Report of Foreign Issuer (6-k)
August 19 2019 - 8:01AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 UNDER
THE SECURITIES EXCHANGE ACT OF 1934
For the month of August 2019
Commission File Number: 001-38206
TDH HOLDINGS, INC.
(Translation of registrant’s name into
English)
c/o Qingdao Tiandihui Foodstuffs Co. Ltd.,
Room 1809,
Financial Square, 197 Shuangzhu Road, Huangdao
District, Qingdao
Shandong Province
,
People’s
Republic of China
Tel: +86-532-8591-9267
(Address of Principal Executive Office)
Indicate by check mark whether the registrant files or will file
annual reports under cover of Form 20-F or Form 40-F.
Form 20-F ☒ Form
40-F ☐
Indicate by check mark if the registrant is submitting the Form
6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form
6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
Indicate by check mark whether the registrant by furnishing the
information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under
the Securities Exchange Act of 1934. Yes ☒ No ☐
If “Yes” is marked, indicate below the file number assigned
to the registrant in connection with Rule 12g3-2(b): 82-_______________.
On August 12, 2019, TDH
Holdings, Inc. (the “Company”) announced that it had received written notice from Nasdaq that the Company has regained
compliance with the minimum bid price continued listing requirement. The Company regained compliance with this requirement as a
result of its common shares’ closing bid price having been at or above the minimum requirement of $1.00 per share for a minimum
of ten consecutive trading days.
The Company is scheduled
to appear before the Nasdaq Hearings Panel on August 22, 2019 to address another continued listing deficiency pertaining to the
Company’s inability to maintain compliance with a minimum of $2.5 million in stockholders’ equity for continued listing
on the Nasdaq Stock Market as required under Listing Rule 5550(b)(1). There can be no assurance that, following the hearing, the
Panel will grant the Company’s request for additional time to regain compliance with the remaining Nasdaq continued listing
requirement. If the Panel does not grant the Company’s request for additional time, the Company’s securities will be
subject to delisting. If the Company is delisted from the Nasdaq Capital Market, its common shares may be traded over-the-counter
on the OTC Bulletin Board or in the “pink sheets” if one or more market makers seeks and obtains approval by the Financial
Industry Regulatory Authority to continue quoting in the Company’s common shares. Many over-the-counter stocks trade less
frequently and in smaller volumes than securities traded on the Nasdaq markets, which would likely have a material adverse effect
on the liquidity and value of the Company’s common shares.
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
thereunto duly authorized.
Dated: August 19, 2019
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TDH Holdings, Inc.
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By:
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/s/
Dandan Liu
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Name:
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Dandan Liu
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Title:
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Chief Executive Officer
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