Current Report Filing (8-k)
December 09 2019 - 04:21PM
Edgar (US Regulatory)
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2019-12-09 0000040545 us-gaap:CommonStockMember 2019-12-08
2019-12-09 0000040545 GE:FloatingRateNotesDue2020Member 2019-12-08
2019-12-09 0000040545 GE:Sec0.375NotesDue2022Member 2019-12-08
2019-12-09 0000040545 GE:Sec1.250NotesDue2023Member 2019-12-08
2019-12-09 0000040545 GE:Sec0.875NotesDue2025Member 2019-12-08
2019-12-09 0000040545 GE:Sec1.875NotesDue2027Member 2019-12-08
2019-12-09 0000040545 GE:Sec1.500NotesDue2029Member 2019-12-08
2019-12-09 0000040545
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2019-12-09 0000040545 GE:Sec2.125NotesDue2037Member 2019-12-08
2019-12-09 iso4217:USD xbrli:shares iso4217:USD xbrli:shares
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of
1934
Date of Report
(Date of earliest event reported)
December 9, 2019
|
General Electric Company |
|
|
|
(Exact
name of registrant as specified in its charter) |
|
|
New York |
|
001-00035 |
|
14-0689340 |
|
(State
or other jurisdiction |
|
(Commission |
|
(IRS
Employer |
|
of
incorporation) |
|
File
Number) |
|
Identification
No.) |
|
|
|
|
|
|
|
5 Necco Street,
Boston,
MA |
|
|
|
02210 |
|
(Address of
principal executive offices) |
|
|
|
(Zip
Code) |
Registrant’s
telephone number, including area code
(617)
443-3000
|
41 Farnsworth Street,
Boston,
MA
02210 |
|
|
|
(Former
name or former address, if changed since last report.) |
|
Securities
registered pursuant to Section 12(b) of the Act:
|
Title
of each class |
Trading
Symbol(s) |
Name of
each exchange on which registered |
|
Common stock, par value $0.06 per share |
GE |
New York Stock Exchange |
|
Floating Rate Notes due 2020 |
GE 20E |
New York Stock Exchange |
|
0.375% Notes due 2022 |
GE 22A |
New York Stock Exchange |
|
1.250% Notes due 2023 |
GE 23E |
New York Stock Exchange |
|
0.875% Notes due 2025 |
GE 25 |
New York Stock Exchange |
|
1.875% Notes due 2027 |
GE 27E |
New York Stock Exchange |
|
1.500% Notes due 2029 |
GE 29 |
New York Stock Exchange |
|
7 1/2% Guaranteed Subordinated Notes due 2035 |
GE /35 |
New York Stock Exchange |
|
2.125% Notes due 2037 |
GE 37 |
New York Stock Exchange |
Check the
appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
|
☐ |
|
Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425) |
|
☐ |
|
Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12) |
|
☐ |
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b)) |
|
☐ |
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c)) |
Indicate by check
mark whether the registrant is an emerging growth company as
defined in Rule 405 of the Securities Act of 1933 (§230.405 of this
chapter) or Rule 12b-2 of the Securities Exchange Act of 1934
(§240.12b-2 of this chapter).
Emerging growth
company ☐
If an emerging
growth company, indicate by check mark if the registrant has
elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange
Act. ☐
(1)
Item
5.03. Amendments to Articles of Incorporation or Bylaws; Change in
Fiscal Year.
On December 9,
2019, General Electric Company ("GE" or the "Company") filed with
the Secretary of State of New York a Certificate of Change (the
"Certificate of Change") to its restated Certificate of
Incorporation (the "Certificate of Incorporation").
The Certificate of
Change amends GE's Certificate of Incorporation to reflect the
relocation of GE's headquarters and to provide that the Secretary
of State of New York, as the Company's agent for service of
process, shall mail a copy of any process served upon him or her to
the Company's Vice President, Litigation, at 5 Necco Street,
Boston, Massachusetts 02210.
A copy of the
Certificate of Change is included as Exhibit 3.1 hereto and is
incorporated by reference herein.
Item
9.01. Financial Statements and Exhibits.
(d)
Exhibits
The following
exhibit is filed herewith:
(2)
SIGNATURES
Pursuant to the
requirements of the Securities Exchange Act of 1934, the registrant
has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
|
|
General
Electric Company |
|
|
(Registrant) |
|
|
|
|
|
|
|
Date:
December 9, 2019 |
|
/s/
Christoph A. Pereira |
|
|
Christoph A.
Pereira |
|
|
Vice
President, Chief Risk Officer and |
|
|
Chief
Corporate Counsel |
(3)
General Electric (NYSE:GE)
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