Statement of Changes in Beneficial Ownership (4)
December 09 2019 - 6:14PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Clason Christopher |
2. Issuer Name and Ticker or Trading Symbol
CIMAREX ENERGY CO
[
XEC
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) VP and Chief HR Officer |
(Last)
(First)
(Middle)
1700 LINCOLN STREET, SUITE 3700 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/5/2019 |
(Street)
DENVER, CO 80203
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 12/5/2019 | | A | | 20039 (1) | A | $0 | 43163 | D | |
Common Stock | 12/5/2019 | | A | | 20157 (2)(3) | A | $0 | 63320 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Represents an award of restricted stock that will vest in its entirety on December 1, 2022 provided that the reporting person remains in the continuous employment of Cimarex through that date. |
(2) | Represents a performance award of restricted stock that is subject to the satisfaction of certain performance criteria through December 1, 2022 provided that the reporting person remains in continuous employment with Cimarex through that date. |
(3) | The amount of securities beneficially owned as reported in column 5 consists of 32,638 shares of restricted stock subject to service-based vesting and 30,682 shares subject to service-based vesting and the satisfaction of certain performance criteria. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Clason Christopher 1700 LINCOLN STREET, SUITE 3700 DENVER, CO 80203 |
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| VP and Chief HR Officer |
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Signatures
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Francis B. Barron, as Attorney-in-Fact | | 12/9/2019 |
**Signature of Reporting Person | Date |
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