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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): June 8, 2021

 

TTEC Holdings, Inc.

(Exact name of registrant as specified in its charter)

 

Delaware 001-11919 84-1291044
(State or other jurisdiction (Commission file (IRS Employer
of incorporation) number) Identification Number)

 

9197 S. Peoria Street, Englewood, CO 80112-5833

(Address of principal executive offices) (Zip Code)

 

Registrant’s telephone number, including area code: 303-397-8100

 

Not Applicable

(Former name or former address if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

Title of each class Trading Symbol(s) Name of each exchange on which
registered
Common stock of TTEC Holdings, Inc.,
$0.01 par value per share
TTEC NASDAQ

 

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.¨

 

 

 

 

 

Item 7.01. Regulation FD Disclosure.

 

On June 8, 2021, TTEC Holdings, Inc. (the “Company”) announced that its chief executive officer and chairman of the board, Kenneth D. Tuchman has established a pre-arranged stock trading plan to sell up to 2,500,000 shares of the Company’s stock (the “Trading Plan.”) The Trading Plan shall remain in effect for a twenty-four (24) months’ period that shall commence sixty (60) days after the date of this announcement.  The Trading Plan is part of a long-term strategy to support public float in Company stock and to provide asset diversification for Mr. Tuchman.  The Trading Plan was adopted in accordance with guidelines specified under Rule 10b5-1 of the Securities Exchange Act of 1934 and the Company’s insider trading policies.  After the Trading Plan is executed, Mr. Tuchman will continue to maintain a controlling interest in the Company. The transactions executed in accordance with the Trading Plan will be disclosed publicly through one or several Form 4 filings with the U.S. Securities and Exchange Commission.  The Trading Plan may be terminated prior to its expiration date in accordance with provisions of Rule 10b5-1.

 

The Company does not undertake to report other Rule 10b5-1 plans that may be adopted, from time to time, by any of its officers or directors, or to report any modifications or termination of any publicly announced plan, except to the extent required by law.

 

The information in this Item 7.01 of this Current Report on Form 8-K is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of such section. Such information shall not be incorporated by reference into any registration statement or other document pursuant to the Securities Act of 1933, as amended, except as expressly set forth by specific reference in such filing.

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities and Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

    TTEC Holdings, Inc.
 

 

(Registrant)

     
     
Date:  June 8, 2021 By:

/s/ Margaret B. McLean

   

Margaret B. McLean, Senior Vice President, General
Counsel & Corporate Secretary

 

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