- Current report filing (8-K)
March 22 2010 - 3:33PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM 8-K
Current Report Pursuant to Section 13 or
15(d) of the Securities Exchange Act of 1934
Date of report
(Date of earliest event reported):
March 16, 2010
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(Exact name of
registrant as specified in its charter)
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Delaware
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0-22010
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72-0843540
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(State or other
jurisdiction of
incorporation)
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(Commission File
Number)
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(I.R.S. Employer
Identification
No.)
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5221 N.
OConnor Blvd., Suite 500
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Irving,
Texas
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75039
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(Address of
principal executive offices)
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(Zip Code)
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Registrants Telephone
Number, including area code:
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(972)
869-3400
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(Former name or former address, if changed since last
report)
Check the appropriate box
below if the Form 8-K filing is intended to simultaneously satisfy the filing
obligation of the registrant under any of the following provisions:
o
Written communications pursuant to Rule 425 under
the Securities Act (17 CFR 230.425)
o
Soliciting material pursuant to Rule 14a-12 under
the Exchange Act (17 CFR 240.14a-12)
o
Pre-commencement communications pursuant to
Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o
Pre-commencement communications pursuant to
Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 3.01.
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or
Standard; Transfer of Listing.
On March 16, 2010, Thomas Group, Inc.
(the Company) received a Nasdaq Staff Determination letter indicating that
the Company fails to comply with the minimum $1.00 bid price requirement set
forth in Listing Rule 5550(a)(2) of the Nasdaq Stock Market. As a result, its securities are subject to
delisting from The Nasdaq Capital Market unless the Company requests a hearing before
a Nasdaq Listing Qualifications Panel.
The Company intends to request a hearing
before a Listing Qualifications Panel to review the Staff Determination prior
to the request deadline on March 23, 2010. There can be no assurance the
Panel will grant the Companys request for continued listing.
A copy of the press release issued by the
Company announcing its receipt of the Nasdaq Staff Determination Letter and
intention to request a hearing is attached hereto as Exhibit 99.1.
Item 9.01.
Financial Statements and
Exhibits.
(d)
Exhibits.
EXHIBIT
NUMBER
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DESCRIPTION
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99.1
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Press Release
dated
March 22
,
2010.
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2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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THOMAS GROUP,
INC.
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Date:
March 22,
2010
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By:
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/s/ Frank Tilley
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Frank Tilley
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Interim Chief Financial Officer and Vice President
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3
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