
Total Offering Amounts         $5,613.41
         
Total Fee Offsets          
         
Net Fee Due               $5,613.41
 
(1)
This registration statement covers (i) 518,306 shares of Class A Common Stock of Moelis & Company (the “Company”) that may be issued under the Moelis & Company 2024 Omnibus Incentive Plan (the “Plan”) and (ii) pursuant to Rule 416(a) under the Securities Act of 1933, as amended (the “Securities Act”), an indeterminate number of additional shares that may become issuable under the terms of the Plan by reason of any share split, share dividend, recapitalization or other similar transaction effected without the Company’s receipt of consideration which results in an increase in the number of the outstanding shares of Class A Common Stock
(2)
Calculated pursuant to Rule 457(c) and Rule 457(h) under the Securities Act based on a price of $70.74 per share, which is the average of the high and low price per share as reported by The New York Stock Exchange on February 24, 2025.
 
(3)
Estimated solely for the purpose of calculating the registration fee pursuant to Rule 457(o) under the Securities Act.
v3.25.0.1
Submission
Jan. 27, 2025
Submission [Line Items]  
Central Index Key 0001596967
Registrant Name Moelis & Company
Form Type S-8
Submission Type S-8
Fee Exhibit Type EX-FILING FEES
v3.25.0.1
Offerings - Offering: 1
Jan. 27, 2025
USD ($)
shares
Offering:  
Fee Previously Paid false
Rule 457(a) true
Security Type Equity
Security Class Title Class A Common Stock, par value $0.01 per share
Amount Registered | shares 518,306
Proposed Maximum Offering Price per Unit 70.74
Maximum Aggregate Offering Price $ 36,664,966.44
Fee Rate 0.01531%
Amount of Registration Fee $ 5,613.41
Offering Note
(1)
This registration statement covers (i) 518,306 shares of Class A Common Stock of Moelis & Company (the “Company”) that may be issued under the Moelis & Company 2024 Omnibus Incentive Plan (the “Plan”) and (ii) pursuant to Rule 416(a) under the Securities Act of 1933, as amended (the “Securities Act”), an indeterminate number of additional shares that may become issuable under the terms of the Plan by reason of any share split, share dividend, recapitalization or other similar transaction effected without the Company’s receipt of consideration which results in an increase in the number of the outstanding shares of Class A Common Stock
(2)
Calculated pursuant to Rule 457(c) and Rule 457(h) under the Securities Act based on a price of $70.74 per share, which is the average of the high and low price per share as reported by The New York Stock Exchange on February 24, 2025.
 
(3)
Estimated solely for the purpose of calculating the registration fee pursuant to Rule 457(o) under the Securities Act.
v3.25.0.1
Fees Summary
Jan. 27, 2025
USD ($)
Fees Summary [Line Items]  
Total Offering $ 36,664,966.44
Previously Paid Amount 0
Total Fee Amount 5,613.41
Total Offset Amount 0
Net Fee $ 5,613.41

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