Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
January 02 2024 - 12:52PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13A-16 OR 15D-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
January
02, 2024
Barclays PLC
(Name
of Registrant)
1 Churchill Place
London E14 5HP
England
(Address
of Principal Executive Office)
Indicate
by check mark whether the registrant files or will file annual
reports
under
cover of Form 20-F or Form 40-F.
Form
20-F x Form 40-F
This
Report on Form 6-K is filed by Barclays PLC.
This
Report comprises:
Information
given to The London Stock Exchange and furnished pursuant
to
General
Instruction B to the General Instructions to Form 6-K.
EXHIBIT
INDEX
Exhibit
No. 1
|
Total Voting Rights dated 01 December 2023
|
Exhibit
No. 2
|
Director/PDMR
Shareholding dated 07 December 2023
|
Exhibit
No. 3
|
Holding(s)
in Company dated 08 December 2023
|
Exhibit
No. 4
|
Director/PDMR
Shareholding dated 14 December 2023
|
Exhibit
No. 5
|
Director/PDMR
Shareholding dated 18 December 2023
|
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
|
BARCLAYS
PLC
|
|
(Registrant)
|
Date:
January 02, 2024
|
By: /s/
Garth Wright
--------------------------------
|
|
Garth
Wright
|
|
Assistant
Secretary
|
Exhibit
No. 1
1 December 2023
Barclays PLC
Total Voting Rights
In accordance with the Financial Conduct Authority's (FCA)
Disclosure Guidance and Transparency Rule 5.6.1R, Barclays PLC
notifies the market that as of 30 November 2023, Barclays PLC's
issued share capital consists of 15,134,625,358 Ordinary shares
with voting rights.
There are no Ordinary shares held in Treasury.
The above figure 15,134,625,358 may be used by shareholders (and
others with notification obligations) as the denominator for the
calculation by which they will determine if they are required to
notify their interest in, or a change to their interest in,
Barclays PLC under the FCA's Disclosure Guidance and Transparency
Rules.
- Ends
-
For further information, please contact:
Investor
Relations
Marina Shchukina
+44 (0)20 7116 2526
|
|
Media
Relations
Jon Tracey
+44 (0)20 7116 4755
|
Exhibit No. 2
7 December 2023
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Nigel Higgins
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group Chairman
|
b)
|
Initial notification /Amendment
|
Initial notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
Acquisition of Shares
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares
|
£1.3867 per Share
|
200,000
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
e)
|
Date of the transaction
|
2023-12-07
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
For further information please contact:
Investor Relations
Media
Relations
Marina Shchukina +44 (0) 20 7116 2526
Jonathan
Tracey +44 (0) 20 7116 4755
Exhibit
No. 3
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS
|
|
1a. Identity of the issuer or the underlying issuer of existing
shares to which voting rights are attached :
|
BARCLAYS PLC
|
1b. Please indicate if the issuer is a non-UK
issuer (please
mark with an "X" if appropriate)
|
Non-UK issuer
|
|
2. Reason for the notification (please
mark the appropriate box or boxes with an "X")
|
An acquisition or disposal of voting rights
|
X
|
An acquisition or disposal of financial instruments
|
|
An event changing the breakdown of voting rights
|
|
Other (please specify) :
|
|
3. Details of person subject to the notification
obligation
|
Name
|
1.
Qatar Holding LLC
2.
Qatar Investment Authority (as parent undertaking
only)
|
City and country of registered office (if applicable)
|
Doha, Qatar
|
4. Full name of shareholder(s) (if
different from 3.)
|
Name
|
|
City and country of registered office (if applicable)
|
|
5. Date on which the threshold was crossed or reached
:
|
7 December 2023
|
6. Date on which issuer notified (DD/MM/YYYY):
|
7 December 2023
|
7. Total positions of person(s) subject to the notification
obligation
|
|
% of voting rights attached to shares (total of 8. A)
|
% of voting
rights through financial
instruments(total of 8.B 1 + 8.B 2)
|
Total of both in % (8.A + 8.B)
|
Total number of voting rights held in issuer (8.A +
8.B)
|
Resulting situation on the date on which threshold was crossed or
reached
|
2.775891
|
0.00
|
2.775891
|
420,120,691
|
Position of previous notification (if
applicable)
|
5.99
|
0.00
|
5.99
|
|
|
|
|
|
|
|
|
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached
|
A: Voting rights attached to shares
|
Class/type ofshares
ISIN code (if possible)
|
Number of voting rights
|
% of voting rights
|
Direct
(DTR5.1)
|
Indirect
(DTR5.2.1)
|
Direct
(DTR5.1)
|
Indirect
(DTR5.2.1)
|
Ordinary shares of 25 pence each
GB0031348658
|
420,120,691
|
0.00
|
2.775891
|
0.00
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8. A
|
420,120,691
|
2.775891
|
|
B 1: Financial Instruments according to DTR5.3.1R (1)
(a)
|
Type of financial instrument
|
Expirationdate
|
Exercise/Conversion Period
|
Number of voting rights that may be acquired if the instrument
is
exercised/converted.
|
% of voting rights
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8. B 1
|
|
|
|
B 2: Financial Instruments with similar economic effect according
to DTR5.3.1R (1) (b)
|
Type of financial instrument
|
Expirationdate
|
Exercise/Conversion Period
|
Physical or cash
Settlement
|
Number of voting rights
|
% of voting rights
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8.B.2
|
|
|
|
|
|
|
|
|
|
|
|
|
|
9. Information in relation to the person subject to the
notification obligation (please
mark the
applicable box with an "X")
|
Person subject to the notification obligation is not controlled by
any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer
|
|
Full chain
of controlled undertakings through which the voting rights and/or
thefinancial instruments are effectively held starting with the
ultimate controlling natural person or legal entity (please
add additional rows as necessary)
|
X
|
Ultimate controlling Person
|
Name of controlled undertaking
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
Qatar Investment Authority
|
Qatar Holding LLC
|
N.A
|
N.A
|
N.A.
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
10. In case of proxy voting, please
identify:
|
Name of the proxy holder
|
|
The number and % of voting rights held
|
|
The date until which the voting rights will be held
|
|
|
|
11. Additional information
|
As required under the DTRs, this notification has been prepared
using the total voting rights figure of 15,134,625,358 as
set out in the public announcement made by Barclays PLC dated 1
December 2023. Qatar Investment Authority is the parent undertaking
of Qatar Holding LLC.
|
|
Place of completion
|
Doha, Qatar
|
Date of completion
|
7 December 2023
|
Exhibit No. 4
14 December 2023
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
Barclays
PLC (the "Company") announces certain transactions by persons
discharging managerial responsibility ("PDMRs") in ordinary shares
of the Company with a nominal value of 25 pence each
("Shares").
1.
On 12 December 2023 the Trustee
notified the Company that on 12 December 2023 it delivered Shares
in respect of the
quarterly payment of the Share element of PDMRs' fixed remuneration
for the three month period to 31 December 2023. The Shares are
subject to a holding period with restrictions lifting in equal
tranches over five years (20% each year).
1. Shares
in respect of the quarterly payment of the Share element of PDMRs'
fixed remuneration
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
C.S. Venkatakrishnan
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group Chief Executive
|
b)
|
Initial notification /Amendment
|
Initial notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 6 March 2019. The Shares delivered are
in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2023. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares
|
£1.4282
per Share
|
251,627
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
e)
|
Date of the transaction
|
2023-12-12
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares
|
£1.4282
per Share
|
131,098
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
e)
|
Date of the transaction
|
2023-12-12
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Anna Cross
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group Finance Director
|
b)
|
Initial notification /Amendment
|
Initial notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 24 May 2022. The Shares delivered are
in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2023. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five
years.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares
|
£1.4282
per Share
|
157,540
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
e)
|
Date of the transaction
|
2023-12-12
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares
|
£1.4282
per Share
|
74,044
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
e)
|
Date of the transaction
|
2023-12-12
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Paul Compton
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Global Head of the Corporate and Investment Bank and President of
Barclays Bank PLC
|
b)
|
Initial notification /Amendment
|
Initial notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 20 March 2019. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2023. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares
|
£1.4282
per Share
|
266,174
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
e)
|
Date of the transaction
|
2023-12-12
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares
|
£1.4282
per Share
|
144,666
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
e)
|
Date of the transaction
|
2023-12-12
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Alistair Currie
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group Chief Operating Officer and Chief Executive of Barclays
Execution Services
|
b)
|
Initial notification /Amendment
|
Initial notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays PLC
|
b)
|
LEI
|
213800LBQA1Y92JB70
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 28 August 2019. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2023. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares
|
£1.4282
per Share
|
105,027
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
e)
|
Date of the transaction
|
2023-12-12
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares
|
£1.4282
per Share
|
49,363
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
e)
|
Date of the transaction
|
2023-12-12
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Kirsty Everett
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group Chief Compliance Officer
|
b)
|
Initial notification /Amendment
|
Initial notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays PLC
|
b)
|
LEI
|
213800LBQA1Y92JB70
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 30 August 2023. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2023. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares
|
£1.4282
per Share
|
52,513
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
e)
|
Date of the transaction
|
2023-12-12
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares
|
£1.4282
per Share
|
24,682
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
e)
|
Date of the transaction
|
2023-12-12
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Matthew Hammerstein
|
2
|
Reason for the notification
|
a)
|
Position/status
|
CEO, Barclays Bank UK PLC
|
b)
|
Initial notification /Amendment
|
Initial notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 28 August 2019. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2023. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares
|
£1.4282
per Share
|
60,495
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
e)
|
Date of the transaction
|
2023-12-12
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares
|
£1.4282
per Share
|
28,433
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
e)
|
Date of the transaction
|
2023-12-12
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Vim Maru
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Global Head of Consumer Banking and Payments
|
b)
|
Initial notification /Amendment
|
Initial notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 21 February 2023. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2023. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares
|
£1.4282
per Share
|
87,522
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
e)
|
Date of the transaction
|
2023-12-12
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares
|
£1.4282
per Share
|
41,136
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
e)
|
Date of the transaction
|
2023-12-12
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Tristram Roberts
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group HR Director
|
b)
|
Initial notification /Amendment
|
Initial notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 6 March 2019. The Shares delivered are
in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2023. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares
|
£1.4282
per Share
|
136,054
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
e)
|
Date of the transaction
|
2023-12-12
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares
|
£1.4282
per Share
|
63,946
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
e)
|
Date of the transaction
|
2023-12-12
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Taalib Shaah
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group Chief Risk Officer
|
b)
|
Initial notification /Amendment
|
Initial notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 17
November 2020. The Shares delivered are in respect of the quarterly
payment of the Share element of the individual's fixed remuneration
for the three month period to 31 December 2023. The Shares are
subject to a holding period with restrictions lifting in equal
tranches over five years (20% each year).
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares
|
£1.4282
per Share
|
122,531
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
e)
|
Date of the transaction
|
2023-12-12
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares
|
£1.4282
per Share
|
57,590
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
e)
|
Date of the transaction
|
2023-12-12
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Stephen Shapiro
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group General Counsel
|
b)
|
Initial notification /Amendment
|
Initial notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 27 August 2020. The
Shares delivered are in respect of the quarterly payment of the
Share element of the individual's fixed remuneration for the three
month period to 31 December 2023. The Shares are subject to a
holding period with restrictions lifting in equal tranches over
five years (20% each year).
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares
|
£1.4282
per Share
|
61,265
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
e)
|
Date of the transaction
|
2023-12-12
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares
|
£1.4282
per Share
|
28,795
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
e)
|
Date of the transaction
|
2023-12-12
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Sasha Wiggins
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group Head of Public Policy and Corporate
Responsibility
|
b)
|
Initial notification /Amendment
|
Initial notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 6 June 2020. The Shares delivered are
in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2023. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares
|
£1.4282
per Share
|
39,385
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
e)
|
Date of the transaction
|
2023-12-12
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares
|
£1.4282
per Share
|
18,511
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
e)
|
Date of the transaction
|
2023-12-12
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
For further information please contact:
Investor Relations
Media
Relations
Marina Shchukina +44 (0) 20 7116 2526
Jonathan Tracey +44 (0) 20 7116
4755
Exhibit No. 5
18 December 2023
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
Barclays PLC (the "Company") announces certain transactions by
persons discharging managerial responsibility ("PDMRs") in ordinary
shares of the Company with a nominal value of 25 pence each
("Shares") as set out below.
1. Acquisition and sale of shares following exercise of Barclays
Group SAYE Share Option Scheme
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Taalibhusain Shaah
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group Chief Risk Officer
|
b)
|
Initial notification /Amendment
|
Initial notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
Acquisition of Shares following the exercise of an option granted
under the Barclays Group SAYE Share Option Scheme.
|
c)
|
Price(s) and volume(s)
|
Option
Price(s)
|
Volume(s):
Number of Shares
|
£0.84
per Share
|
12,857
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
e)
|
Date of the transaction
|
2023-12-14
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
b)
|
Nature of the transaction
|
Sale of Shares following the exercise of an option and acquisition
of Shares under the Barclays Group SAYE Share Option
Scheme
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares
|
£1.4944
per Share
|
12,857
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
e)
|
Date of the transaction
|
2023-12-14
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
|
|
|
2. Sale of Shares
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Taalibhusain Shaah
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group Chief Risk Officer
|
b)
|
Initial notification /Amendment
|
Initial notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
Disposal of Shares by Solium Capital UK Limited in its capacity as
administrator of the Barclays' nominee service.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares
|
£1.4978 per Share
|
30,237
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
e)
|
Date of the transaction
|
2023-12-14
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
For further information please contact:
Investor Relations
Media
Relations
Marina Shchukina +44 (0) 20 7116 2526
Jonathan Tracey +44 (0) 20 7116 4755
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