Notification Filed by a National Securities Exchange to Report the Removal From Listing and Registration of Matured , Redeemed or Retired Securities (25)
September 26 2022 - 8:32AM
Edgar (US Regulatory)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549
FORM 25
NOTIFICATION OF REMOVAL FROM LISTING AND/OR
REGISTRATION UNDER SECTION 12(b) OF THE
SECURITIES EXCHANGE ACT OF 1934.
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Commission File Number |
001-14761 |
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GAMCO Investors,
Inc. |
| (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) |
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| 191 Mason Street, Greenwich, CT 06830 (203) 629-2726 |
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One Corporate Center,
Rye, NY 10580 (914) 921-5100 |
| (Address, including zip code, and telephone number, including area code, of Issuer’s principal executive offices) |
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Class A Common Stock,
$0.001 par value |
| (Description of class of securities) |
Please place an X in the box to designate the rule provision relied
upon to strike the class of securities from listing and registration:
o 17 CFR 240.12d2-2(a)(1)
o 17 CFR 240.12d2-2(a)(2)
o 17 CFR 240.12d2-2(a)(3)
o 17 CFR 240.12d2-2(a)(4)
o Pursuant to 17
CFR 240.12d2-2(b), the Exchange has complied with its rules to strike the class of securities from listing and/or withdraw
registration on the Exchange.1
ý Pursuant to 17
CFR 240.12d2-2(c), the Issuer has complied with the rules of the Exchange and the requirements of 17 CFR 240.12d2-2(c) governing the voluntary
withdrawal of the class of securities from listing and registration on the Exchange.
Pursuant to the requirements of the Securities Exchange Act of 1934,
GAMCO Investors, Inc. certifies that it has reasonable grounds to believe that it meets all of the requirements for filing the
Form 25 and has caused this notification to be signed on its behalf by the undersigned duly authorized person.
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September 26, 2022 |
By: /s/ Peter D.
Goldstein |
General
Counsel |
| Date |
Name: Peter D. Goldstein |
Title |
1
Form 25 and attached Notice will be considered compliance with the provisions of 17 CFR 240.19d-1 as applicable. See General Instructions.
SEC 1654
(03-06) |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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