Initial Statement of Beneficial Ownership (3)
June 02 2021 - 10:07AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Castellano Thomas P |
2. Date of Event Requiring Statement (MM/DD/YYYY)
6/1/2021
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3. Issuer Name and Ticker or Trading Symbol
Catalent, Inc. [CTLT]
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(Last)
(First)
(Middle)
CATALENT, INC., 14 SCHOOLHOUSE ROAD |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) SVP, Chief Financial Officer / |
(Street)
SOMERSET, NJ 08873
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 12567 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Options to purchase Common Stock | (2) | 7/24/2027 | Common Stock | 1730.0 | $36.02 | D | |
Options to purchase Common Stock | (3) | 7/23/2028 | Common Stock | 2806.0 | $43.88 | D | |
Options to purchase Common Stock | (4) | 7/22/2029 | Common Stock | 4047.0 | $54.94 | D | |
Options to purchase Common Stock | (5) | 7/30/2030 | Common Stock | 3387.0 | $88.1 | D | |
Explanation of Responses: |
(1) | Includes restricted stock units. |
(2) | The options vest and become exercisable in four equal annual installments beginning on July 24, 2018. |
(3) | The options vest and become exercisable in four equal annual installments beginning on July 23, 2019. |
(4) | The options vest and become exercisable in four equal annual installments beginning on July 22, 2020. |
(5) | The options vest and become exercisable in four equal annual installments beginning on July 30, 2021. |
Remarks: EXHIBIT LIST: EX-24 Castellano Power of Attorney |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Castellano Thomas P CATALENT, INC. 14 SCHOOLHOUSE ROAD SOMERSET, NJ 08873 |
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| SVP, Chief Financial Officer |
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Signatures
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/s/ Jose Ibietatorremendia, attorney-in-fact | | 6/2/2021 |
**Signature of Reporting Person | Date |
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