Initial Statement of Beneficial Ownership (3)
July 01 2021 - 5:23PM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Allen Kurt |
2. Date of Event Requiring Statement (MM/DD/YYYY)
7/1/2021
|
3. Issuer Name and Ticker or Trading Symbol
HECLA MINING CO/DE/ [HL]
|
(Last)
(First)
(Middle)
6500 N. MINERAL DR., SUITE 200 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Vice President - Exploration / |
(Street)
COEUR D'ALENE, ID 83815
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 19736 (1) | D | |
Common Stock | 50229 (2) | D | |
Common Stock | 9939 (3) | I | By 401(k) Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Shares held directly by Mr. Allen. |
(2) | Restricted stock units that were previously awarded and will vest as follows: 7,246 RSUs granted 6/21/2019, and vesting on June 21, 2022. 17,602 RSUs granted June 22, 2020, and vesting 1/3 on June 21, 2022 (8,801 shares), and June 21, 2023 (8,801 shares). 25,381 RSUs granted June 21, 2021, and vesting 1/3 on June 21, 2022 (8,461 shares), June 21, 2023 (8,460 shares), and June 21, 2024 (8,460 shares). |
(3) | Held as 827.654 units in Mr. Allen's 401(k) account under the Hecla Mining Company Capital Accumulation Plan, and estimated to be 9,939 shares. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Allen Kurt 6500 N. MINERAL DR., SUITE 200 COEUR D'ALENE, ID 83815 |
|
| Vice President - Exploration |
|
Signatures
|
Tami D. Whitman, Attorney-in-Fact for Kurt Allen | | 7/1/2021 |
**Signature of Reporting Person | Date |
Hecla Mining (NYSE:HL)
Historical Stock Chart
From Jun 2024 to Jul 2024
Hecla Mining (NYSE:HL)
Historical Stock Chart
From Jul 2023 to Jul 2024