Termination of Registration of a Class of Security Under Section 12(b) (15-12b)
November 19 2021 - 4:01PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES
EXCHANGE ACT OF 1934
OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT
OF 1934.
Commission File Number 001-37841
KADMON HOLDINGS, INC.
(Exact name of registrant as specified in its charter)
450 East 29th Street
New York, NY 10016
(833) 900-5366
(Address, including zip code, and telephone number, including area code, of registrant’s
principal executive offices)
Common Stock, $0.001 Par Value Per Share
(Title of each class of securities covered by this Form)
None
(Titles of all other classes of securities for which a duty to
file reports under section 13(a) or 15(d) remains)
Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:
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Rule 12g-4(a)(1)
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☒
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Rule 12g-4(a)(2)
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☐
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Rule 12h-3(b)(1)(i)
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☒
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Rule 12h-3(b)(1)(ii)
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☐
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Rule 15d-6
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☐
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Rule 15d-22(b)
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☐
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Approximate number of holders of record as of the certification or notice date: 1
Pursuant to the requirements of the Securities Exchange Act of 1934, Kadmon Holdings, Inc. has
caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.
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Kadmon Holdings, Inc.
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Date: November 19, 2021
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By:
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/s/ Gustavo Pesquin
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Name: Gustavo Pesquin
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Title: Chief Executive Officer
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