Statement of Changes in Beneficial Ownership (4)
May 20 2021 - 4:04PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
KOCH C JAMES |
2. Issuer Name and Ticker or Trading Symbol
BOSTON BEER CO INC
[
SAM
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chairman |
(Last)
(First)
(Middle)
C/O THE BOSTON BEER COMPANY, ONE DESIGN CENTER PLACE, SUITE 850 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/19/2021 |
(Street)
BOSTON, MA 02210
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Class A Common | 5/19/2021 | | S(1) | | 100.00 | D | $1033.18 | 147258.00 (2) | D | |
Class A Common | 5/19/2021 | | S(1) | | 300.00 | D | $1034.99 (3) | 146958.00 (2) | D | |
Class A Common | 5/19/2021 | | S(1) | | 202.00 | D | $1038.67 (4) | 146756.00 (2) | D | |
Class A Common | 5/19/2021 | | S(1) | | 400.00 | D | $1039.95 (5) | 146356.00 (2) | D | |
Class A Common | 5/19/2021 | | S(1) | | 300.00 | D | $1041.50 (6) | 146056.00 (2) | D | |
Class A Common | 5/19/2021 | | S(1) | | 201.00 | D | $1042.60 (7) | 145855.00 (2) | D | |
Class A Common | 5/19/2021 | | S(1) | | 200.00 | D | $1044.45 (8) | 145655.00 (2) | D | |
Class A Common | 5/19/2021 | | S(1) | | 200.00 | D | $1045.50 (9) | 145455.00 (2) | D | |
Class A Common | 5/19/2021 | | S(1) | | 200.00 | D | $1047.27 (10) | 145255.00 (2) | D | |
Class A Common | 5/19/2021 | | S(1) | | 196.00 | D | $1049.08 (11) | 145059.00 (2) | D | |
Class A Common | 5/19/2021 | | S(1) | | 200.00 | D | $1050.38 (12) | 144859.00 (2) | D | |
Class A Common | 5/19/2021 | | S(1) | | 1.00 | D | $1053.39 | 144858.00 (2) | D | |
Class A Common | | | | | | | | 33248.00 | I | By LLC managed by spouse |
Class A Common | | | | | | | | 23486.00 | I | Custodian for children under UGTMA |
Class A Common | | | | | | | | 77627.00 | I | By Foundation managed by Reporting Person |
Class A Common | | | | | | | | 5000.00 | I | By Trust as Trustee |
Class A Common | | | | | | | | 3656.00 | I | By spouse as custodian for children under UGTMA |
Class A Common | | | | | | | | 3656.00 | I | By spouse in trust for children |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 5, 2021. |
(2) | The shares reported include 212 shares of restricted stock subject to vesting conditions. |
(3) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 300 shares is from $1034.57 to $1035.46. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(4) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 202 shares is from $1038.58 to $1038.76. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(5) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 400 shares is from $1039.64 to $1040.15. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(6) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 300 shares is from $1041.20 to $1041.91. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(7) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 200 shares is from $1042.47 to $1042.70. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(8) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 200 shares is from $1044.18 to $1044.86. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(9) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 200 shares is from $1045.30 to $11045.69. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(10) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 200 shares is from $1047.19 to $11047.34. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(11) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 200 shares is from $1049.00 to $1049.15. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(12) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 200 shares is from $1050.06 to $1050.62. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
KOCH C JAMES C/O THE BOSTON BEER COMPANY ONE DESIGN CENTER PLACE, SUITE 850 BOSTON, MA 02210 | X | X | Chairman |
|
Signatures
|
Michael G. Andrews under POA for the benefit of Koch C. James | | 5/20/2021 |
**Signature of Reporting Person | Date |
Boston Beer (NYSE:SAM)
Historical Stock Chart
From Aug 2024 to Sep 2024
Boston Beer (NYSE:SAM)
Historical Stock Chart
From Sep 2023 to Sep 2024